Skip to content

Get Judicial Watch Updates!

DONATE

Judicial Watch • Robert W. Sweet – 2011

Robert W. Sweet – 2011

Robert W. Sweet – 2011

Page 1: Robert W. Sweet – 2011

Category:Federal Judges

Number of Pages:16

Date Created:December 1, 2012

Date Uploaded to the Library:December 24, 2014

Tags:sweet, Robert W Sweet, robert, 2011, assets, transactions, TRUSTS, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!


See Generated Text   ∨

Autogenerated text from PDF

Government Act 1978 
Rev. 112012 
FOR CALENDAR YEAR 2011 U.S.C app. JOI-I Person Reporting (last name, first, middle initial) Sweet, Robert Court Organization U.S. District Court Date Report 05/15/2012 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-llme) Judge (Senior status) Sa. Report Type (check appropriate type) Nomination Date Inillal [Z] Annual Sb. Amended Report Fmal Reporting Period 01/0112011 12/31/2011 Chambers Office Address 
Federal Court House 
500 Pearl -Room 1920 
New York, 10007 
 
IMPORTANT NOTES: The instructions accompanying this form must followed Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSIT! NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Member, Board Directors The Constitution Works 
 
Member, Board Directors World Figure Skating Museum Member, Board Managers Havens Society 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[ZJ NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
Date Report 
Name Person Reporting 
05/15/2012 
Sweet, Robert 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income [{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS --transportation, lodging,Jood, entertainment. (Includes those spouse and dependent children; see 25-27 fl/mg ms/ructions.) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED Int! Congress ofHuman Genetics 6!st American Society Human Genetics Mtg October -October 14,2011 Montreal, Canada Guest Speaker Travel, meals and lodging GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE R.H. Lafferty Co., Inc. Short sale 4,000 Allied Nevada Gold Corp 8/10/11 uncocered end year 
 
 
Date Report 
Name Person Reporting 
Sweet, Robert 
051 1512012 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(mcludmg trust assets) reporting period reporting period 
 
(I) 
(2) (1) 
(3) (4) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd/yy Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) Pfizer Dividend IBM Dividend 
Walt Disney Company Dividend Income Gam Codes =$1.000 less =$1,001 -$2.500 =$2.501  $5,000 45,001  $15,000 =$15,001 -$50,000 
(Sec Columns and 04) =$50.001 -$100,000 =$100,001-$1.000,000 =$1.000,001  $5.000.000 =More than $5,000,000 Value Codes =$15,000 less =$15,001  $50.000 450.001  $100.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.001 -$500.000 =$500,00  $1,000.000 =$1.000.001 -$5,000,000 =$5.000,001 -$25,000.000 =$25,000.001 -$50,000.000 =More than $50.000,000 Value Method Codes =Appra1Sal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
VII. INVESTMENTS and TRUSTS 
-income, vatue, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) 
(I) (2) (3) (4) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gam Codes =$1.000 less =$1.001 -$2.500 c=$2,501 -$5.000 D=$5.001 -$15,000 E=$15,001-$50,000 
(See Columns and D4) =$50.00!  $!00,000 =$!00,001 -$1,000.000 =$1,000,001 -$5,000,000 H2=More than $5.000,000 Value Codes J=$15,000 less K=$15,001 -$50.000 =$50.001 -$100,000 =$100.001 -$250,000 
(Sec Columns and 03) N=$250.00 -$500.000 0=$500,001 -$1,000.000 =$1.000,001 -$5.000,000 P2=$5,000.001 -$25,000.000 =$25.000,001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) U=Book Value =Other W=Est1mated 
 
 
Date Report 
Name Person Reporting 
05/15/2012 
Sweet, Robert 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting penod 
(includmg trust assets) reporting period reporting period 
 
(I) 
(2) (2) (!) (2) (3) (4) (5) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from pnor disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
transaction) 
(Q-W) Income Gain Codes. A=$1,000 orless ,001 -$2.500 =$2,501 -$5,000 =$5.001 -$15,000 415,001 -$50.000 
(Sec Columns and 04) F=$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 J12 =More than $5,000,000 Value Codes =$15.000 less K=$15,001 -$50,000 L=$50,001 -$!00.000 =$!00.001 -$250.000 
(Sec Columns and D3) =$250,00 -$500.000 =$500,00  $1,000.000 =$1,000,001 -$5,000,000 =$5.000.001 -$25,000.000 =$25,000.001  $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Other =Estimated 
 
 
Date Report 
Name Person Reporting 
05/15/2012 
Sweet, Robert 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Income during Gross value end 
 
Transactions during reporting penod Descript10n Assets 
(includmg trust assets) reporting period ofreporting period 
(2) (2) 
(I) 
(3) (4) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Place (X) after each asset 
Code 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller {A-H) int.) (J-P) Code redempllon) (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes: =$1.000 less 41,001-$2.500 =$2,501 $5,000 0=$5,001-$15,000 415,001  $50,000 
(See Columns and 04) =$50,001  $100,000 =$!00,001  $1,000,000 =$1,000,001  $5,000.000 112 =More than $5,000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$!00.000 =$100.001  $250.000 
(Sec Columns and D3) =$250,00 -$500,000 =$500,001. $1,000.000 =$1.000.001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000,001  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other W=Estnnated 
 
 
Dali! Report 
Name Person Reporting 
0511512012 
Sweet, Robert 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end Transactions during reporting period 
 
(includmg trust assets) reporting period reporting period 
(I) (I) 
(3) Value 
(5) 
Place (X) after each asset 
Amount Type (e.g., Value Value 
Type (e.g., Date Gain Identity 
Code 
exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Garn Codes. =$1.000 Jess =$1,001 -$2.500 =$2.501 -$5,000 =$5.001 -$15,000 =$15,001 -$50.000 
(See Columns and D4) =$50.001  $100,000 =$100.00  $1.000,000 =$1.000,001  $5,000.000 =More than $5,000,000 Value Codes =$15.000 less =$15,001  $50.000 L=$50.001  $100.000 =$100.001  $250.000 
(Sec Columns and D3) =$250.00 -$500.000 =$500.001. $1,000.000 =$1.000.001 -$5.000,000 =$5,000,001  $25,000.000 =$25.000.001  $50.000.000 =More than $50.000.000 Value Method Codes Q=Apprmsal =Cost (Real estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Othcr W=Estm1atcd 
 
 
Date Report 
Name Person Reporting 
05/15/2012 
Sweet, Robert 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(includmg trust assets) reportmg period reporting period 
 
(I) 
(I) 
(2) (3) (4) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code d1v., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
 
transaction) Income Garn Codes 41.000 less 41.001 -$2.500 c=$2,501 -$5,000 D=$5,00l -$15,000 E=$15,001 -$50.000 
(See Columns and D4) F=$50.001  $100,000 =$100,001  $1,000,000 41,000,001 -$5,000,000 =More than $5.000.000 Value Codes 415.000 less 415.001 -$50.000 450.001 -$100.000 =$100,001 -$250.000 
(See Columns and D3) N=$250.001 -$500.000 =$500.001 -$1,000.000 =$1,000,001 -$5,000,000 P2=$5,000,001 -$25,000.000 =$25.000.00 -$50.000,000 =More than $50,000.000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Othcr W=Estimated 
 
 
Date Report 
Name Person Reporting 
05/15/2012 
Sweet, Robert 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(1) 
(2) 
(1) (2) (1) 
(3) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Place (X) after each asset 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) (A-H) int.) (J-P) Code redemption) (if private 
transaction) Income Garn Codes =$1.000 orless 41,001 -$2,500 c=$2,50! -$5,000 D=$5,001 -$15,000 =$15,001 -$50,000 
(Sec Columns and D4) =$50,001  $100,000 G=$I 00,00 -$1,000.000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes J=$15,000 less =$15,001 -$50.000 L=$50.001 -$100.000 =$100.001  $250,000 
(Sec Columns and 03) N=$250,00 -$500.000 0=$500,001 -$1,000.000 =$1.000.001 -$5,000,000 =$5,000,001  $25,000,000 =$25,000.001  $50.000,000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) U=Book Value V=Other W=Estimated 
 
 
Date Report 
Name Person Reporting 
0511512012 
Sweet, Robert 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end Transactions during reporting period 
 
(including trust assets) reporting period reporting period 
(I) (2) (I) (2) {I) 
(4) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) 
transaction) 
120. 
Garmin Sold 2/10/11 
 
121. 
General Dynamics Sold 4120111 
 
122. 
Gilead Science Income Gain Codes ,000 less =$1,001 -$2.500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) $50,00l -$1 00,000 =$100.001  $1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15.000 less =$15.001 -$50.000 =$50,00 -$100,000 =$100.001 -$250.000 
(See Columns and 03) =$250,001 -$500.000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5.000,001 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50,000,000 Value Method Codes Q=Apprmsal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other W=Estimatcd 
 
 
Date Report 
Name Person Reporting 
05/15/2012 
Sweet, Robert 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting per10d 
(includmg trust assets) reporting period reporting period 
 
(2) (2) (I) (2) (3) 
(5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from pnor disclosure 
Place (X) after each asset 
Code 
div., rent, Code Method buy, sell, mrn!dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Garn Codes =$1.000 less 41,001 -$2,500 42,501 -$5,000 =$5,001 -$15,000 E=$15,00l-$50,000 
(See Columns and D4) =$50.001 -$100,000 =$100,00 -$1.000,000 =$1,000,001 -$s.ooo.ooo =More than $5,000.000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100.000 =$100.00 -$250.000 
(Sec Columns and D3) =$250,001 -$500.000 =$500,00! -$1,000.000 =$1.000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50,000.000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) U=Book Value V=Other W=Est1mated 
 
 
Date Report 
Name Person Reporting 
05/15/2012 
Sweet, Robert 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reportmg period (including trust assets) reporting penod ofreporting period 
(I) (2) (I) (2) (I) (2) 
(4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) {J-P) (A-H) (if private 
 
transaction) 
154. 
Intel Corp. Buy 3/21/11 
 
155. 
Power-One Inc. Buy 4/20/11 
 
156. 
Power-One Inc. Sold 12/28/11 (part) Income Gain Codes- =$1,000 less =$1,001 -$2.500 c=$2.501 -$5,000 0=$5.001 -$15.000 =$15,001 -$50.000 
(See Columns and 04) F=$50,001 -$100,000 =$100,001 -$1.000.000 =$1.000,001 -$5.000.000 112 =More than $5.000.000 Value Codes J=$15.000orlcss =$15.001 -$50.000 L=$50,00I -$I 00.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.001 -$500.000 0=$500,001 -$1,000.000 =$1,000,001 -$5,000,000 =$5.000,001 -$25.000.000 =$25,000.00 -$50,000.000 =More than $50.000,000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Othcr Wo:=Est1matcd 
 
Name Person Reporting 
Date Report 
Sweet, Robert 
05/15/2012 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting penod 
(including trust assets) reportmg period ofreportmg period 
 
(!) (2) (!) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Idenhty 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gam Codes. =$1.000 less B=$1,001-$2.500 =$2.501 -$5.000 D=$5.00! -$15.000 =$15,00I -$50,000 
(See Columns and 04) =$50.00l -$100,000 =$100.001 -$1.000.000 =$1.000,001 -$5.000,000 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 
(See Columns and DJ) =$250.001 -$500.000 =$500,001 -$1,000.000 =$1,000.001 -$5,000,000 =$5,000.001 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50.000,000 Value Method Codes Q=Appraisal =Cost (Real estate Only) =Assessment =Cash Market 
(See Column C2) Book Value =Other =Estimated 
 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicate partofreport.) 
VII. Investements and Trusts 
(a)= This money market type fund with shares remaining constant value of$1.00. Purchases and sales, with gain loss, were made throughout the year. 
(b)=Income beneficiary only. 
(c)=Shares deemed worthless broker/dealer 8/3I/I and removed from portfolio listing. 
(d)=A one month JPMorgan Chase Bank NOK London Time Deposit was purchased 5/23/11 with Value Code Upon its maturity the principal and interest 
was rolled over into the same product and continuously done upon the maturity each subsequent monthly time deposit. 12/31/11, time deposit due 1130112 was held with Value Code ofM. 
 
 
Name Person Reporting 
Date Report 
Sweet, Robert 
05/15/2012 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Robert Sweet 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544