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Judicial Watch • Ronald A. Guzman – 2011

Ronald A. Guzman – 2011

Ronald A. Guzman – 2011

Page 1: Ronald A. Guzman – 2011

Category:Federal Judges

Number of Pages:7

Date Created:December 1, 2012

Date Uploaded to the Library:October 26, 2014

Tags:Invesco, Guzman, Ronald A Guzman, kampen, Ronald, 2011, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Repor/ Required the E1h1cs Government Ac! 1978 FOR CALENDAR YEAR 2011 U.S.C. app  101-111) Person Reporting (last name, first, middle initial) Guzman, Ronald Court Organization Northern District lllino1s Date Report 05/15/2012 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Active Article Ill Judge Sa. Report Type (check appropriate type) Nomination Date lmtial [{] Annual Sb. Amended Report Fmal Reporting Period 01/01/2011 12/31/2011 Chambers Office Address 
219 Dearborn St. 
Chambers 1278 
Chicago, 60604 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{] 	NONE (No reportable positions.) POSITION NAME ORGANIZA ON/ENTITY 
 
 
II. AGREEMENTS. (Reporting individua.f 
only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
Date Report 
05/15/2012 
Guzman, Ronald 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 7-14 filing 
instructions.) Filers Non-Investment Income 
[{] NONE (No reportable non-investment income.) 
 
 
SOURCE AND TYPE INCOME 
(yours, not spouses) Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria) NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE 2011 College DuPage, salary. 
 
 
IV. REIMBURSEMENTS --transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children. see 25-27 fl/mg 1mtruc//ons) 
[{] NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
 
 
Date Report 
 
Guzman, Ronald 
05/15/2012 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
VALUESOURCE 
VJ. LJABJLJTJES. (Includes those spouse and dependent children; see pp. 32-33 filing 
instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
 
Date Report 
05/15/2012 
Guzman, Ronald 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting penod (mcludmg trust assets) reporting period ofreportmg penod 
(I) (2) (I) 
(2) 
(2) (3) (4) 
Amount Type g., Value Value Type(e Date Value Gain Iden!Jty 
Place (X) after each asset 
Code 
div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
exempt from prior disclosure 
(A-H) mt.) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) 	transaction) 	Fifth Third (Jt) Interest 
Franklm Federal Tax Free Inc. Fund (jt) Interest Walgreen Co. Common Stock (jt) Dividend 
Amencan Capital Income Builder Mutual Dividend Stock Fund (Jt) Infrastructure (jt) (fonnerly DIVldend Utilities Fund 
Invesco Van Kampen Comstock Class (sp) Dividend 
Invesco Van Kampen Corp Fund Class Dividend (sp) 
 
 
Invesco Van Kampen Mid Cap Grth Fnd Dividend 
Class (sp) 	Invesco Van Kampen Equity Inc Class (sp) 	Invesco Van Kampen Intemaltonal Advantage Class (sp) 
11. 	 
Invesco Van Kampen Amer Value Class (sp) 
 
12. 	 
Fidehty Advisor Small Cap 
 
13. 	 
Fidehty Advisor Mid Cap 
 
14. 	 
Fidehty Advisor High Inc Advt Class 
 
15. 	 
Fidelity Advisor Intl Discovery 	Fidelity Advisor Emergmg Mkts Inc. 	Fidelity Advisor New Insights Income Gam Codes =$1.000 less 
(See Columns and 04) =$50,001 -$100,000 V;:iluc Codes =$15. 000 less 
(Sec Columns and 03) =$250.00 -$500.000 =$25.000.001 -$50,000.000 	Value Melhod Codes =Appra1Sal 
(Sec Column C2) =!look Value 
 
Dividend 
Dividend 
Dividend 
Dividend 
D1v1dend 
D1v1dend 
D1v1dend 
Dividend 
Dividend =$1,00 -$2.500 42.501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 =$100,001 -$1.000.000 =$1.000,00 -$5.000.000 112 =More lhan $5,000.000 
K=$t5.00l -$50000 =$50.001 -$100.000 =$100,001-$250 000 =$500,00 -$1.000.000 =$1.000.001 -$5,000,000 =$5,000,001 -$25,000.000 =More 1han $50.000,000 =Cosl (Real Es1a1e Only) =Assessment =Cash Markel =Olhcr =Estimated 
 
 
Name Person Reporting 
Date Report 
Guzman, Ronald 
05/15/2012 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offilinc ins1ruc1ions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income durmg Gross value end Transactions during reporting penod 
(including trust assets) reporting period ofreportmg penod 
 
(I) (2) (I) (2) (2) 
(3) (4) 
Place (X) after each asset Amount Type g., Value Value Type(e Date Value Garn Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(AH) int) (J-P) Code redemption) (J-P) (A-H) (1fpnvate 
(Q-W) transaction) 
 
18. Morgan Liqmd Asset Fund 
Income Gam Codes =$1,000 less =$1.001 -$2.500 42,501 -$5,000 D45,00t -$15,000 15,001 -$50.000 (Sec Columns and D4) F=$50,00I -$100,000 =$100.001 -$1,000.000 =$1.000,001 -$5,000.000 ll2 =More 1han $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50,001 -$100.000 =$100.00 -$250.000 (See Columns and DJ) =$250,00 -$500.000 =$500,00 -$1,000.000 =$1,000,001 -$5,000,000 =$5.000,001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Cost (Real Estate Only) =Cash Market 
Q=Appraisal =Assessment 
(See Column C2) =Other =Book Value =Estimated 
Name Person Reporting 
Date Report 
Guzman, Ronald 
0511512012 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate part report.) 
 
Date Report 
Guzman, Ronald 
05/J 5/2012 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Ronald Guzman 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544