Roberts Jr John G – 2010
Category:Federal Judges
Number of Pages:10
Date Created:September 13, 2013
Date Uploaded to the Library:January 23, 2015
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Government Act 1978 Rev. 112011 FOR CALENDAR YEAR 2010 U.S.C. app. 101-111) Person Reporting (last name, first, middle initial) Roberts, Jr., John Court Organization Supreme Court the U.S. Date Report 0511512011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Chief Justice Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 0110112010 12/31/2010 Chambers Office Address One First Street, Washington, 20543 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. NS. (Reporting individual only; see pp. 9-13 filing instructions.) [{] NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY IJ. AGREEMENTS. (Reporting individual only; see pp.14-16 filing instructions.) [{] NONE (No reportable agreements.) PARTIES AND TERMS Date Report 05/15/2011 Roberts, Jr., John Filers Non-Investment Income NONE (No reportable non-investment income.) INCOME 08/24/2010 3.10/08/2010 Canisius College, Buffalo, New York--teaching stipend--See Part VIII $10,000.00 Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.} NONE (No reportable non-investment income.) SOURCE AND TYPE 2010 Major, Lindsey Africa, LLC --Attorney Search Consultants --Salary IV. REIMBURSEMENTS -transportation, lodging.food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED Southern Methodist 2/6-10/2010 Luxembourg, Luxembourg Met with Members the Air transportation University European Court Justice University Alabama 3/8-10/2010 Tuscaloosa, Alabama Delivered Albritton Air transportation, meals, and lodging School Law Lecture; met with various law school classes; met with Federal judges Indiana University School 4/6-8/2010 Indianapolis, Indiana Delivered James Air transportation, meals, and lodging Law White Lecture Legal Education; met with Federal judges 05/15/2011 Roberts, Jr., John University Melbourne, See Melbourne, Australia Taught five-day course Air transportation, meals, lodging, and Part VIII 7127/2010 Melbourne, Australia 7/28/2010 Sydney, Australia 7/29/2010 Brisbane, Australia Canisius College 10/18-20/2010 Buffalo, New York 10. 11. Harvard Law School 11/16-17/2010 Cambridge, Massachusetts The U.S. Supreme Court ---an Historical Perspective; Delivered Australian American Leadership Dialogue Lecture Delivered Australian American Leadership Dialogue Lecture Delivered Australian American Leadership Dialogue Lecture Delivered the Frank Raichle Lecture; met with students law school classes; met with Federal judges Presided over Ames Moot Court Final Round; met with students law school classes ground transportation Air transportation, meals, and lodging Air transportation, meals, and lodging 051151201 Roberts, Jr., John GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) [{] NONE (No reportable gifts.) SOURCE DESCRIPTION VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 instructions.) [{] NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 05/ 15/20 VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (I) (2) (I) (I) (2) (3) (4) Place (X) after each asset exempt from prior disclosure Amount Type (e.g., Code div., rent, (A-H) int.) -------- Value Codc (J-P) Value Method Code3 (Q-W) Type (e.g., buy, sell, redemption) Date mmlddlyy Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) Time Warner (TWX) Dividend Dell (Common) None Freddie Mac (Common) None Hewlett-Packard (Common) Dividend Hillenbrand (Common) Dividend Hill-Rom Holdings, Inc. Dividend Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50I -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$!00,000 00,00I -$250,000 (See Columns and 03) =$250,00I -$500,000 =$500,00I -$i ,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00I -$50,000,000 P4=More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) ==Assessment Cash Market (See Column C2) U=Book Value V=Other W=Estimated 0511512011 Roberts, Jr., John VII. INVESTMENTS and TRUSTS -income, vatue, transactions (1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.> NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (I) (I) (2) (3) (4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Codc3 redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes: =$1,000 less B=$1,00I -S2,500 =$2,50 -S5,000 0=$5,001-$15,000 E=$15,00I -$50,000 (See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 $5,000,000 =More Ihan $5,000,000 Value Codes J=$ S,000 less K=$15,00I $50,000 =$50,001 -$100,000 M=$I 00,00 I-$250,000 (See Columns and D3) =$250,00 $500,000 o=$500,001. $1,000,000 =$1,000,001 $5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) U=Book Value =Other W=Estimated 05/15/2011 Roberts, Jr., John VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (I) (!) Place (X) after each asset exempt from prior disclosure Amount Type (e.g., Code div., rent, (A-H) int.) ----------- Value Codc (J-P) Value Method Code) (Q-W) Type (e.g., buy, sell, redemption) Date rnrnldd/yy Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) 35. Putnam Voyager Fund None 36. Columbia Seligman, See Part VIII None 37. Torray Fund Dividend 38. Price Euro Stock Fund Dividend Price SCi Tech Fund None Vanguard Int! Fund Dividend Income Gain Codes: A=$1,000 less B=Sl ,001-$2,500 =$2,501 $5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and D4) =$50,001 -$100,000 =$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than SS,000,000 Value Codes J=$15,000 less =$15,001 -$50,000 L=$50,001 -$100,000 =$100,001 -$250,000 (See Columns and D3) =$250,00 -$500,000 0=$500,001 -$1,000,000 1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 P3=$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market (See Column C2) U=Book Value =Other =Estimated Date Report 05/15/2011 .VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions) Description Assets Jncome during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (l) (2) (2) (3) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller Code (A-H) int.) ------------- __j Codc3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 52. Midcap SPDR Series None 53. Allied Capital (Common), See Part VIII None Merged 04101110 (with line 59) Utah Educ. Svgs Plans (no control) Dividend Pillsbury Winthrop Ret. Plan Dividend Fid.Mgd.Jnc.Part (bond fund) 56. Allegis Group Ret. Plan (no control) None Time Warner Cable Dividend 58. AOL None 59. Ares Capital (X) Dividend 60. 61. Income Gain Codes: =$1,000 less 1,00 -$2,500 =$2,50 -$5,000 D=$5,00l -$15,000 =$15,001 -$50,000 (See Columns and 04) =$50,001 -SI00,000 G=SI00,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes J=$15,000 less K=$15,001 -$50,000 =$50,00 -$100,000 =$100,001 -$250,000 (See Columns and D3) =S250.00 -S500,000 0=$500,001 -Sl,000,000 =$1,000,001 -$5,000,000 =S5,000,001 -$25,000,000 =$25,000.00 -SS0,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) Assessment =Cash Market (See Column C2) =Book Value V=Other =Estimated Date Report Roberts, Jr., John 05/15/2011 VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) Line Part III. $10,000.00 attributed teaching engagement Canisius College, Buffalo, New York, from October -10, 2010; stipend received February 10, 2011. Lines Part IV. The same lecture was given the University Melbourne, the University Sydney, and Brisbane the T.C. Beirne School Law, University Queensland. Line 18, Part VII. Corporate exchange only. Line 20, Part VII. Corporate exchange only. Line 22, Part VII. Corporate exchange only. Line 23, Part VII. Corporate exchange only. Line 27, Part VII. Franklin Mutual Beacon Fund now known Mutual Beacon Line 28, Part VII. Franklin Mutual Discovery Fund now known Mutual Discovery Class Mutual Fund. Line 34, Part VII. Putnam New Opportunity Fund known Putnam Multi-Cap Growth Fund (effective September 0). Line 36, Part VII. Seligman Common Fund now known Columbia Seligman (SLMCX). Line 44, Part VII. CMA Money Fund assets were transferred from Merrill Lynch IRA account Fidelity Investments IRA account June 2010. Line 48, Part VII. Capital One Financial Corp. purchased Chevy Chase Bank February 27, 2009. Line 53, Part VII. Allied Capital merged with Ares Capital April 2010. Roberts, Jr., John 05/15/2011 IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honorarla and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. 501 et. seq., U.S.C. 7353, and Judicial Conference regulations. Signature: John Roberts, Jr. NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app. 104) Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544