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Judicial Watch • Robert W. Pratt – 2010

Robert W. Pratt – 2010

Robert W. Pratt – 2010

Page 1: Robert W. Pratt – 2010

Category:Federal Judges

Number of Pages:18

Date Created:September 13, 2013

Date Uploaded to the Library:December 06, 2014

Tags:Pratt, Robert W Pratt, CAPITAL, Stanley, robert, 2010, assets, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report PRATT, ROBERT DISTRICT COURT IOWA 05/11/2011 Title (Article II1 judges indicate active senior status; 5a. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full- part-time) Nomination, Date 01/01/2010 DISTRICT COURT JUDGE ACTIVE Initial Annual Final 12/31/2010 
 
5b. Amended Report Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance 
with applicable laws and regulations. COURTHOUSE 
 
123 WALNUT STREET DES MO1NES, 50309 
Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. ~po.in~ individual only; see pp. 9-13 filing instructions.) 	NONE reportable positions.) POSITION NAME ORGANIZATION/ENTITY 
 
 
II. AGREEMENTS. (Reporting individual only; seepp. 14-16 filing instructions.) 	NONE (No reportable agreements.) DATE PARTIES AND TERMS 
 
Pratt, Robert 
 
Name Person Reporting 	Date Report 
IlL NON-INVESTMENT INCOME. (Reposing individuot ondspouse; seeps. 17-24 filing instructions.) Filers Non-Investment Income (No reportable income.)NONE non-investment 
DATE SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -lf you were married during anyportion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
NONE (No reportable non-investment income.) 
DATE 	SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS -tr.nspor~.tion, lodging, food, entertainmen~ 
(Includes those spouse and dependent children, see pp. 25-27 f!ling instructions.) 
NONE(No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 	 
AMERICAN CONFERENCE 2/24/10 2/26/10 NEW YORK, SPEAKING TRANSPORTATION, LODGING AND INSTITUTE ENGAGEMENT MEALS 	 
CARLTON FIELDS LAW 5/12/10 5/14/10 PETERSBURG, SPEAKER TRANSPORTATION, LODGING AND 
 
 
FIRM 	NATIONAL FEDERAL MEALS 
SENTENCING 
GUIDELINES SEMINAR 	AMERICAN 6/17/10 6/18/10 WASHINGTON, SPEAKER ANNUAL TRANSPORTATION, LODGING AND 
CONSTITUTIONAL CONVENTION MEALS 
SOCIETY PRACTICING LAW 10/27/10 -10/29/10 NEW YORK, SPEAKING TRANSPORTATION, LODGING AND INSTITUTE ENGAGEMENT MEALS 
Name Person Reporting Date Report GIFTS. ancludes tho~e spouse und dependent children; see pp. 28-31 filing instructions.) 
NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. ancludes those oSspouse and dependent children; see pp. 32-33 f!ling instructions) 
NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUECODE 
 
 
 
 
05/11/2011 
VII. INVESTMENTS and TRUSTS .... value, ......tlons (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
A.: 
Description Assets Income during Gross value end Transact ons during reporting period 
(5) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g.. div., rent, int.) Value Code (J-Pi Value Method Code (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd!yy Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction, 	BANKERS TRUST COMPANY Interest 
MORGAN STANLEY DEAN WITTER MARKETABLE SECURITIES: 	 
MORGAN STANLEY BANK Interest EMERGING MKTS DOMESTIC Dividend Buy 01/08/10 DEBT (addl) EMERGING MKTS DOMESTIC Dividend Buy 04/15/10 DEBTDEBT (addl) EMERGING MKTS DOMESTIC Dividend Buy 07/15/10 DEBT (addl) EMERGING MKTS DOMESTIC Dividend Buy 10/15/10 DEBT (addl) 	 
OMAHA ARPT AUTH ARPT REV Interest Redeemed 01/04/10 REF-FACS 4.000% 	 
ADDISON GENL OBLIG REF UNLTE Interest Sold 02/15/I TAX 4.000% 
 
10. Interest Redeemed 06/0 l/10 
 
 
IOWA CITY COMM SCH DIST~ 
11. 	 
FLA HFC FIN CORP SER Interest Sold 01/01 (part) 
 
12. 	 
FLA HFC FIN CORP SER Interest Redeemed 07/01 
 
13. UNIV SCI TECH~ Interest Redeemed 07/01/10 
 
14. 	 
PUERTO RICO ELEC PWR AUTH SER Interest Redeemed 07/01/10 ssl~ 
 
15. 	 
CENTRAL VALLY SCH DIST ZERO Interest Redeemed 08/02/10 
 
 
ILL CLG SVGS ZERO Interest 	Redeemed 08/02/10 
17. 	BROWN CNTY WISC GENL OBLIG Interest Redeemed 11/01 ARPT IMPT SER-A 4.000% =$1,00i $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001- $50,000 =$1o0;0Ol $1;ooo,ooo =$t;000,001 $5,000;000 =More than $5,000,000 Vatue Codes --$15~000 lesK =$15;001 $50,000 =$50~001 100,000 =$100,001 $250,000 
(See Columns and D3) =$2!0,001 $5001000 =$5oo,ooi $1,ooo,ooo =$ii06o;0ol- $5,ooo,o0o =$5,000,00! $25,0~,000 Value Method Codes =$25,000;001 $50,000,000 =Appraisal =Cost (Real Estate Only) =More than $50,000,000 =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimatcd 
 
05/11/2011 
PRATT, ROBERT 
VII. INVESTMENTS and TRUSTS .... value, ......tions (Includes those ..... dependent children; seepp. 34-60 f!llng instructions.) 
~-q NONE (No reportable income, assets, transaciions.) B.C. 
Deseriotion Assets Income during Gross value end .Transact ons during reporting period 
Value Value Type (e.g., Date Value Gain Identity 
Place (X) afiereaehasset Amount Type (e.g., Code Method buy, sell; ....... mm/dd/yy Code Code buyer/seller (J-P) Code redemption) O-P) (A-H) (if privme (Q-W) 
transaction) 
18. 	PARIS GEN OBLIG~ Interest Redeemed 03/02/I 
19, 	BLOOMINGTON GEN OBLIG REF Interest Redeemed 12/01/10 QUAL 4.000% 
20. 	 
UNIV CONN REV SER ZERO Interest 
 
21. 	 
WEST CHESTER AREA SCH DIST Interest 4.000% 
 
22. 	 
ALTOON GO~ Interest 
 
23. 	 
WAUKEE IOWA CMNTY SCH DIST REF Interest Redeemed 06/01/10 SER-B 3.300% 
 
24. HWYS TRANS~ Interest 
 
25. 	 
ARIZONA TRANSN BRD HWY REV Interest REF SER-A 4.000% 
 
26. 	 
PALM BEACH CNTY SCH BRD CTFS Interest PARTN REV SER-A 4.000% 
 
27. 	 
OREGON DEPT ADMIN SVCS Interest SALEM OREGON REF-COPS-SER 
 
28. 	 
AUSTIN ELEC UTIL SYS REV Interest 4.000% 
 
29. 	 
SCHILLER PARK ILL GO-C 4.000% Interest 
 
30. 	 
FULTON PEORIA KNOX COS ILL Interest SCH DIST ZERO CPN 
 
31. 	 
MADISON WISC SWR-A~ Interest 
 
32. 	 
TACOMA PUB UTIL LIGHT PWR~ Interest 
 
33. 	 
SHAKOPEE IMPT 4.000% Interest Redeemed 08/02/10 
 
34. 	 
INKSTER GEN OBLIG~ Interest =$1,001- $2,500 =$2,501 $5,000 =$5,001 $15,000 =$I 5,001 $50,000 (See Colunms and IM) =$1,000;001=$5,000,000 =M0re than $5;000~000 ..... ~$50,001 $100,000 =$100,001- $1,000,000 Value Codes =$15,000 less K=$15,001- $50,000 =$50,001 $100i000 =$i00;001- $250 000 
(See Columns and D3) =$250,001 $500,000 O-$500,001- $I,000,000 =$1,000,001-$5,000,000 =$5,000,001- $25~000,000 =$25,000,001 $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost(Rcal Estate Only) =Asscssmcnt =Cash Markei 
(See Column C2) =Book Value =Other =Estimat~ 
 
Name Person Reporting 	Date Report 
PRATT, ROBERT 	05/11/2011 
VII. INVESTMENTS and TRUSTS -income, value,, ...... tions (Includes those .... and dependent children; see pp. 34-60 o/f!ling instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 	(2) (1) (2) (1) (2) (3) (4) Identity 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value  Gain exempt from prior disclosure Code div., rent, Code Method buy, sell ..... mm/dd/yy Code  Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A=H) (i1)rivate (Q-W) 
transaction) 
35. 	 
PASCO GEN OBLIG~ Interest 
 
36. 
 W.DES MOINES GO-C 4.000% Interest 
 
37. 	 
ODESSA HSG FIN CORP ZERO Interest 
COUPON 
 
 
38. UNIV SCI TECH~ Interest 
 
39. 	 
MINN HIGHER EDUC FACS AUTH~ Interest 
 
40. 	 
AURORA COLO SINGLE FAM MTG Interest 
REV SER ZERO 
 
 
41. 	 
SCHILLER PARK ILL GO-C 4.000% Interest 
 
42. 	 
DOUGLAS COLO SCH DIST ZERA Interest 
 
43. 	 
WASH CTY UTAH SCH DIST~ Interest 
 
44. 	 
WRIGHT UNIV~ Interest 
 
45. 	 
WASH GEN OBLIG MOTOR VEH Interest 
FUEL TAX ZERO 
 
 
46. 	 
LOUISIANNA GULF OPP~ Interest 
 
47. 
 E-470 PUB HWY AUTH COLO ZERO Interest 
 
48. 	 
ALASKA INTL AIRPORTS~ Interest 
 
49. 	 
METRO WASH AIRPORT AUTH Interest 
4125 
 
 
50. 	 
MODESTO 1RRD1ST~ Interest 
 
51. 	 
WILL CNTY ILL SCH DIST 122 Interest 
ZERO =$1,001 $2,500 =$5,001 $15,000 =$15,001 $50,000 Income Gaih C0d~: =$1~000 Icss =-$2;501 -$5,000 
(See Cohmms and Dzl) =$50,001 $100;000 =$100,001 $1,000,000 ~ii000100i $5~000i000 gM0re than $5,000;000 Value Codes =$15,000 less =$15,00I $50,000 =$50;001 $100;000 =$100;001 $250,000 
(See Columns and D3) =$250,001 $500,000 =$500,001 $1,000,000 =$1;000,001 $5;000~000 =$5,000;001 $25,000~000 Value Method Codes =$25,000,001 $50,000.000 =Appraisal =Cost (Real Estate Only) --More than $5010001600 =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
PRATT, ROBERT 05/11/2011 
VII. INVESTMENTS and TRU STS income, value, ...... tions (Includes those spouse and dependent children; see pp. 34-60 fillng instructions.) NONE (No reportable income, assets, transactions.) DescriptiOn 
52. FAYETTE CNTY SCH DISTW Interest 
53. 54. LAKE CNTY ILL CMNTY SCH DtST ZERO DENVER CONV CTR HOTELW Interest Interest 
55. FLORIDA BRD INTL UNIV Interest 
56. 57. WALLA WALLA WASH WATER WASTE~ VIRGINIA HSG DEV COMWLTH SER Interest Interest 
58. APOPKA FLA UTIL SYS REF IMPT~ Interest 
59. POMWAY CALIF UNI SCH DIST SPL Interest 
60. 61. 62. OGLE WINNEBAGO CNTYS SCH DIST ZERO RIVERSIDE CNTY PALM DESERT FIN AUTH~ INDIANAPOLIS GAS UTIL DIST SYS Interest Interest Interest 
63. DES MOINES STORM WATER~ Interest 
64. PUERTO RICO PUB IMPR ZERO Interest 
65. STATE UNIV IOWA REC FACS~ Interest 
66. 67. 68. ALASKA HSG FIN CORPW ALASKA HSG FIN CORP~ ALASKA HSG FIN CORP~ Interest Interest Interest Sold (part) Sold (part) Sold (part) 03/01/10 06/01/10 12/01/10 Income Gain Codes: =$1.000 less =$1,001 $2.500 =$2,501 $5,000 =$5.001 $15.000 =$15,001 $50,000 
(See Columns and 12)4) =$50.001 $100.000 =$100.001 $1.000.000 =$1.000.001 $5.000.000 =More than $5,000.000 Value Codes =$15.000 less =$15.001 $50,000 =$56.001 $100,000 =$100,001 $250,000 
(See Columns and D3) =$250.001 $500.000 =$500.001 $1.000,000 =$1.000.001 $5.000.000 =$5.000.001 $25,000,000 =$25.000.001 $50.000.000 Morethan $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessmem =Cash Marko 
(See Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRUSTS .... value, transactions (Includes those ...... dependent children; see pp. 34-60 fillng lnstructlons.) 
NONE (No reportable income, assets, transactions.) 	B.C. 
Description Assets 	Income during Gro~s value end 
(including trust assets) reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3)  (4) 	(5) 
Place (X) atter each asset Amount Type (e.g.. Value ValUe Type (e:g., Date Value Gain Identity exempt from prior disclosure div., rent, 
Code Code Method buy~ sell~ mmidd/yy Code Code buyer/seller (A-H) int.) O-P) Code 3:: ~edemi~tion) (J-P) (A-H/ (if private (Q~W) 
transaction) 
69. 	 
WINNEBAGO BOONE ETC CNTYS ILL Interest 
ZERO 
 
 
70. 	 
OSCEOLA CNTY SCH BOARDR Interest 
 
71. 	 
WAUKEE IOWA CMNTY SCH DIST Interest 
 
72. 	 
MIAMI DADE CNTY EXPWY AUTH Interest 
TOLL SY~ 
 
 
73. 	 
UNIV NORTHN STUDENT UNION Interest 
SER UNI 4.800% 
 
 
74. 	 
STATE UNIV IOWA UTIL SY~ Interest 
 
75. 	 
CLARK CNTY NEV GEN OBLI(~ Interest 
 
76. 	 
OHIO HOSP CLEVE CL1NIC~ Interest 
 
77. 	 
WYLIE CITY TEX COMB TAX REVR Interest 
 
78. 	 
DES MOINES IOWA STORMWATER Interest Redeemed 11/01/10 
 
79. 	 
ANKENY COMM SCH DIST~ Interest 
 
80. CLAIR CNTY ILL GEN OBLIG ZERO Interest 
 
81. 	 
DELTONA FLA TRANS CAP IMP~ Interest 
 
82. 	 
COVINA CALIF PUB FIN Interest 
WASTEWATER~ 
 
 
83. 	 
CLARK CNTY NEV GEN OBLIG~ Interest 
 
84. 	 
INDIANAPOLIS WATER WORKS Interest 
 
85. 	 
WYLIE CITY TEX COMB TAX REV~ Interest A~c~6 ~ain Codes~ :$1;000 tess --$1,001 $91~00 =$2,50] $5;000 D=$5,001 $15,000 =$15,001 $50,000 =$10010hi $ii0001000 $i~000~00i ~i000~000 H2~oretha~$5~O00,O00 
(See ColUmns a~d~) =$501001 i00,000 
 Value Codes =$15,000 less =$15,001 $50;000 ~$50 s$00000 @$100 00l $250 000 
 
(See Colu~s and D3) =$250,001 $500,000 =$500,001 $i~000,000 =$!,000,001 $5~000~0~ ~$5;000~001 $25;000,000 =$25,000,001 $50;000,000 ~M6~ than S50~o00~000 
 Value Method Cod~ =Appraisal =Cost (Real Estat~ Only) =Assessm~ni ~Sh Market 
(See Colu~ C2) =Book Value =Other =Estimated 
 
 
 
PRATT, ROBERT 	05/11/2011 
VII. INVESTMENTS and TRUSTS .... value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) 
--] NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place (X) after each asset exempt from prior disclosure 
86. 
STERLING HEIGHTS MICH TRANS 
 
87. 
NEVADA STATE HIGHER EDUCB 
 
88. 	 
RENO CITY NEVADA GEN OBLIGB 
 
89. 	 
KANE COOK DUPAGE CNTYS ILL 
 
90. 	 
IOWA UNIV SCIENCE TECH~ 
 
91. 	 
FLORIDA DEPT ENVIRONMENTAL PROTN PRES~ 
 
92. 	 
CLARK CNTY NEV BOND BK~ 
 
93. 	 
CLARK VEGAS ARPT FAC~ 
 
94. 	 
ALASKA 1NTL ARPTS SYSB 
 
95. 	 
ALASKA MUN BND SER-I~ 
 
96. 	 
TENNESSEE ENERGY ACQUISITION CORP GAS REV~ 
 
97. 	 
UNIVERSITY WASH UNIV REv~ 
 
98. 	 
COLUMBUS OHIO SWR REVB 
 
99. 	 
IOWA UNIV ACADEMIC BLDG~ 
 
100. 	 
PUERTO RICO SALES TAX SUB-A~ 
 
101. 	 
BENSON ARIZ EXCISE TAX SHARED REV OBLIGS~ 
 
102. 
 BENSON ARIZ EXCISE TAX SHARED REV OBLIGS~ 
 
 
(see coiUnmS ~hd IM) .........~010o] .... 
 Value Codes =$15,000 less (See Columns and D3) =$250;001 -$500;000 =$25,000,001 $50;000,000 
 Value Method Codes =Appraisal ..... 
Incom~ during Gross value end reporting period reporting period (2) (1) 
Amount 
Code 
(A-H) 
Typ~ (e.g,, Value 
div., rent, Code 
oriiit:) .... (J-P) 
 
Interest 
Interest 
Interest 
Interest 
Interest 
Interest 
Interest 
Interest 
Interest 
Interest 
Interest 
Interest 
Interest 
Interest 
Interest 
Interest 
Interest ~g]~0))0i $i1000;~00 =S] 5~001 $50;000 =$500,001 $1,000,000 =Cost (Real Estate Only) 
(2) (1) 
Value Type (e.g., Method buy, sell, Code redemptionl (Q-W) Buy Buy Buy 
 
Ill ~$1;000,00i $5,000;000 =$50;00] $100;000 =$I;000,001-$5;000,000 =More than $50;000;000 =Assessment 
Transactions during reporting period 
(2) (4) (5) 
Date Value  Gain Identity 
mm/dd/yy Code Code buyer/seller 
 
(J-P) 	(A-H) (if private transaction) 
02/09/10 
07/01/10 
07/01/10 =$15,001 $50,000 
H2--M0re than $5,000;000 ~$i00100!  $250,000 =$51000;001 $25 000 000 =CaSh Market 
(See Column C2) =Book Value ~Other =Estimated 
PRATT, ROBERT 05/11/2011 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 fillng instructions) NONE (No reportable income, assets, transactions.) 
(including trust assets) ace (X) after each asset exempt from prior disclosure (2) Amount Type (e.g., Cod~ div.,rent, (A-H~ ::: int.) Value Code (J-P) (2) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) Date mrrddd/yy Value  Gain Code Code (J-P~ (A-H) Identity buyer/seller (if private transaction) 
105. STATE UNIV IOWA ATHLETIC FACS REV~ 106. MORGAN STANLEY DEAN WITTER IRA#I: 107. MORGAN STANLEY BANK 103. STATE CERTIFICATES PARTICIPATION SER-B~ 104. IOWA PRISON INFRASTRUCTURE FUND OBLIG~ Interest Interest Interest Interest Buy Buy Buy 06/29/10 97/08/10 10/14/10 
108. ABS NOTES SP 500 INDEX Dividend Sold 07/20/10 
109. ERMERGING MKTS DOMESTIC DEBT 110. BANK AMERICA CORP~ Dividend Dividend Buy (addl) Sold 12/31/10 10/21/10 
111. CREDIT SUISSE GU~ Dividend 
112. CAPITAL CUNFING Dividend 
113. HSBC HOLDINGS Dividend Sold 10/21/10 
114. ING GROEP NV~ Dividend Sold 10/21/10 
115. COMMODITY JUMP CPN ZERO CPN 116. NATIONAL RURAL UTILITIES~ Interest Interest Sold 12131/10 
117. STEELCASE INC~ Interest 
118. FORD MOTOR CREDIT~ Interest 19. NATIONAL RURAL UTILITIES COOP Interest 
(See Colunms and D4) Value Codes (See Columns and D3) Value Method Codes (See Column C2) =$50i001 $100,000 5~000 less =$250,001 $500,000 =$25,000,001 $50,000,000 =Appraisal =Book Value =$100;001 $1,000~000 -$15,001 $50,000 -$500,001 1,000,000 -Cost (Real Estate Only) =Other =$1,000,001 $5;000,000 50,001 -$100,000 1,000,001 $5,000;000 =More than $50,000,000 =Assessment =Estimated =$5,001 -$15,000 =More than $5,000,000 M=$I00,001 $250,000 =$5,000,001- $25,000,000 =Cash Market =$15,001-$50,000 
 
Name Person Reporting 	Date Report 
PRATT, ROBERT 	05/11/2011 
VII. INVESTMENTS and TRUSTS .... value, ......tlons (Includes those spouse and dependent children; seepp. 34-60 ~llng instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) Place after each asset exempt from prior disclosure Income during reporting period (11 (2) Amount Type (e.g,, Code div.. rent, (A-H) int.) Gross value end reporting period (l) (2) Value Value Code Method (J-P) Code (Q-W) (1) Typ~ (e.g., buy, sell; ...... redemption) (2) (3)  (4) Date, Value  Gain mm/dd!yy: Code C6de (J-P) (A=H)  (5) ldenti,ty buyer/seller (if private transaction) 
120. 121. CAP PRTECT NOTE BASKET ZERO PSEG POWER LLC~ Interest Interest Sold 04/21/10 
122. AMERICAN EXPRESSg Interest Sold 08/12/10 
123. DOW CHEMICAL CORPg Interest 
124. DUAL PARTICIPATION COMMODITY ZERO CPN 125. SOUTHWEST AIRLINES COE Interest Interest 
126. 1NTL PAPER COg Interest 
127. PROLOGIS TRUST~ Interest 
128. SOUTHWEST AIRLINES COE Interest 
129. MOSAIC REG Interest 
130. MORGAN STANLEY~ Interest 
131. GMACg Interest 
132. AMERICAN INTL GROUPg Interest 
133. CITIGROUP CAP XIXg Interest 
134. WACHOVIA CAPITAL TRUST  Interest 
135. WELLS FARGO CAPITAL XIIg Interest 
136. MORGAN STANLEY BANK SP 500 ZERO COUPON Interest ~$1i~00 le~ =$1,001 $2,500 =$2,501- $5,000 =$5,001- $15,000 =$15,001 $50,000 (See Columns and D4) =$50,001 $100,000 =$100,001 $1,000,000 =$1 000 001= 000;000 =More than 000~000 :i: incoin6 Gain C0de~i 
 Value Codes =$15,000 less =$15,001 $50,000 =$50,001 -$100~000 ~$100i001 $250i000 
(See Columns and D3) =$250,001 $500,000 0=$500,001-$1,000,000 =$1,ooo,0Ol-$5;000;000 ..... ~;o0o;~0i $~i~0 =$25,000i001 $50,000,000 =More than $50~000~000 
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other =Estimated 
 
 
PRATT, ROBERT 05/11/2011 
VII. INVESTMENTS and TRUSTS -income, value~ ...... tions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
137. MORGAGN SP 500 EQUITY ZERO COUPON 138. CAPMARK BANK MIDVALUE Interest Interest Sold 08/12/10 
139. WELLS FARGO ZERO CPN Interest 
140. 10NC3Y STEP UP~ Interest Buy 06/11/10 
141. NASDAQ OMX GROUPB Interest Buy 08/19/10 
142. CAPITAL MARKETS PLC~ Interest Buy 08/19/I 
143. 15NC1 STEP UP~ Interest Buy 09/22/10 
144. WESTERN ASSET HIGH YIELD (HYI) Dividend Buy 10/29/10[ 
145. TRANS-CANADA PIPELINES 6.350% FIXED 146. MORGAN STANLEY DEAN WITTER IRA #2: 147. MORGAN STANLEY BANK Interest Interest Buy 11/08/I 
148. ABBOTT LABORATORIES Dividend 
149. ALTRIA GROUP INC Dividend 
150. ATT INC Dividend 
151. BOEING Dividend 
152. COCA COLA Dividend 
153. DWS DREMAN VALUE 1NC EDGE FUND Dividend lnc0me Gain Codes: (See Columns and D4) Value Codes (See Columns and D3) Value Method Codes (See Column C2) =$1,000 less =$50.001 $100,000 =$15,000 less =$250,001 $500,000 =$25,000,001 $50,000,000 =Appraisal =Book Value =$1,001 $2,500 ~$100,001 $1,000,000 K--$15,oo1= $5o,ooo O=$500,001-$1,000,000 =Cost (Real Estate Only) =Other =$2,501 $5,000 L00~001 $5i000i000 =$~0100i $100,000 --$1~000,001 $5,000i000 =More than $501000i000 --AsSeSsment =Estimated =$5,001- $15,000 =More than $5,000~000 001. $25oiooo .... 12=$5;000;001 -$25000000 =Cash Market =$15,001 $50,000 
 
PRATT, ROBERT 05/l 1/20l 
VII. INVESTMENTS and TRUSTS income, value, ...... tions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
154. GENERAL ELECTRIC Dividend 
155. ISHARES SP 100 INDEX Dividend 
156. PLUS FTSE/X1NHUA CHINA Dividend 
157. JOHNSON JOHNSON 158. PHARMACEUTICAL HOLDERS Dividend Dividend Buy (addl) 08/19/10 
159. PROCTOR GAMBLE Dividend 
160. SPDR SP MIDCAP 400 ETF TRUST Dividend 
161. AEGON NV~ Dividend 
162. PUBLIC STORAGE~ Dividend 
163. ROYAL SCOTLAND GP~ Dividend 
164. PFD CAPITAL TRUST III~ Interest 
165. INTEL CORP Dividend Buy 08/16/10 
166. 167. 168. MORGAN STANLEY DEAN WITTER IRA #3: ALLIANCE BERNSTEIN SMALL CAP GROWTH WALGREEN None Dividend Buy (addl) Buy 03/31/10 05/06/10 
169. MORGAN STANLEY BANK Interest 
170. MORGAN STANLEY DEAN WITTER IRA #4: 
 
1.1 ..... G,in Codes: (See Columns and IM) =$1,000 less =$50100i- $1001000 ::: =$L00] $2;500 =$1001001- $i,000,000 =$2,501 $5,000 =$1,000;001 $5;000~000 =$5,001 $15,000 H2--M0i~ thah $5;000~0001 =$15.001 $50.000 Value Codes (See Columns and D3) =$15,000 less =$250,001 $500,000 =$15;001 $50~000 =$500,001 $1,000,000 =$50 000 fi;$i00100i ~2~0 006P1--$11oooioo~ $~;ooo;ooo Value Method Codes =$25,000,00i $50,000,000 =Appraisal =Cost (Real Estate Only) =More than $501000,0Q0 =Asscssment --Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
05/I 1/2011 
PRATT, ROBERT 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 f!llng instructions.) NONE(No reportable income, assets, transactions.) 
171. MORGAN STANLEY BANK Interest 
172. ISHARES BARCLAYS SHORT TREAS Dividend Buy 03/02/10 
173. ISHARES BARCLAYS SHORT TREAS Buy 11/24/10 
(addl) 
174. ISHARES RUSSELL I000 INDEX Dividend Buy 03/02/10 
175. ISHARES RUSSELL 1000 INDEX Buy 07/15 
(addl) 
176. ISHARES RUSSELL 1000 INDEX Buy 07/28 
(addl) 
177. ISHARES RUSSELL 1000 INDEX Sold (part) 11/24/10 
178. ISHARES RUSSELL 1000 VALUE IDX Dividend Buy 03/02/10 
179. ISHARES RUSSELL I000 VALUE IDX Sold (part) 07/28/10 
180. ISHARES RUSSELL I000 VALUE IDX Sold (part) 11/24/10 
181. SPDR BARCLAYS CAPITAL HIGH YIE Dividend Buy 03/02/I 
182. SPDR BARCLAYS CAPITAL HIGH YIE Buy 05/17/10 
(addl) 
183. SPDR BARCLAYS CAPITAL HIGH YIE Sold 06/04/10 
(part) 
184. SPDR BARCLAYS CAPITAL HIGH YIE Sold 07/28/10 
(paa) 
185. SPDR BARCLAYS CAPITAL 1NERNAT Dividend Buy 03/02/10 
186. SPDR BARCLAYS CAPITAL INERNAT Buy 06/09/10 
(addl) 
187. SPDR BARCLAYS CAPITAL INERNAT Buy 07/29/10 
(addl) i~om~ ~i~: ~des: ~$1i000 less ~$1 001 500 C--$2 501 $5~000 =$5,001 $15,000 =$15,001 $50,000 
(see Column~ Bland D4) --$50 001- $i00;000 ~$J00 00i 000 000 Hi~$i 000 00i 000 000 ~More than 000,000 Value Codes =$15,000 less ~$]5,001 $50~000 =$50;001 00~000 =$100 001 $250;000 
(See Columns and D3) =$250,001- $500,000 O--$500~001 $i!~00i000 .... ~$1i000;00i $~60~i~60 ~$5i000;001 $25~000;000 =$25,000,001- $50;000,000 ~M0r~ ihan $50,000i000 Value Method Codes =Appraisal =Cost (Real Estate Only) =A~sessment =Cash Market 
(See Column C2) =Book Value --O!her =Estimated 
 
Name Person Reporting 	Date Report 
VII. INVESTMENTS and TRU -income. value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
B.C. 
Descdptinn Assets Income during Gross value end Transactions during reporting period (including trust assets) repo~ting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5) Place (X) atter each asset Amount Type (e,g., Value Value Type(e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy; sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J~P) Code redemption) O-P) (A-H) (if private (Q-W) transaction) 
188. SPDR BAR.CLAYS CAPITAL INERNAT 	Sold o7/28/1o 
(part) 
189. 
 VANGUARD EUROPE PACIFIC Dividend Buy 03/02/101 
 
190. 	 
VANGUARD EUROPE PACIFIC Buy 06/09/10I 
(addl) 
 
 
191. 	 
VANGUARD EUROPE PACIFIC Sold 07/28/10i 
(part) 
 
 
192. 	 
VANGUARD EUROPE PACIFIC Sold 11/29/10 
(part) 
 
 
193. 	 
VANGUARD EUROPE PACIFIC Buy 11/29/10 
(addl) 
 
 
194. 	 
VANGUARD EUROPE PACIFIC Buy 11/30/10 
(addl) 
 
 
195. 
VANGUARD TOTAL BOND MARKET Dividend Buy 03/02/10 
 
196. 	 
VANGUARD TOTAL BOND MARKET Buy 06/09/10 
(addl) 
 
 
 
i97. VANGUARD TOTAL BOND MARKET Buy 07/28/10 
(addl) 
 
198. 	 
VANGUARD TOTAL BOND MARKET Buy 11/24/10 
(addl) 
 
 
199. 
 
200. 
 
201. 
 
 
~202. 
203. =$15,001- $50,000 lncr~ Gain crd~Sl ~$i;000 6~1~ =$i,06i $2;500 =$2,501-$5,000 =$5,00t-$15,000 
(See C0lumn~ ~)H ~$i;000;00i $5;000,000 =More t~an $5,000,000 
 Value Codes =$15,000 less =$15 O~a $50 000 =$50,001 $100~000 =$100,~1 --$250;000 
 
(See Columns and D3) =$250;001- $500,000 ~$500,001 $1i000 000 =$I~000~001, $5,000,000 =$5,000,001 $25,000,000 =$25,000;~1 $50~000,000 =More than $50;000,000 
 Value Meth~ =Appraisal ~C0Si ~eal Estate Only) =Assessment =Cash Market 
(See Colu~ C2) =Bo0k Value =Other =Estimated 
 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndlcate part report.) 
 
PRATT, ROBERT 05/11/2011 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowiedge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: S/ROBERT PRATT 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544