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Judicial Watch • Robert D. Sack – 2010

Robert D. Sack – 2010

Robert D. Sack – 2010

Page 1: Robert D. Sack – 2010

Category:Federal Judges

Number of Pages:10

Date Created:September 13, 2013

Date Uploaded to the Library:December 13, 2014

Tags:Robert D Sack, oppenheimer, Morgan, funds, Supreme Court, robert, 2010, assets, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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vernment Act 1978 
Rev. 1/2011 
 
FOR CALENDAR YEAR 2010 U.S.C. app.  IOl-l Person Reporting (last name, first, middle initial) 
Sack, Robert Title (Article III judges indicate active senior status; 
maglstrate judges indicate full- part-time) Circuit Judge (Senior) Chambers Office Address Foley Square New York, 10007 Court Organization Date Report Court ofAppeals, Cir. 	05/I 0/2011 
5a. Report Type (check appropriate type) Reporting Period 
Nomination, Date 	01/01/2010 Initial Annual Final 
12/31/2010 5b. Amended Report the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
with applicable laws and regulations. 
 
Reviewing Officer 	Date 
IMPORTANT NOTES: The instructio.ns accompanying this form must followea~ Complete all parts, checking the NONE box for each part where you have reportable information. Sign lastpage. ~Re~,orting i.alvld.al o.ly; see pp. 9-13 filing instructions,) 	NONE (No reportablepositions.) POSITION 
Director 
Lecturer Law 
Member, Columbia Board Visitors 
 
 
NAME ORGANIZATION/ENTITY William Kerby and Robert Potter Fund Columbia Law School Columbia Law School CRew,orang individual only; see pp. 14-16 filing instructions.) DNONE (No reportable agreements.) 
DATE PARTIES AND TERMS 9/3/98 Practising Law Institute and Robert Sack, publication 3rd edition treatise defamation law; royally 15% 
net receipts 1998 Gibson, Dunn Crutcher LLP Retirement Agreement, Gibson Dunn Crutcher LLP and Robert Sack; Terms: 
$6,000 per month/life, increase, decrease cap 2010 Practising Law Institute and Roberl Sack, publication 4th edition treatise defamation law; royally 15% 
net receipts 
 
 
 
Sack, Robert 
 
111. NON-INVESTMENT INCOME. tRe~o,n.gl.dlvidualo,dspo~e;s,ep~ iZ-24oI~l~.gi.s~uc,io.~) Filers Non-Investment Income NONE (No reportable non-investment income.) 
DATE 	SOURCE AND TYPE INCOME (yours, not spouses) 2010 	Practising Law Institute Book Royalties $24,331.06 2010 	Gibson, Dunn Crutcher LLP Retirement Plan $72,000.00 
3.2010 	Lecturer Law, Columbia Law School $15,000.00 Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
 
NONE (No reportable non-investment income.) 
DATE SOURCE AND TYPE 2010 	Dewey Ballantine Partnership Distribution 
2.2010 	West Services Inc. 
3.2/16/2010 itamura and Landa Trump Pare, No. (Supreme Court, County) Distribution Class Member 
Shares Net Settlement Benefits 
 
IV. REIMBURSEMENTS --,ransportoao., Iodg~.g, Ioo~, e.,erta~.me., 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) --1 NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 	 
University Texas 2/4-7/2010 Austin, Symposium Travel, Hotel and Meals 	 
Arizona State University 4/23-27/2010 Phoenix, Forum Travel, Hotel and Meals 	 
The Montpelier Foundation/ 6/14-16/2010 Orange, Seminar Travel, Hotel and Meals James Madisons Montpelier 	 
Federal Bar Foundation 10/1-3/2010 Lenox, Bench and Bar Retreat Travel, Hotel and Meals 
 
 
Name Person Reporting Date Report GIFTS. ancludes ,hose sponse and dependent children; see pp. 28-31 filing instructions.) 
NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
Vl. LIABILITIES. anclades those spouse and dependent children; seepp. 32-33 fillng instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUECODE 
Citibank Aadvantage Credit Card 
Citibank Aadvantage Credit Card 
Chase Visa Credit Card 
 
 
Name Person Reporling 	Date Report 
VII. INVESTMENTS and TRUSTS incom., wlu.. ~.~o~,~o~ anelud.s those o/spo~so ~nd depe.d~n, children; see plx 34-60 o/fi/ing instruction.~) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) Place (X) after ~ach asset Amount Type (e.g., Value Value Type (e.g., exempt from prior disclosure Code div., rent, Code Method buy, sell, 
(A-H) int.) (J-P) Code redemption) (Q-W) 	JPMorgan Chase Accounts Interest Morgan 1086 Govt MMKT Fund Dividend Premier (formerly Morgan) 	 
Unsecured loan David McClintick None 	 
Dewey Ballantine Partnership Capital None Account 	 
GDC CitiStreet 401(k) Interest SSgA Money Market Fund Sold 	 
Oppenheimer Advantage Municipal Interest Liquidity Fund 	 
Boeing Co. Common Stock Dividend 	 
Blackrock New York Insured Municipal Dividend Income Trust III 
 
 
I0. 	Van Kampen Trust for Invt. Grade Dividend Municipals 
11. 	 
Oppenheimer Municipal Fund Dividend 
 
12. 	 
Oppenheimer N SFSA Due 3/15/10 Int./Div. Redeemed 
 
13. 	 
Opp New York City Mun Wtr Fin Int./Div. Buy 3.625% Due 6/15/25 
 
14. 	 
JPMorgan Chase Traditional IRA Interest Distributed Retirement 
 
15. 	 
Northwestern Mutual Life Insurance Policy Dividend 
 
16. 	 
Guardian Life Insurance Policy Dividend 
 
17. 	 
Massachusetts Mutual Life Insurance Policy Dividend 
 Income Gain Codes: =$1.000 less $1,001 $2.500 =$2,501 $5,000 (See Columns and D4) =$50.001 $100.000 =$100.001. $1.000.000 III =$1.000.001 $5.000.000 
 Value Cod~ =$15.0~O I~s =$15.0OI $50.000 =$50.0~1 $100.0OO 
 
(Sc Columns and D3) =$250,001 $500.000 =$50~.001 $1,00~.000 =$1.0~1,001 $5.0~O.0(~ =$25.0~0.001 $50.0~0.000 =More than $50.000.0~0 
 Value Method Codes =Appraisal =Cosl (Real Estate Only) :Asscssrnenl 
(See Column C2) =Book Value =Other =Estimated 
 
 
 
Transactions during reporting period 
(2) (3) (4) (5) Date Value Gain Identity mm/dd/yy Code Code buyer/seller 
(J-P) 	(A-H) (if private transaction) 
10/12/10 
03/15/10 
03/25/10 
10/15/10 =$5,001 $15.000 15,001 $50.000 112 =More ~han =$10~.001 $250.000 =$5.000.001 =C~h Market 
Name Person Reporting 	Date Report 
 
 
VII. INVESTMENTS and STS ....... .,~,,e. ....,io~ andud~ ,ho~e o/~,oo~e and deVenaon, chd, en: ~oo 34-60 :#ng in~,~c,io~.~ NONE (No reportable income, assets, transactions.) B.C. 
D~scription Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (3) (4) (~)i (I) (2) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private transaction) 
18. 	 
Morgan Stanley Bank Deposit Program Dividend 
 
19. 	 
Morgan Stanley MTA 5.35 Zero Coupon Interest 
Bond due 7/1/12 
 
 
20. New York Genl Oblig RefSer-C due Interest 
 
21. 	 
Morgan Stanley LIPA 5.60 Zero Coupon Interest 
Bond due 6/1/14 
 
 
22. NYS Power Auth Rev Ref Ser-C Interest 
due 11/15/20 
 
 
23. NYC Genl Oblig Ser-I Due 2/1/22 Interest 
 
24. Invesco GLB DIV Sec Dividend 
 
25. Invesco Special Value Dividend 
 
26. Special Growth Fund Dividend 
 
27. 	 
MSFocus Growth Dividend 
 
28. Oppen. AMT Free Mun Dividend 
 
29. Franklin Tax Dividend 
 
30. Goldman Sachs High Yld Muni Dividend 
 
31. 	 
JPMorgan Federal Money Market Fund Dividend 
Morgan 
 
 
32. 	 
Fiduciary Holdings (SS) (Y) 
 
33. 	 
-Morgan Stanley Bank Deposit Program (Y) 
 
34. 	 
-MS MTA Transit Zero Coupon Bond 
due 7/1/13 (Y) 
 
 
 
4/15/13 Income Gain Codes: -$1.000 less =$1,001 $2.500 =$2.501 $5,000 =$5.001 $15.000 =$15.001 $50.000 (See Columns and $50.001 $100.000 =$100.001 $1.000.000 111 1.000.001 $5.000.000 112 =More than $5.000.000 Value Codes =$15.0~O less =$15.001 $50.000 =$50.001 $100.000 =$100.001 $250.000 
{see Columns and D3} =$250.001 $500.000 $500.001-$1.000.000 -$1.000.001 $5.000.0~1 $5.000.001 $25.000.000 =$25,000.001 $50,000.000 =More than $50.000.000 Value Mcthod Codes =Appraisal ~ost {Rcal Estate Onlyl =Assessment =Cash Markc~ 
(See Colnmn C2) =Book Value =Olhcr =Eslimalcd 
 
 
Sack, Robert 	05/10/2011 
 
 
VII. VESTMENTS and TRU STS -income, vol.e, ....tio~ (lnclude~ those spouse and dependent children; see pp. 34-60 filing instruction~) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value air end Transactions during reporting period 
(including trust assets) reporting period reporting period (I) (2) (I) (2) (I) (2) (3) (4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller Code int.) (J-P) Code redemption) (J-P) (A-H) (if private (A-Ill 
(Q-W) 	transaction) 
35. 	-Morgan Stanley Franklin Tax Free lnc 
(Y) 
36. 	 
-MS Oppen AMT Free Mun (Y) 
 
37. 	 
Neuberger State Street Mid Cap Growth Dividend 
Investor Class 
 
 
38. 	 
Ameriprise IRA Portfolio (AH) Int./Div. 
 
39. 	 
-Ameriprise Insured Money Market 
 
40. 	 
-INV MUNI INCOME-A INVESCO 
FUNDS (new name) (X) 
 
 
 
-BLKRCK EQTY DIVIDEND-A 	Buy 04/28/10 
41. 
 
 
BLACKROCK FUNDS 
42. 	 
-DWS Short DUR Plus DWS Funds Sold 05/28/10 
(part) 
 
 
43. 	 
-Eaton Amt Muni Inc-A Eaton Vance 
Group 
 
 
44. 	 
-Fid Adv Float H/Inc-A Fidelity Advisor 
Funds 
 
 
!45. 	-GAB EQUITY INCOME-A GABELLI Buy 07/28/10 FUNDS 
46. 	 
-Ivy Asset Strategy-A Waddell Reed 
Funds 
 
 
47. 	 
-MFS Muni Lid Maturity-A MFS Family 
Funds 
 
 
48. 	 
-Opp Intl Bond-A Oppenheimer Funds 
 
49. 	 
-Opp Gold Minerals-A Oppenheimer 
Funds 
 
 
50. 	 
-Opp Ltd Interm Muni-A Oppenheimer 
Funds 
 
 
 
-Opp Developming Mkts-A Oppenheimer Sold 04/23/10 
Funds (part) =$15,001 $50.0OO (SC Columns and D4) =$50.001 $100.000 =$100.001 $1.000.000 III 1.000.091 $5.000.000 112 =More than $5.00~.000 Income Gain Codes: =$1,000 less =$1,001 $2.500 =$2,501 $5,000 =$5.001 $15,000 Value Codes =$15,000 less =$15.0OI $50.000 =$50.0OI $100.0OO =$10~.001 $250.0OI 
(S,:e Colum~.~ and D3) =$250.001 $500.00~ =$500.001 $1,~.0OO =$1,000.0OI $5,000,000 -$5.000.001 $25,000.000 =$25.000.0OI $50.0~0,000 =More than $50.00~,000 =Cash Market3. Value Method Codes =Appraisal =Cost {Real Estate Only) =Assessment 
(S Column C2I -Book Value =Other =Estimated 
VII. INVESTMENTS and TRU STS ...... alue, transactions (Includes those spouse and dependent children; see pp. 34-60 f!llng instructlon~) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period (2) (1) (2) (l) (2) (3) (4) ..... (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g.. Date Value Gain Identity exempt from prior disclosure div., rent, Code Method buy, sell, mm!dd/yy Code2 Code .... buyer/se!ler 
Code 
(A-H) int.) (J-P) 	Code redemption) (J-P) iA-H): (if private (Q-W) transaction) 
52. 	 
Sold 05/28/10 
(part) 
 
 
53. 	 
-Pimco Total Retum-D Allianz Global Sold 07/27/10 
Investors 
 
 
54. 	 
-Perm Potafolio Permanent Family Funds 
 
 
55. 	 
-Opp Ltd Term Muni-A Oppenheimer 
Funds 
 
 
56. 	 
-Amer T/E Bond Amer-A American 
Funds Group 
 
 
57. 	 
-VK Muni Income-A Van Kampen Funds 
(name change) (Y) 
 
 
58. 	 
-Van Eck Hard Assets-A Van Eck 
Global Funds 
 
 
59. 	 
-BIackrock Muniholdings New York Insured 
Fund Inc 
 
 
60. 	 
-Nuveen New York Invt Quality Municipal 
Fund Inc 
 
 
61. 
-Drey Shrt Int Muni Bd-D Dreyfus Group 	Sold 07/27/10 
 
62. 	 
-BLKRCKEQTY DIVIDEND-A Buy 07/28/10 BLACKROCK FUNDS 
 
63. 	 
-Eaton Amt Muni lnc-A Eaton Vance Group 
 
 
64. 	 
-Fid Adv Float H/Inc-A Fidelity Advisor Funds 
 
65. 	 
-Gld High Yield Muni-A Goldman Sacks Asset Mgmt 
 
66. 	 
-MFS Muni Lid -Maturity-A MFS Family Funds 
 
67. 	 
-Opp Amt FreeNY Muni-A Oppenheimer Funds 
 
68. 	 
-Pioneer Amt-FreeMuni-APioneer Funds Income Gain Codes: =$1.000 less =$1.0Of $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50.000 See Columns and =$50,001 $100,00O 100.001 1,000.000 1,0GO,001 $5.000,000 112 ore than $5.0OO,000 
 Value Codes =$15.000 less =$15.001 $50.00~ =$50.001 $100.000 =$100.001 5250.000 
 
(See Columns and D3) =$250.001 $500,0~O =$500.001 $1.000.000 =$1,000.001 $5,000,000 =$5.000,001 $25,0~0.000 =$25.000.001 $50.0~O.000 =More than $50.000.0(~) 
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Markel 
ISce Column C2) =Book Value =O~.h~ =Eslimaled 
 
 
 
Name Person Reporting 	Date Report 
NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place after each asset exempt from prior disclosure 
69. 	 
-Amer T/E Bond Amer-A American Funds Group 
 
70. 	 
-Virtus Tax Exempt Bond-A Virtus Funds 
 
71. Fred Alger Large Cap Growth IRA 
 
72. Franklin Intermediate Fixed Income IRA 
 
 
73. Spectrum Hybrid Preferred IRA 
 
74. Renaissance International Equity IRA 
 
75. Alliancebemstein Large Cap Core IRA 
 
76. Munder Mid Cap Core IRA 
 
77. RiverSource Retirement Advisor Advantage VA-Annuity Income Gain Codes: (See C01umm and IM) 
 Value Codes (See Columns and D3) 
 Value Method Codes (See Column C2) =$1.000 less =$50.001 $100.000 =$15.000 Icss =$250,001 $500,000 =$25.000.001 $50.000,000 =Appraisal =Book Value 
Income during Gross value end 
reporling period reporting period 
(1) (2) (I) (2) (1) 
 
Amount Type (e.g., Value 
Code div., rent, Code 
{A-H) int.) (J-P) 
 
Value Type (e~g., Method buy, sell, Code redemption) 
(Q-W) =$2,501 $5,000 III =$1.000.001 $5.000.000 =$50.001 $100.000 =$1,000.001 $5,000,0~1 =More than $50,000,000 =Asscssmcat =Estimated 
Transactions during reporting period 
(2) (3) (4) 
Da~:e ValUe Gain 
 
mm/dd/yy 	Code Code (J-P) (A-H) =$1.001 $2.500 =$100.00l. $1.000.000 ~$15,001 $50.000 =$500.001 $1.000.000 =Cost (Real Estate Only) =Olhcr 
(5) Identity buyer/seller (if private transaction) =$5.001 $15,000 =$15,001 $50,000 112 =More ~han $5.000.000 =$100.001 $250.13~0 =$5.000,001 $25,000.000 =Cash Markcl 
Name Person Reporting Date Report 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part report) pending claim against Worldcom currently litigation (02 Cir. 3288 (DLC)). The worth that claim cannot determined this time. 
Line 32-36, Fiduciary Holdings, are longer reportable. November 2010, new trustee has been appointed. These lines will deleted from future reports. 
Regarding line and 57: MUNI INCOME-A VAN KAMPEN FUNDS (Line the 2009 Report) experienced name change 6/1/10 and now INV MLrNI INCOME-A INVESCO FUNDS. 
Name Person Reporting Date Report 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Robert Sack 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544