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Judicial Watch • Robert B. King – 2006

Robert B. King – 2006

Robert B. King – 2006

Page 1: Robert B. King – 2006

Category:Federal Judges

Number of Pages:12

Date Created:September 19, 2007

Date Uploaded to the Library:November 10, 2014

Tags:Robert B King, MASON, robert, trust, 2006, assets, transactions, TRUSTS, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act of1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app. JOI-JI Person Reporting (last name, first, middle initial) King, Robert Court Organization U.S. Court Appeals, 4th Cir Date Report 05/(f}/2007 Tiiie (Article Illjudges indicate active senior status; magistrate judges indicate full-or part-lime) Circuit Judge -Active Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Fmal Reporting Period 01/01/2006 12/31/2006 
Sb. Amended Report Chambers Office Address 300 Virginia Street, East Suite7602 Charleston, 25301 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable infonnation. Sign last page. POSITI NS. (Reporting Individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
Co-Trustee Member, Board Directors West Virginia University Alumni Association (Resigned position 412007) 
Vice Chairman, Board Directors WVU College Law Alumni Association 
 
 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) [Kl NONE (No reportable agreements.) 
 
AND TERMS 
 
 
 
 
 
 
05/09/2007 
 
III. 0N-JNVESTMENT lfE. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married duringtmy portion the reporting year, compkte this section. 
(Dollar amount not required except for honoraria.) 
 NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
 
JV. REilIBURSElfENTS - lrtmsportation, ladging,food, entertainment. 
(Include those spouse and dependent children. See pp. 25-27 instructions.) 
 	NONE (No reportable reimbursements.) 
SOURCE 
 
 
 
05/09/2007 
King, Robert GIFTS. (Includes those spouse and dependent children. See pp. 28-3I instructions.) 
IKJ NONE (No reportable gifts.) 
 
DESCRIPTION VALUE 
 
 
VJ. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION 
VALUE CODE 
United Bank Real Estate Loan 
: :::: . :;_ :-:. 
05/09/2007 
King, Robert 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse anddependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5} 
Amount Type (e.g. Value Value Type(e.g. Date Value Gain Identity 
Code div., rent, Code2 Method buy, sell, Month Code2 Codel buyer/seller 
(A-H) int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private 
(Q-W} transaction) TimeWamer Inc. (com) Dividend Cisco Systems Inc. (com) Dell Computer Corp. (com) None None Sold 04/25 Proctor Gamble Co. (com) Dividend Buy 04/19 Buy 11/21 Intel Corp. (com) Dividend Buy 05/19 Microsoft Corp. (com) Dividend Part sold 06/23 Micro Devices Inc. (com) None 
Sun Micro Systems Inc. (com) None 
10. 
Wells Fargo Co. (com) Dividend Sold 04/19 
 
11. 
Yahoo Inc. (com) None Sold 11/21 
 
12. 
Morgan Stanley Dean Witter Co. (com) Dividend 
 
13. 
Starbucks (com) None Buy 04/19 
 
14. 
Buy 11121 
 
15. 
Legg Mason Special Investment Trust Distribution Buy 04/20 
 
16. 
Legg Mason Value Trust None 
 
17. 
Legg Mason Growth Trust None Buy 04/20 Income Gain Codes: =$1.000 orless =$1.001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
{See Columns and D4) =$50,001-$100,000 G=$100,001-$1,000,000 =$1.000,001 -$5,000,000 =More than ,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
{See Columns and D3) =$250,001 -$500,000 0=$500,001-$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost {Real Estate Only) =Mo than $50,000,000 =Cash Market 
{See Column C2) Q=Appraisal V=Other =Assessmt 
... . =Book Value W=EstimatCd 
 
05/rFJ/2007 
King, Robert 
VII. INVESTlfENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets {including trust assets} 
Place (X} after each asset exempt from prior disclosure 
18. 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
{I} (2) {I} (2) {I} (2) (3) (4) (5) 
Amount Type{e.g. Value Value Type {e.g. Date Value Gain Identity 
Code div., rent, Code2 Method buy, sell, Month Code2 Code buyer/seller 
{A-H} int} {J-P} Code3 redemption} Day {J-P} {A-H} {if private 
(Q-W} transaction} 
 
Buy 11/21 
19. 
Legg Mason Emerging Markets Trust Distribution Buy 04/20 
 
20. 
Legg Mason International Equity Trust Distribution Buy 04/20 
 
 
21. Buy 11121 
22. RoyceTotal Return Fund Distribution Buy 04/20 
23. Buy 11121 
Legg Mason U.S. Small-Capitalization Distribution Buy 04/20 Value Trust 
25. 
Legg Mason Partners Aggressive Growth None Buy 
04/20 
Fund 
26. Legg Mason Opportunity Trust Distribution Buy 04/20 
27. Buy 11/21 
28. 
Royce Pennsylvania Mutual Fund Distribution Buy 04/20 
 
29. 
TimeWamer Inc. (com) Dividend 
 
30. 
Cisco Systems Inc. (com) None Sold 04/19 
 
31. 
Dell Computer Corp. (com) None 
 
32. 
E.I. DuPont Nemours Co. (com) Dividend 
 
 
Federal Home Loan Corp. (com) Dividend 
Merck Co. Inc. Dividend Sold 04/19 Income Gain Codes: A=$1,000orless =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) F=$50,001-$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes 1=$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 P2=$5,000,001 -$25,000,000 Value Method Codes P3=$25,000,001 -$50,000,000 =Cost (Real Estate Only) P4=More than $50,000,000 =Cash Market 
(See Column C2) Q=Appraisal V=Othcr S=Assessmnt  .L U=Book Value .... W=Estimat  
 
 
 
King, Robert 
05/0912007 
VII. INVESTMENTS and TRUSTS income, value, transactUms (lncluus those the spouse and upenknt children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
35. 	 
Oil and Gas Interests, Tyler and other counties, WV: 
 
36. East Resources Inc. 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type{e.g. Date Value Gain Identity 
Code div., rent, Cocle2 Method buy, sell, Month Code2 CodeI buyer/seller 
(AH) int.) (J-P) Cocle3 redemption) Day (J.P) {A-H) (if private 
{Q-W) transaction) Dividend 
37. Ergon Oil Purchasing Dividend 
 
38. Dominion Appalachian Dev. Inc. Dividend 
 
Education Dividend 	See Note Part 
(as 
VIII 
40. 	 
Interest 
 
41. 
-Note from Beneficiary dated 1/1/99 
 
42. 
-Note from Beneficiary dated 6/6/00 
 
 
-Federated Prime Obligations Inst. Srv. Shs. Buy 01/03 Fund#396 
44. 	 
Buy 01/04 
 
45. 	 
Part sold 01/05 
 
46. 	 
Buy 01/06 
 
47. 	 
Buy 01/10 
 
48. 	 
Buy 01/23 
 
49. 	 
Part sold 01/24 
 
50. 	 
Buy 01/26 
 
51. 	 
Part sold 01127 Income Gain Codes: =$1.(XlO less =$1,!lOI -$2,500 =$2.501 $5,000 =$5,001 -$15,000 =$1 5,001 -$50,000 
(Sec Columns and D4) =$50,001 -$100,000 =$1 00,001 -$1 ,000,000 =$1,000.001 -$5,000,000 =Mo than $5.000.000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and 03) =$250.001 -$500,000 =$500,001 -$1.000,000 =$1,000,001 -$5,000,000 =$5.000.001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =Mo than $50.000,000 =Cash Market 
(See Column C2) Q=Appraisal =Other =Assessment =Book Value W=Estimated 
 
 
VII. INVESTlffiNTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
 
52. 	Buy 02/02 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type(e.g. Value Value Type(e.g. Date Value Gain Identity 
Code! div., rent, Code2 Method buy, sell, Month Code2 Code buyer/seller 
(A-H) int) {J.P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
Buy 02/(Jl 
54. 	 
Buy 02/22 
 
55. 	 
Buy 03/01 
 
56. 	 
Buy 03/21 
 
57. 	 
Part sold 03/22 
 
58. 	 
Buy 03/28 
 
59. 	 
Part sold 03/30 
 
60. 	 
Buy 04/03 
 
61. 	 
Buy 04/04 
 
62. 	 
Part sold 04/17 
 
63. 	 
Part sold 04/18 
 
64. 	 
Buy 04/21 
 
65. 	 
Buy 04/25 
 
66. 	 
Buy 05101 
 
67. 
 
Buy 05123 
 
68. 	 
Buy 06/02 
Income Gain Codes: =$1.000or less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 E=$15,001 -$50,000 (See Columns and D4) F=$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000 ,000 =More than ,000.000 
Value Codes 1=$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 
(See Column C2) V=Other =Assessment 
Value Method Codes =Cost (Real Estate Only) =Cash Market Appraisal =Book Value W=timated 
 
0510912007 
King, Robert 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
69. 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (!) (2) (3) (4) (5) 
Amount Type(e.g. Value Value Type (e.g. Date Value Gain Identity 
Code! div., rent, Code2 Method buy, sell, Month Code2 Code buyer/seller 
(A-H) inl) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
Buy 06/21 
70. 
Part sold 06/22 
 
71. 
Buy 06/29 
 
72. 
Buy 07/03 
 
Buy 07/11 
74. 
Buy 07/20 
 
75. 
Buy 07/21 
 
76. 
Part sold 07/24 
 
77. 
Part sold 08/01 
 
78. 
Buy 08101 
 
 
Part sold 08/11 
80. 
Buy 08/22 
 
81. 
Buy 09/01 
 
82. 
Buy 09/01 
 
83. 
Part sold 09105 
 
84. 
Buy 09105 
 
85. 
Part sold 09120 Income Gain Codes: =Sl,000 less =$1,001  $2,500 =$2.SOt  $5,000 =$5,001 -$15,000 =$15,001  $50,000 
(See Columns and D4) =$50.001  $100.000 =Sl00.001  $1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50,000 L=$50,001-$100.000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500.001  $1,000,000 =Sl,000,001-$5,000.000 =$5.000.001 $25,000,000 Value Method Codes (See Column C2) =$25,000,001 -$50.000,000 . =Appraisal   =Book Value =Cost (Real Estate Only) V:Other =More than $50,000.000 =ssessmnt W=Estimatcd =Cash Market ., .... 
 
05/09/2007 
King, Robert 
VII. INVESTlfENTS and TRUSTS income, value, transactions (Inclruks those the spouse anddependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets {including trust assets) 
Place {X) after each asset exempt from prior disclosure 
86. 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) {I) (2) (3) (4) (5) 
Amount Type {e.g. Value Value Type(e.g. Date Value Gain Identity 
Code div., rent, Code2 Method buy, sell, Month Code2 Code buyer/seller 
{A-H) int.) {J-P) Code redemption) Day {J-P) {AH) {if private 
(Q-W) transaction) 
 
Buy 90/20 
87. 
Part sold 09/22 
 
88. 
Buy 09126 
 
89. 
 Federated Total Return Bond Fund #288 Part sold 01125 
 
-Pimco All Asset Fund Adm. Shs. #588 Part sold 01125 
91. 
-Federated Kaufmann Small Cap. Fund Part sold 01/25 #757 
 
92. 
-Federated Kaufmann Fund -CLA Fd. #066 Part sold 01/25 
 
93. 
-Federated Cap. Appreciation Fund #674 Part sold 01/25 
 
94. 
Part sold 08/31 
 
 
-Federated Market Opportunities CLA #257 Sold 01/25 
96. -Goldman Sachs Large Cap. Value Fund Part sold 01/25 
CLA#l213 
-Goldman Sachs Capital Growth Fund #807 Sold 01125 
98. -Federated Strategic Value Fund CLA #661 Part sold 01/25 
-Fidelity Advisor Leveraged Fund CLA Part sold 01/25 00. -Fidelity Advisor Strategic Real Return Buy 01/25 
101. Part sold 08/31 02. -Am. Funds Growth Fund Am.CLA #05 Buy 01/25 Income Gain Codes: =S!.OOOor less =$1,001 -$2.500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50.000 (See Columns and 04) F=$50,001 -$100,000 G=$100,001 -$1,000,000 =SI .000.001 -$5,000,000 H2=Mon: than ,000.000 Value Codes =$15.000 orless =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 (See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1 ,000,001 -$5,000,000 =$5,000.001 -$25,000.000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =Mon: than $50,000,000 =Cash Market (See Column C2)  V=Other 
Q=Appraisal =AssessmCnt =Book Value W=Estimated 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income miring Gross value end Transactions during reporting period 
reporting period reporting period 
(!) (2) (!) (2) (!) (2) (3) (4) (5) 
Amount Type(e.g. Value Value Type(e.g. Date Value Gain Identity 
Code div., rent, Code2 Method buy, sell, Month Code2 Code buyer/seller 
(A-H) int) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
103. Part sold 08131 
104. -UBS Large Cap Equity Fund-A Buy 01125 Income Gain Codes: =$1,000or less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and D4) =$50,001 -$100,000 :$100,001 -$1,000,000 =$1,000,001 -$5,000.000 =Moro than $5,000,000 Value Codes =$15,000 less :$15,001 -$50,000 L=$50,00l -$100,000 =$100,001 -$250,000 (See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 
 
 
OS/fYJ/2007 
King, Robert 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate part Report.) 
Note This Trust reported under the special rules for Aggregate Ownership Arrangement 
 
 
 
 
 
05/09/2W7 
King, Robert 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544