Robert D Sack Financial Disclosure Report for 2006
Category:Financial Disclosure
Number of Pages:10
Date Created:August 31, 2007
Date Uploaded to the Library:November 13, 2013
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POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Director William Kerby and Robert Potter Fund Lecturer Law Columbia Law School AOlO Government Act 1978 Rev. 112007 FOR CALENDAR YEAR 2006 US.C. app. 101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report Sack, Robert Court Appeals, Cir. 04/03/2007 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Circuit Judge (Active) Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2006 1213112006 Sb. Amended Report Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Foley Square New York, 10007 Reviewing Officer Date IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. Member, Columbia Board Visitors Columbia Law School 4.2006 Northwestern Mutual Disability Payments 5.2006 Katten Muchin Rosenman Retirement Payments JV. REIMBURSEMENTS transportation, /odging,Jood, entertainment (Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) SOURCE DESCRIPTION VALUE CODE Credit Card Credit Card Chase Visa Credit Card Date Report Name Person Reporting 0410312007 Sack, Robert VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of/he spouse and dependent children. See PP 34-60 offtling instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place "(X}" after each asset exempt from prior disclosure Income during Gross value end reporting period reporting period (I) (2) {l} (2) (2) (3) Amount Type (e.g. Value Value Type (e.g. Date Value Code div., rent, Code Method buy, sell, Month- Code (A-H) int.) (J-P) Code redemption) Day (J-P) (Q-W) Transactions during reporting period (4) Gain Identity buyer/seller Code (if private transaction) (A-H) JPMorgan Chase Accounts Interest JPMorgan Govt Money Market Morgan Shares Accts. Dividend buy 12/4 redemption 12/4 redemption 12/5 redemption 12/18 Unsecured loan David Mcclintick None Dewey Ballantine Partnership Capital None Account GDC 40l(k): Dreyfus Treasury Cash Interest Management-CL Oppenheimer Advantage Municipal Dividend Liquidity Fund 11. Boeing Co. Common Stock Dividend Blackrock New York Insured Municipal Dividend Income Trust III 12. Van Kampen Trust for Invt. Grade Dividend Municipals 16. Oppenheimer Municipal Fund Dividend JPMorgan Chase Traditional IRA Interest Northwestern Mutual Life Insurance Policy Dividend Guardian Life Insurance Policy Dividend Massachusetts Mutual Life Insurance Policy Dividend Income Gain Codes: l,000 less =$1,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and D4) s50,001 -s100.ooo =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,00Q,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 (See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 =Cost (Real Estate Only) =Appraisal =Assessment Value Method Cndes =Cash Market (See Column C2) =Other =Book Value =Estimated Date Report Name Person Reporting 04/03/2007 Sack, Robert VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure 18. Morgan Stanley Bank Deposit Program (X) Dividend Income during Gross value end Transactions during reporting period reporting period reporting period (I) (2) (I) (2) (I) (2) (3) (4) (5) Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity Code div., rent, Code Method buy, sell, Month Code Code buyer/seller (A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private (Q-W) transaction) 19. Morgan Stanley MTA 5.35 Zero Coupon Bond due 711/12 Dividend 20. New York Gen! Oblig RefSer-C due 4/15/13 Dividend 21. NYS SECD Hosp Interfaith Med Bond 5.25 due 2/15114 Interest 22. Morgan Stanley LIPA 5.60 Zero Coupon Bond due 6/1/14 Dividend 23. Morgan Stanley Fed Home Mtg Med 10/15110 Interest 24. Morgan Stanley Fed 3/24/11 Interest 4/13 buy Morgan Stanley FHLB 5.050% due 2/14113 Interest 26. Morgan Stanley FHL Mtg Corp Med Term Interest due 9/15/15 Fed Home Mtg Corp Med Term Interest 1110 buy due 9/15/16 28. Morgan Stanley Global Dividend Growth Sec 29. Morgan Stanley Special Growth Fund 30. Morgan Stanley Special Value Fund 31. Morgan Stanley Special Growth Fund 32. Focus Growth (X) Dividend Dividend Dividend Dividend Dividend Morgan Stanley Global Advantage Fund Dividend sell 4/13 (X) 34. Morgan Stanley Franklin Tax Free Inc Dividend Income Gain Codes: =$1,000 less =$1.001 -$2.500 =$2.501 -$5.000 =$5,001 15,000 =$15,001 -$50,000 (See Colwnns and 04) F=S50,001 -$100,000 =$100,001 -Sl,000,000 =$1.000,001 -$5,000,000 =More than $5,000.000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 (See Columns and 03) =$250,001 -$500.000 =$500.001 -$1,000,000 =Sl,000.001 -$5,000.000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000.000 =More than $50,000,000 Value Method Codes =Cost (Real Estate Only) =Cash Market =Appraisal =Assessment =Book Value =Estimated (See Column C2) =Other Date Report Name Person Reporting 04/03/2007 Sa_ck, Robert VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period {I) (2) {I) (2) (2) (4) > (5) Place "(X)" after each asset Amount Type (e.g. Value Value Type (e.g. Date. Value Gain" Identity exempt from prior disclosure Code div., rent, Code2 Method buy, sell, Month Code2 Co! -: NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app. 104) FILING INSTRUCTIONS Mail signed original and additional copies to: Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544