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Judicial Watch • Richard J Arcara Financial Disclosure Report for 2005

Richard J Arcara Financial Disclosure Report for 2005

Richard J Arcara Financial Disclosure Report for 2005

Page 1: Richard J Arcara Financial Disclosure Report for 2005

Category:Financial Disclosure

Number of Pages:9

Date Created:December 7, 2006

Date Uploaded to the Library:November 13, 2013

Tags:Arcara, Richard J Arcara, Equity, MASON, Richard, 2005, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge

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Ref,ort-]!equired the_ Ethics 
FOR CALENDAR YEAR 2005 U.S.C. app. IOI-I Person Reporting (last name, first, middle initial) 
Arcara, Richard Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) 
Chief U.S. District Jjdge Chambers Office Address Court Street, Room 609 
Buffalo, New York 14202 Court Organization Date Report  
U.S. District Court W.D.N.Y.  06/27/2006  
Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual  Final Reporting Period 01/01/2005 12/31/2005  
Sb.  Amended Report the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. 
Reviewing Officer Date 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting Individual only; see pp. 9-13 instructions.) 
[K) NONE (No reportable positions.) 

II. AGREEMENTS. (Reporting Individual only; see pp. 14-16 instructions.) (") =-;o c.._ r-,, c:: 
(KJ NONE (No reportable agreements.) 2:: mAND j:j ("") 
.- ' 

Name Person Rep0rtlng 
Arcara, Richard 
III. N0N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-U instructions.) Filer's Non-Investment Income 
 NONE (No reportable non-investment income.) 
(yours, not spouse's) Spouse's Non-Investment Income -I/you were married during any portion o/the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
1.2005 AAA Western and Central New York Board Member -Stipend 
Executive Dimensions -Salary 
JV REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) New York Intellectual Property Law Association Reimbursement for lodging, meals, transportation for attendance Annual Dinner Honor ofFederal Judiciary, N.Y. March 17-18, 2005 

Name.-0f Penon Reporting 
Arcara, Richard GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instrul:tions.) 
[RJ NONE (No reportable gifts.) 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-34 instructions.) NONE (No reportable liabilities.) Capital One Visa Credit Card 

Nmecof Person Reporting
Arcara, Richard 
VII. INVESTMENTS and TRUSTS -income. va1ue. transactions (indut1es those th.spouse am1 dependent children. see PP 1-1-s1 filing instructions) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during ieporting period Gross value at.end reporting period Transactions duringieporting period  
(i)  (2)  (I)  (2)  (I)  lf'oot exempi from diSclosure  
Amount Code (A'H)  Type (e.g. div., rent, int.)  Value Code-2 (J-P)  Value Method Code3 (QCW)  Type(e.g, buy, sell, merger, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code! (A-H)  (5) Identity buyer/seller (if private transaction) Leg Mason SEP transfd total RBC Dain Rauscher SEP Goldman Sachs Cl.C  sold  916 Idex Ser. Fund JCC Legg Mason Equity-Opp  Dividend  sold  916 Aim Basic Value Aim Premier Equity Fund  None Legg Mason Equity-Sp.  Dividend  sold  916 Royce Fund-PA  Dividend Legg Mason Equity Value  Dividend  sold  916  
10. Davis Venture Fund  Dividend  
11. Eaton Vance High Income  Dividend  
12. ldex Salomon Cl.C  Dividend  
13. Jennison Growth Cl.  
14.Nuveen  Dividend  
15. Euor Pacific Growth Cl.A  Dividend  
16. Goldman Sachs Cl.A  Dividend  
17. Templeton Growth Cl.A  Dividend Income Gain C.odes:  A=$1,000 less 1,001  $2,500 2,501  SS,000  D.S,001-SIS,000  E=SIS,001  $50,000  
(See Colunms and 04) S0,001  $100,000  G.100,001  Sl,000,000 =$1,000,001  $5,000.000  tt2 =More than SS,000,000  
2.Value Codes IS,000 less  KIS,001-SSO,OOO  LS0,001-$100,000 100,001 -$250,000  
(See Colunms and 03)  N=$250,001 -SS00,000 S00,001  $1,000,000 1,000,001-SS,OOO,OOO S,000,00 -$25,000,000 Value Method Codes 25,000,001 -SS0,000,000 =Cost (Real Estate Only) =More than SS0,000,000  T=Cash Market  
(SeeColumn C2)  Q=Appraisal  V=Othcr  S=Ass=mcnt  
U=BookValue  W=Estimatcd  

Description of Assets (including trust assets) Income during reporting peiicid Gross value end reporting peiicid  Transactions during rCprtiitg period  
(I)  (2)  (I)  (2)  (I)  Ifnotexempt fiom diSclosure  
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type(e.g. div., rent, int)  Value Code (J-P)  Value Methcid Ccide (Q-W)  .Type(e.g. buy, sell, merger, n:demption)  (2) Date Month-Day  (3) Value Ccide (1-P)  (4) Gain Ccide (A-H)  (5) Identity buyer/seller (if private transaction)  

18. Fidelity Adv. New Insights  buy  916  
19. Scudder Dreman High Rtn Cl.C  Dividend  buy  916  
20. Tamarack Invt. Fds Prime  Dividend  buy  12115  
21. Legg Mason IRA transf'd total Dain Rauschler IRA  
22. Alliance Premier Cl.A  
23. Lord Abbett Cl.A  Dividend  sold  10/3  
24. Aim Premier Equity Fund  Dividend  
25. New Perspective Fund Cl.A  Dividend  
26. Legg Mason Opportunity Trust  Dividend  sold  12/14  
27. Fidelity Advisor  Dividend  
28. Royce Fund -PA  Dividend  
29. Royce Fund-Total Return  Dividend  
30. Scudder Dreiman High Rtn. Cl.A  Dividend  buy  10/3  
31. Templeton Growth  Dividend  buy  10/3  
32. Legg Mason transf'd total RBC Dain Rauschler  
33. Franklin Resources  Dividend  sold  212  
34. Sector Dr.  Dividend  

Name.of Person Reporting ..- .... 
06127/2006Arcara, Richard 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See pp. 34-57of filing instructions) NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1,000 orless =$1,001-$2,500 =$2,501 -$5,000 0=$5,001-$15,000 E=$15,00l -$50,000 (See Columns and D4) =$50,001-$100,000 =$100,001-Sl,OOO,OOO =Sl,000,001-$5,000,000 =Mon: than $5,000,000 
.2. Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 (See Columns and D3) =$250,001 -$500,000 =$500,001 -s1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =Mon: than $50,000,000 =Cash Market (See Column C2) V=Othcr =Appraisal =Assessment =Book Value =Estimated 

Naine Person Reporting 
Arcara, Richard 
VIl. INVESTMENTS and TRUSTS -income. varu, transactians (indudes those the spouse ant1 dependent children. s.epp. J4-s1 offilinc instructiansJ NONE (No reportable income, assets, transactions.) 
Description Assets 
Gross value end 
Income during 
Transactions during reporting period 
(including trust assets) 
reporting period 
reporting period 
(I) (I) 
Ifnot exeinpt from disclosure 
Type (e.g. 
div., rent, 
buy, sell, 
Date iol) 
(A-H) (Q-W) Income Gain Codes: =St,000 orless =$1,001  $2,500 =$2,501  SS,000  D=SS,001 -SIS,000 =SIS,001 SS0,000  
(See Columns BIand D4)  F=SS0,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000  H2=More thanSS,000,000 Value Codes =SIS,000 orless =SIS,001 -SS0,000 =Sso,001 -s100,ooo  M=SI00,001 -$250,000  
(See Columns CIand 03) =$250,001 -SS00,000 =Ssoo,001-s1,oilo,ooo =SI;000,001 -$5,ooo;ooo =SS,000,001  $25,000,000 Value Method Codes (See Column C2) =$25,000,001 -SS0,000,000 Q=Appraisal =Cost (Real Estate Only) V=Other =More than SS0,000,000 =Assessment  T=CashMarltet =Book Value  W=Estimated Income Gain Codes: =$1,000 less B=Sl,001 -$2,500 c=$2,501 -$5,000 =$5,001 -$15,000 E=$15,001 -$50,000 (Sec Columns .and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1;000,001 -$5,000,000 =More than $5,000,000 
2.Value Codes =$15,000 less K=$15,001  $50,000 =$50,001 -$100,000 M=SI00,001-$250,000 (Sec Colunms and 03) =S2S0;001 -$500,000 =S500,001 -s1,ooo;ooo =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 
{Sec Column C2) V=Othcr 

3.Value Melhod Codes =Cost (Real Estate Only) T=Cash Market 
Q=Appraisal =Assessment 
U=BookValue W=Estimated Name ofPerson Reporting ... 
VDI. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto/Report.) Person Reporting 
Arcara, Richard 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Date Lot' 

Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544