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Judicial Watch • Robert W. Gettleman – 2003

Robert W. Gettleman – 2003

Robert W. Gettleman – 2003

Page 1: Robert W. Gettleman – 2003

Category:Federal Judges

Number of Pages:12

Date Created:February 3, 2005

Date Uploaded to the Library:October 22, 2014

Tags:Robert W Gettleman, Morgan, Stanley, Estimated, robert, Market, 2003, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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August 13, 2004 :::::- 
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Hon. Mary N.l Lisi 
 
Chair, Judicial Conference the United --:z. 
-:0 
..-C.11 
States, Committee Financial Disclosure . 
:i::= 
.,,r-:;;;: i11 
One Columbus Circle, .E. 
Washingto 20544 ..;c:.. 
Re: Years 2003 Financial Disclosure 
Dear Judge Lisi: 
Thank you for your letter August 2004. With respect.to the matter addressed page two your letter, con.cg the Morgan Stanley Natural Resources Fund listed lline 39, page Part VII iny 2002 Report, please adVised that did fact list the ass.et line page Part VII 2003 Report, because there was name change i:n this fund from MSDW (Morgan Stanley Dean Witter) Midcap Grovth Fund (ti,1organ Stanley) Natural Resources. However, note there error item the value.should listed level instead oK. 
With riespect your advice regarding Part TI, line 1-3, those pership interes ther bcaus.e 
these are general part:nersps, limited partn.hip. mistakenly believed these were appropriately listed Part because they are governed 
l?Y.711-;parfP .n, I 
 
.c;uitth,t:m. .art.II fings. 
 
 
 
Ifthere are any other .queStlom, please let know. Ihope and trust that this will complete 2003 filing. 
Very 1ruly yo, Gettleril.an Judge;.U.S. Dict Curt 
RWG:mg 
 
 
AOlO 
ev. v2014  
in. Government Act Ul78 
Calendar Year 2003 U.S.C. app. ! 101-111) Court Organization Person Rc:po1rting (Last name, First name, Middle initial) Date ofReport 
Robert District, N.D. minois S/13/2004 Title (Ar1ticllJII Judges indicate acd,e senior status; ReportType (check appropriate type) Reporting Period 
magistrate judges indicate full-or part-time) Nomination, Date 11112003 
U.S. District Judge (active) Initial @Annual Final to 1:2/311200} Chambers: Office Address the basis the infonnation contained this Report and any 
219 Dearborn modifications pertaining thereto, is, in. opinion, compliance with applicable laws and regulations. 
Chambers 1788 
 
Chicago, 601504 
Date_____ 
IMPORTANT NOTES: The illlstructions accompanying this form must followed. Complete all parts, checking the NONE box for each part whc:re you have reportable information. Sign last page. POSn10NS. 	instructions) 
(Reporting individual only; see pp. 9-13 offiling 
 NONE -(No reportable positions.) 
NAME 
  
CJ- 
II. AGREEMENTS. (Rcp1)rting individual only; see pp. 14-16 filing instructions) (fl o:::;;. {.,r,.PCY-:::j (=; ff074\ :;;::. ::::. -..r:> y.-- ()fr -c:C .C) -t1 	 
Bolar Co., Evanston, (Passive investments limited partnerships securities (listi:d Part VII). Cont. Part VIII 	 
General Partner: Bob Investments (passive investment partnership with Joel Rubin single real estate venture; each own SO% Cont Part 
 
 
General Partner: Partners investment that owns condominium units own Cont. Part VIII 
 
 
FINANCJ[AL DISCLOSURE REPORT Name Person Reporting Date 1:>fReport 
Gettleman, Robert $/13/2004 
III. NON-][NVESTMENT ][NCO ME. (Reporting individual and spouse; see pp. 17-24 offiling instructions) Filers Non-Investment Income NONE -(No reportable non-iinvestment income.) 
SOURCE AND TYPE GROSS 
(yours. not spouses) 2003 Northwestern University School Law; taught courses 4000.00 Spouse!: Non-Investmelllt Income (If you were married during any portion the reporting year, please complete this section. (dollar amount not required except for honoraria) NONE (No reportable no11i-investment income.) 
 2003 LCSW, Private Social Work Practive 
IV. REil..fBURSEMENTS -transportation, lodging, food, entertainment. 
(In chides those spouse and d1::pendent children. See pp. 2527 instructions.) NONE -(No such reportablle reimbursements.) Amelrican Bar Association, Sec1fon Litigation January -February 1,--2003, Palm Beach, FL, {Transportation, meals and room) 
 --- 
 
--2  -1:A1iirte1Iectlli1 Property June 5-8, 2003, Jolla, CA(Tnmsportation, meals 11nd room) 
 Ame1rican Bar Association, Sectfon ofLitigation June 18-22, 2003, Park City, (Transportation, meals and room) 
 
 
 
VI. LIABILITIES. (Includes tllose spouse and dependent children. See pp. 32-34 ofinstructions.) 
 NONE (No reportable liabilities.) 
 
 
 
,.. Value Codes: $15,000 less SlS,001-$50,000 =SS0,001-SIUO,OOO $100,00J-$250,000 
(See Columns and D3) $250,000-$500;000 S500,00l-Sl,OOO,OOO s1.ooo,001-ss,ooo.ooo S5,000,001-S25,000,000 $25,000,0il-$50,000,000 =$More than $50,000,000 VaiueMeth()jl Codes =Appraisal Cost (Real Estate Only) Assessment Cash/Market =Estimated 
 
 
FINANCIAJL DISCLOSU1RE REPORT 
Name Person Reporting 
Date Report 
2of16 
Gettleman, Robert 
5/13/2004 
VII. INVESTMENTS and TRUSTS -income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instroc:tions.) 
-A. Income during Gross value end Tr.msactions during reporting pericld Desaiption Assets 
reporting period reporting period (inclufing trust assets) (I) (I) 
(1) 
(2) 
PLace (X) after each asset cmcmpt Amount Type (e.g. Value Value Type (e.g. Date: 
Value Gain Identity ,of from prior disclosure 
Code div. 
rent. 
Code2 Method buy, sell, Month- 
Code Code buyer/:seller (AH) int.) (J-P) Code3 meiger, Day (JP) (AH} (ifprite 
redemption) 
(Q-W) 
transaction) 
19. Catellus DICY. Corp. Dividend 
20. *Items through arc Bolar inv,estments. 
21. 
Morg81n 1tanley Active Asset Acc..Ount (see part VIlI) Dividend 
 
22. 
Bravo Restaurants, Inc. None 
23. Naperlille: Washington Venturie None 
24. 25. DAnccma Citation Associates -... --Morgan S1t1mley Liq. Asset FUllld Dividend Dividend 
26. -Morgan ltanley Active Asset Trust Dividend 
27. Morgan -tanley Dev. Growth Flw:1d Dividend 
28. Morgan S1tanley Div. Growth Fund Dividend/Cap 
29. CIFRA nil Wal Mart Mc:t Dividend partial sale 5/14 
 
30. Hawaiiian Holdings fin/a Hawaiian Airlines Dividend sell 12/11 Abbott: Labs Dividend 
32. -rises Preferred nlkla Price Legacy Corp. Price Enterp Dividend 
33. HewldltPlilCkard Dividend sell 12/11 
34. Ameri1:an Superconductor - Dividend -  
 
Microi1ision 
35. Dividend partial sale 
36. Oceidc:ntaI Petrolewn Dividend Income/Gain1 Codes: $1,000 iJr less Sl,OOl-S2,500 S2,501-$5,000 $5,001-SJS,OOO -SIS.. 
{See C.oltnm:is and D4) =SSO,IXH-$100,000 $100,001-$1,000.000 Sl.OD0,001-15,000,000 =More than $5,000,000 Value Codes: $15,000 less $15,001-SSO,OOO $50,001-SlOO,OOO S100,00l-S2SO,OOO 
(See Colum111s 11Dd D3) =$250,000-$500,000 $500,00l-$1,000,000 1,000,001-SS,000,000 $5,000,00J-lli,000,000 $25,000,001-SS0,000,000 SMore than $50,0lDO,OOO Yalne Method Codes =Appraisal =Cost (Real Estate Only) Assessment Cash/Market 
(See Column C2) Book Vaine Other =Estimated 
 
FINANCIAL DISCLOSUH.E REPORT 
 
Nameof Person Reporting Date Repon: Gettleman, Robert 5/13/2004 
vn. and TRUSTS -income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
A. 
Description Assets lncome during reportingperiod Gross value end reporting period Transactions during reporting period 
 
(incl1ding trust assets) 
(l) (2) (1) (2) 
(5) 
Pllace (X) after each asset exei111pt Amount Type (e.g. Value Value Type (e.g. Date:. 
Value  Identity 
from prior disclosure Code div. rent. Code2 Metho)cum Corp Dividend buy 12/11 
so.  11cms investmen through are MorgBln Stanley IRA Its Americ:an Mutual Fund Dividend 
53. Cap. Bhlrs. BICOlnc. --- ---.. Dividend Dividend 
54. Grow1h. ndofAmer. Dividend lncome/Gain Codies: (See Columns and D4) Value C-0dcs: (See Colwnns and D3) Value Melhod Codes (See Column C2) $1,000 less =$50,001$100,000 $15,000 less $250,000-$500,000 $25,000;00l-$50,000,000 =Appraisal Book Vnlu1e Sl,001-$2,500 SJOO,OOl-Sl,000,000 =SI S,001-$50,000 $500,001-Sl,OOO,OOO =Cost (Real Estate Onlyj =Other $2,50 -$5,000 Sl,000,001-$5,000,000 $:50,00l-$100,000 $J,000,00lS5,000,000 =$More than SS0,000,000 Assessment =Estimated S5,00J-Sl5,000 =More than $5,000,000 SI00,001-$250,000 $5,000,001-$25,000,000 Cash/Market -SIS,001-SSO, j.II 
 
Morg1mStanley Japan Fund 
 
-income, value, transcations (includes those ofthe spouse and dependent children. See pp. 34-57 filing instniictions.) 
VII. 	and TRUSTS Income during Gross value end 
-A. 
Transactions during reporting periiod 
])esl:ription Assets 
reportingperiod 
Place from (X) after eacli asset mi:empt pri01r disclosure (I) Amount Codel (AH) (2) Type (e.g. div. rent. int.) (!) Value Code2 (J-P) (2) Value Method Gode3 (Q-W) {l) Type (e.g. buy, sell, merger, redemption) lfnot exempt from disclosure (2) (3) (4) Date: Value Identity Month Code2 buyer/sellerDay (JP) (if flli:v_ate trans;1ction) 
SS. U.S. Trell is. Bonds Interest 
56. Morg1m>tanley U.S. Govt Sec. Dividend 
57. Morg1mS -:tan.Icy Liq. Asset Fund Dividend 
58. Morg1mS -:tanley European Growth Dividend 
 
(iclmling trust assets) Dividend sell 7/17 
59. 
60. 	Morg1mS:tanley Pacific Growlh ... 
American FDS Govt Sec61. 
62. 	Catellus I>cv.Corp 
Apple 
63. 
64. 	 
Financ:ing; Corp CPN Strips Ser INT PMT 10.000 2018 
LARcsearch SMCP SERB 11101w know Lord Abbett 
65. 
Los Ange Iles Pension OBUG CAP APPRJEC__CIBC 
66. Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend 
Maylaig corp 
68. 1C>n Inc (Wash) Micr01nsi Dividend r partial sale 315 
69. PGECo rporation Dividend buy 1/9 
70. rporationPGECo Dividend partial sale 7122 
71. Putnam calth Science Trust Dividend 
72. -ItoCnty Calif Pens FDG-A Taxable Sacramen 7.53 Dividend 
 
--- Income/Gain Codes: 1,000 i>r.Iess Sl,001-S2,SOO =$2,501-$5,000 $5,001-$15,000 =$1$,001-$50,000 
(See Columns and 04) $50,001-UOO;OOO SJ00,001-$1,000,000 =SI ,000,001-$5,000,000 =More than $5,000,000 Value Codes: $15,000o:rless $15,001-$:50,000 $:50,001-$100,000 $100,001-S2SO,OOO 
(See C.olunms and D3) $2S0,000$SOO,OOO $500,001-Sl,OOO,OOO Sl,000,00l-S5,000,000 S5,000,0Dl-S25,000,000 
P.3 $25,000,01)1-$50,000;000 $More thau $50,000,000 
.3. Value Method Codes Apprais:al Cost (Real Estate Only) Assessment Cash!Market 
(See Cotunm C2) =Book Viihiie =Other =Estimated 
 
Name Person Reporting 
Gettleman, Robert 
P-age of6 
VII. 	INVESTMENTS and TRUSTS -income, value, lrallscations (includes those the spouse and dependent cln1dren. See pp. 34-57 offiling mstru1ctions.) -A. 
Income during Gross value end Transactions during reporting peri1Dd Description ASsels reporting period reporting period 
(ilnclcding trust assets) 
(I) (2) 
{I) (2) (1) 
(3) 
Place (X) after each asset exei Amount Type (e.g. Value Value Type {e.g. Date: Value Gain am 1prior disclosure Code div. renl Code2 Method 
buy, sell, MonthCode2 
Code buyer/seller 
merger, Day 
(AH) inl) {J-P) Codc3 
(JP) 
(A-H) (ifpi:ite 
redemption) 
(Q.W) 
transaiction) 
74. 
Tenn Auth 6.75% 6-1-28 Dividend 
Trans2mer Quibs Dividend redemption 11/3 
UNISYS Corp Dividend buy 1029 
76. Unit :tv!SDW Equity Trust Dividend redemption 1/9 
Barrick Gold Corp Dividend 
78. GoldC:orp Dividend buy 9/24 
- 
80. 
Houst1n Ughting Power Com Dividend redemption 7/1 
Humaria, line. Dividend sell 10/22 
Meridi:an (rold Corp Dividend sell 
81. 
 
82. 
Newmcmt Mining Corp 
 
83. 
Placer !Dome, Inc. 
 
84. 
Teck Corp Clm 
 
 
BS. Scherir1g Flough 
86. Bristol Myers Squibb Co. 
87. Bunge Ltd - 
----88. CoeurD. Alene Mns-Cp ------------- 
89. Compania Minas BuenavenltUr 
90. Compania Minas BuenavenltUr 
 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend buy 112 buy 11128 buy 4130 buy buy 11/3 ----8/11 -----J --------------- buy 10/24 Income/Gain Codes: $1,000 less Sl,001-$2,500 S2,SOI-$5,000 S5,00lS15,000 $15,001-$50,000 
(See Columns andD4) $50,001SI00,000 SJOO,OOl-Sl,000,000 $1,000,001-$5,000,0(){) More than S.S,000,000 Value Codes: (See Columns and 03) 5,000 less s2so,ioo0-s:soo,ooo =$15,001-$50,000 $500,001-Sl,OOO,OOO =$50,001-$100,000 $1,000,001 -$5,000,000 $100,001$250,000 S5,000,00l-S25,000,000 
P.3 =S25,000,00l-$SO,OOO,OOO SMore than $50,000,000 Valtte Method Codes =Appraisal Cost (Real Estate Only) =Assessment Cash/Market 
(See Column C2) Book Yalu: =Other =Estimated 
 
lge of6 Gettleman, Robert 
S/1312004 
VII. and TRUSTS -inoome, value, transcations (includes tl1ose ofthe spouse and dependent children. See pp.34-57 filing instructions.) 
Income during Gross value end Transactions during reporting period Description ofAssets reporting period reporting period 
-A. 
(including trust assets) 
(I) (I) (2) (1) 
3)( 
place (X) after each asset eeimi?t -fiom prior disclosure 
Ediso11 International 
91. 
Glamis Gold Limited 
92. 
93. 
Hal lib LlrtCm Co. Hldg Co. 
 
94. 
Hallib1LJrtcm Co. Hldg. Co. 
 
 
Amount Code (A-H) Type (e.g. div. rent. int) Dividend Dividend Dividend Dividend 
 
Value Code2 (J-P) Value Method Code3 
 
Type (e.g. Date: 
Value Gain Identity 
buy, sell, Month 
Code2 Code buyer/seller 
merger, Day 
(J-P) (AH) (ifprillllc 
redemption) 
lransaction) 
buy 519 
buy 8/14 
buy 519 
partial sale 10127 
Long,fiew Fibre Co. Wash Dividend buy 3128 
Longi /iew Fibre Co. Wash - Dividend partial sale 10122 
NiS0111 rec, Inc. Dividend buy 919 
Novell Im:. Dividend buy 11128 
 
96. 
98. 
99. 100. 101. 102. 103. 104. Randg11>ld Resources Ltd. ADS Randg11>ld Resources Ltd. ADS Sllll Micrctsystems, Inc. SL.MC;()!JI Ser CPI/Floater Tenetliealthcare Corp World ,annaOhCD Finl Network Natl Bank Gab Dividend Dividend Dividend Dividend Dividend Dividend buy partial sale buy buy buy buy 5/19 9/29 11/28 11/21 6/2 614  Income/Gain Codes: (See Columns and-04) Value Codes: (SeeCollllllll!1 and D3) -Sl,000 less =$50,001.. $100;000 $15;000 orless $2S0,000-$500,000 $1,001-$2.500 SI00,001-$1,000,000 =SI5,001-$50,000 SSOO,OOl-Sl,000,000 $2,501-$5,000 $1.000,001-$5,000,000 $50,001$100,000 Sl,000,00l-$5,000,000 $5,001-$15,000 =More than $5,000,000 $100,00l-S2SO,OOO $5,000,001-$25,000;000 =SlS,001$50,000 $25,000,01!-$5-0,000,000 =SMore than $50,000,000 Vaiue Method Codes Appraisal Cost (Real Estate Only) Assessment Cash/Market 
(Set> Column C2) Book Va1w =Other =Estimated 
 
 
vm. ADDllTIONAL INFORMATION EXPLANATIONS (Indicate patt ofRcport.) 
Part Agreemen1ts. 
No. eac:h c1wn 50% ofthe partnership which owns passive limited partnership interest and Morgan Stanley Active Assets account Current value Bolar Cc>. is: more than $250.0QiO. 
No. one lin:llted partnership intere:rt)1. 
No. 4.44%, interest and have role ila management). 
Part Investm1:nts and Trusts. Line 21: All Bolar holdings from items through are were held Morgan Stanley Active Assets Account 
 
future years this :item will omitted redundent. 
 
......... ________ 
 
Name Person Reporting Date Report 
Gettleman, Robert 5/13/20!)4 
IX. CERTlFICATION. certify that all information gi.ven above (including information pertaini.ng spose and mi.nor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withh1Id because met applicable statuto1ry provisions permitting non-disclosure. further certify that earned income from outside employment and_ onoraria and the acceptance gifts which have been reported an: compliance with 1tbe provisions U.S.C.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL VFK> KNOWINGLY AND WILFULLY FALSIFIES ORF AILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, .E. Washingto1:, D.C. 20544