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Judicial Watch • Robert W. Gettleman – 2008

Robert W. Gettleman – 2008

Robert W. Gettleman – 2008

Page 1: Robert W. Gettleman – 2008

Category:Federal Judges

Number of Pages:13

Date Created:October 21, 2009

Date Uploaded to the Library:October 22, 2014

Tags:Robert W Gettleman, Estimated, Estate, Market, 2008, assets, transactions, Codes, dividend, reporting, report, Federal Judge, financial, income, Judge


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Gettleman_Robert_W 
 
 
III. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
(yours, not spouses) 2008 Northwestern University School Law; taught courses $4000.00 Spouse1 on-lnvestmen Income you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 2008 LCSW, Private Social Work Practive 
2.2008 Teachers Retirement Pension 
 
 
IV. REIMBURSEMENTS -transportation, fodging,food, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. (Includes those spouse and dependent children; see pp. 28-31 
instructions.) 
l2J NONE (No reportable gifts.) 
 
VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
l2J NONE (No reportable liabilities.) 
 
 
Date Report 
Gettleman, Robert 
5/13/2009 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those spouse and dependent children; see PP 34-60 instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) afer each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
transaction) KeyBonus Deferred Annuity Interest Expired 02/08 
Citibank (Chicago) Interest 
Bob Investments (Real Estate) None 
Morgan Stanley Liq. Asset Fund Interest Natural Resourses Dividend 
Morgan Stanley Active Assets Money Trust Interest 
 
 
111. St. Civic CTR REF-SPL (Bond) Interest 
Illinois St. Gen. Oblig. (Bond) Interest Ill. Health Faes. Auth. (Bond) Interest 
IO. Newmont Mining Dividend 
11. 
Sacred Silks Dividend 
 
12. 
Eldorado Gold Dividend 
 
13. 
Cedar Fair Dep Unit Dividend 
 
14. 
Palatine Interest 
 
15. 
Precision Drilling Corp Interest Sold 1215 
 
 
 
16. Schering Plough Corp Interest 
17. Washington Mutual Bank Interest Sold 9/30 Income Gain Codes: =Sl,000 les =Sl,001 -$2,500 =S2,501 -$5,000 D=S5,001-Sl5,000 15,001 -$50,000 
(See Columns and 04) F=$50,001 -$100,000 =$100,001 -Sl,000,000 =Sl,000,001 -S5,000,000 H2=More than $5,000,000 Value Codes J=$15,000 less K=$15,001 -$50,000 =$50,00 100,000 M=SI00,001-S250,000 
(See Columns and 03) =$250,00I -$500,000 0=$500,001 -$1,000,000 =$1,000,001  $5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) S=Assessment T=Ca Market 
(See Column C2) =Book Value V=Other W=Estimated 
 
 
Date Report 
5/l/20 
Gettleman, Robert 
 
VII. INVESTMENTS and TRUSTS -income, varue, ansactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclOsure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-1-l) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
18. 
 
19. 
 
 
20. 
 
21. 
 
22. 
 
 
23. 
 
24. 
Naperville Washington Venture None Expired 02/08 
 
25. 
Morgan Stanley Liq. Asset Fund Dividend 
 
26. 
Morgan Stanley Active Asset Trust Dividend 
 
27. 
Morgan Stanley Dev. Growth Fund Dividend 
 
28. 
Morgan Stanley Div. Growth Fund 
 
29. 
Barrick Gold Corp. Dividend Sold 8/14 
 
30. 
Giga Tronics Dividend 
 
 
Bristol Myers Squibb Co. Dividend Buy 5113 
ING Plus Dividend Buy 8/24 Money Dividend Buy 11/08 Bank Dividend Buy 12/1 
Items through are Bolar investments. 
Bravo Restaurants, Inc. None 
 
Glamis Gold Ltd Distribution 
32. HDF Bank Ltd ADR Dividend 
Miramar Mining Corp Dividend Sold 
Newmont Mining Corp Dividend Sold 8/14 Income Gain Codes: =Sl,000 less =Sl,001 -$2.500 =$2.50 -$5,000 =S5,001 -Sl5,000 15,00 -S50,000 
(See Columns and 04) =$50,00 -SI 00,000 =SI 00,001 -Sl,000,000 1,000,00 -$5,000,000 =More than S5,000,000 Value Codes 15,000 less 15,00 -$50,000 =$50,00 -SI 00,000 =SI 00,00 -$250,000 
(See Columns and 03) =$250,00 -$500,000 =S500,00I -$1,000,000 PI=$1,000,00I -$5,000,000 =$5,000,00I -$25,000,000 =$25,000,001 -$50,000,000 P4=More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other W=Estimated 
 
Date Report 
Gettleman, Rober.t 
5/13/2009 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing ins1ruc1ions.J NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
(X) after each asset exempt from prior disclosure (1) Amount Code (A-H) (2) Type (e.g., div., rent, int.) (I) Value Code (J-P) (2) Value Method Code3 (Q-W) (I) Type (e.g., buy, sell, redemption) (2) Date Month Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
Place 
Placer Dome Inc Dividend 
Sun Microsystems, Inc. Dividend 
Unisyscorp Dividend 
3Com Corp Dividend Sold 10124 
Banro Corp Dividend 
China Unicom Ltd ADS Dividend Isis Pharm Inc Dividend 
Polymet Mining Corp Dividend 
Tanzanian Royalty Exp! Dividend 
China Medical Tech ADS Dividend 
Coeur Alene MNSCP Dividend Sold 8/13 (part) 
Coeur Alene MNSCP Dividend Sold 10/24 
47. 
Dynamic Materials Corp Dividend Sold 1/25 (part) 
 
48. 
Dynamic Materials Corp Distribution Sold 2/26 
 
49. 
Echelon Dividend 
 
50. 
Ivanhoe Mines LTD Dividend Sold 8/14 
 
 
Memc Electronic Materials, Inc. Dividend Sold 5123 Income Gain Codes: =$1,000 less 1,00 -$2,500 =S2,50 -$5,000 =S5,00 -SI 5,000 E=SI 5,00 -$50,000 
(See Columns and 04) F=S50,00I -$100,000 =SI00,001 -Sl,000,000 1,000,00 -$5,000,000 H2=More than S5,000,000 Value Codes J=$15,000 less =$15,001 -$50,000 =$50,001 100,000 =Sl00,001  $250,000 
(See Columns and DJ) N=$250,00 -$500,000 0=$500,001  Sl,000,000 =$1,000,001 -$5,000,000 =S5,000,00I -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) U=Book Vatue V=Other W=Estimated 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children: see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1.000 les B=Sl,001-$2,500 =$2.50 -S5.000 D=S5.00I -$15,000 E=S15.00l -S50.000 
(See Column and 04) F=$50,00  00.000 G=SJ00,001 -Sl,000,000 =Sl.000,001 -$5,000,000 H2=More than $5,000,000 Value Codes =$15,000 less =S15,001 -S50,000 =$50,00I -SI 00,000 =$I 00,00I -$250,000 
(See Columns and DJ) N=$250,001 -$500.000 =$500,001 -Sl,000,000 Pl=$1,000.001-$5,000,000 =$5,000,00l -$25.000,000 
P3=$25,000,001 -$50,000,000 =More than $50.000,000 Value Method Codes =Appraisal =Cost eal Esta Only) =Assessment =Cash Market 
(See Column C2) U=Bo Value V=Other W=Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) Income Gain Codes: =SJ ,000 less B=Sl,OOl -S2.500 =S2,50 -SS,000 =SS,00 -SIS,000 =SIS,001  SS0,000 
(See Columns and 04) =SS0,001 -SI00,000 =$I 00,00  1,000,000 1,000,00  SS,000,000 =More than SS,000,000 Value Codes =SI S,000 less =$1 5,001 -SS0,000 =S50,00 -SI 00,000 =SI00,001 -S250,000 
(See Columns and D3) =S250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001-$5,000,000 =$5,000,001  S25,000,000 =$25,000,001  SS0,000,000 =More than SS0,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) U=Book Value V=Otber W=Estimated 
 
 
Date Report 
Gettleman, Robert 
-5/13/2009 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 of.filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
86. 
Freescale Semi Inc. CLA 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Dividend 
87. 
Nortel Networks Corp New Dividend 
 
88. 
GMAC Bank Interest 
 
89. 
Amazon Com Inc. Dividend 
 
Deutsche Telekon ORD ABS AG! Dividend 
91. Devon Energy Corp New Dividend 
92. Dynamic Materials Corp Dividend 
Eli Lilly Co. Dividend 
94. 
Intel Corp Dividend 
Isis Pharm Inc. Dividend 
Las Vegas Sands Corp Dividend Sold 3/17 
98. 
Miramar Mining Corp. Dividend Sold 114 
Sanofi Aventis Ads Dividend 
99. Seabridge Gold Inc Dividend 
JOO. Streetracks Global Titans Dividend 
101. 
Tanzanian Royal Expl Dividend 
 
102. The Indian Fund Inc. Dividend Sold 1/22 Income Gain Codes: =SJ ,000 less 1.001  $2,500 c=$2.501  ss.ooo =S5,001-Sl5,000 15,00 -S50,000 
(See Columns and 04) F=$50,001 -$100,000 =SI00,001 -Sl,000.000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=SJ5,00l -$50,000 =$50,00J  00,000 =SIOO,OOl -S250,000 
(See Columns and 03) =$250,00I  $500,000 =$500,001. $1,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V=Other W=Estimated 
 
Date Report 
Name Person Reporting 
Gettleman, Rober! 
511312009 
VII. INVESTMENT and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (4) (5) 
Amount Type(e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div.1 rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
103. 
Tibco Software Inc. Dividend 
 
104. 
Washington Mutual Dividend Sold 
 
 
9/30 
105. 
Bank Hapoalim Fid Dividend 
 
106. 
American Mutual Interest 
 
 
107: Columbia Global Value Dividend 
108. 
Agnico Eagle Mines Dividend 
 
109. 
Anglo American PLC ADR New Dividend 
 
110. 
Banro Corp Dividend 
 
111. 
Barrick Gold Dividend 
 
112. 
Cubist Pharm Dividend 
 
113. 
Dresser Rand Dividend 
 
114. 
Echelon Dividend 
 
115. 
Elderado Gold Dividend 
 
116. 
Itron Dividend Sold 217 
 
117. 
Indymac Interest Sold 619 
 
 
118. Lihir Gold Ltd ADR Dividend Sold 7/17 
119. Novagold Dividend Income Gain Codes: 1,000 less 41,001 -$2,500 C=$2,501 -S5,000 =$5,001-$15,000 E=S15,001-S50.000 
(See Columns and D4) =S50,00 -SI 00,000 =SI00,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More lhan $5,000,000 Value Codes 15,000 less =SI 5,001 -S50,000 =$50,001 -$100,000 =SI00,001 -$250,000 
(See Columns and D3) N=$250,001 -$500,000 =$500,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =$5,000,00I -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value Y=Otber W=Estimated 
 
 
VII. INVESTMENTS and STS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1,000 less =$1,001 -$2,500 c=$2,501 -S5.000 0=S5,001 -$15,000 E=S15,001-S50,000 
(See Columns and 04) F=$50,00 -SI 00,000 =SI 00,00I 1,000,000 =SI ,000.001 -$5,000,000 =Mon: than SS,000,000 Value Codes =Sl5,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -Sl,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000,001 -SS0,000,000 ore lhan $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) U=Book Value V=Olher W=Estimated 
 
 
 
Date Report 
Gettleman, Robert 
5/13/2009 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate part Report.) 
Part Agreements. 
No. one limited partnership interest). 
No. each own 50% the partnership which owns Morgan Stanley Active Assets account. 
 
 
Date Report 
Gettleman, Robert 
5/13/2009 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES AILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544