Ronald B Leighton Financial Disclosure Report for 2009
Category:Financial Disclosure
Number of Pages:14
Date Created:November 11, 2013
Date Uploaded to the Library:November 13, 2013
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Government Act 1978 ~ev. mOW FOR CALENDAR YEAR 2009 u..s~c, app. Person Reporting (la,~l name, first, middle inltial) Court Organization Date Report Leighton, Ronald U.S. District Court 5/I 1/2010 Title (Article III judges indicate active se;lior s~utus; 5a. Report Type (check appropriate type) Reporting Period magistratc judges indicate I~ll- part-time) Nomination, Date 01/01/2009 U.S DislrictJadge Initial .... Final 12/31/2009 5b. Amended Report Chambers Office Address tbe basis the informalion contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. 717 Pacific Avenue Tacon~ta, 98402-3241 U.S. Courthouse Reviewing Oflicer Date IMPORTANT TES: The instructions accompanying this Jbrm must followed. Complete all parts, checking the NONE box for each part where you have repvrtable it~)rmation. Sign I~t page. POS n,,,,r,i,.g inaividu~t onty; see pp. 9-13 finng imtrucdotts.) NONE (No ~-eportable positions.) POSITION NAME ORGANIZATION/ENTITY ENTS. mw,,r,i~g mdivlduat onty; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) DATE PARTIES AND TERMS Leighton, Ronald Name Person Reporting III. NON-INVESTMENT INCOME. m,.po,a,g individual and ..... seel,I7-24 o/filing instructions.) Filers Non-Investment Income NONE (No reportable non-im.,estment income.) DATE SOURCE AND TYPE Spouses Non-Investment Income -if you were murried during a~O, portion the reporting year, complete this sectlog (Dollar amount not required e.~cept for honoraria.) NONE ~Vo reportable non-investment income.) DATE SOURCE AND TYPE 2009 Burgess Fitzer (h~clucles those spouse ztnd de, t~emtent chi!dren: see pp. 25-27 ~ing instructions.) NONE 6Vo reportable reimbu~weme~ts.) SOURCE DATE~ LOCATJON PU~OSE IV. REIMBURSEMENTS -transportation, lodging, food, entertai ....... The Aspen Institute 1/29-2/I/2009 Ne~ York, Speaker CoMkrence American College Trial 2."26-31U2009 Puerto Rico Spezkcr Conference Lawyers Date Report 5/11/2010 INCOME (yours, not spouses) ITEMS PAID PROVIDED Tr~sportation, Meals, Lodging Transpo~ation, Meals, Lodging GIFTS. a,,,.l,,,i..~ ,h.,~ ~o.~ ~.a a,,p~,,a~., children; see pp. 28-31 f!ling ~,struction3:) NONE (No reportable g~s.) SOURCE DESCRIPTION NONE (No reportable liabilities.) (..R EDITOR DESCRIPTION VALUE CODE FINANCIAL DISCLOSUP~2 Pd~PORT ~ .....IP .....Reporting Dale Reporl VII. INVESTMENTS and TRUSTS --i .... value, .......tions (Includes those ,~sp ..... dependent chiMren; see pp. 34-60 filing in.vtructions.) NONE (No reportable income, assets, transactions.) ~.C. ............ Descriptkm Assets Income during Gross value cud Transactions during reining period (including lmst assets) repe~ing peri~ reporting period Place "(X)" after each asset Am~unl Type (e.. Value Value Type (e.g., Date Value Gain Idenlitv Cudc buyer!so exempt from prior disclosure div., rent, Code Melhod buy. sell, mm/d~yy Code C~d~l (-) orint.) (J-P) Code3 redemption} (A-HI (ifprivatc (JP) ....... BROKZRAGE ACCT -Alberto Culver (common) Dividend -Boeing Co. (common) Distribuled 12/15,t09 -Brist.ol-Myers Squibb Co. (common) Dividend T4. -Cisco Systems (common) None -Conocophillips (common) Dividend -Coming Inc. (common) Distributed 12/t 5/09 -CSX Corp. (common) Dividend -Sprint Nextel Coion~ Distributed 12/15109 10, -Qwest Comm. (common) Dividend -ATT Dividend 12. -Wash Mtnual Inc. (common) None -Kidder Morgan Energy Partners Interest 14. -Briglgs Strlmon Corp. Distributed 12/15/09 15. -Get~eral Grov,th Prop. 16. -Schlumberger I.,td 17. -Iulq Business Machines Corp NoneJ Dividend Dividend Leightolt, Ronald VII. INVESTMENTS and TRUSTS -~, ......... ~,~, transactions Oncludes those ....... dependent children; seepp. 34-60 offiling NONE (No reportable income, assets, transactions.) ..... ...................~ ............ Description Assets lncome during Gross value end (ineludin8 trust asse~s) reporting period repoSing period {.2) {~) {2) Placc"{X)" after cad; a~set Amounl Type (e.g., Value Value exempt [~om p6or discIosure div.. rent. Ct~e Me~od Cndc (A-H) int.) (J-P) Code {Q-W} I8. -Baird Money Market (X) Int./Div. 19. INVESTMENT CLUB Dividend 20. -Microsoft Corp. 21. -Proctor Gamble 22. -CVS Co~p, 23. -Apple Computer 24. -China Mobile Ltd. 25. -3MCompany 26. -ABB LTD ADS 27, -Berkshire lqathaway 28. -Costco "~9 -l)iageo Plc ADR 30. -EMC Corp -FcdEx Corp 32. -Teva Phanl~ 33, -VEOL]A 34, -Boeing(X) Type (c.g, buy. sell. redemption) Buy Sold Sold Sold -............................. Transactions during reporling period {2} ....b} F-]~-{5} Date Value Gain Ide mmid~yy Code Code buycr/sc~ler (J-P) (A-H) (ifpr~w~tc transaction) 12/04/09 09/14/09 02/07/09 12104/09 VII. INVESTMENTS and TRUSTS-i .......... o~u,,, ...... ao~. a.a.dL..~ ,h,,s. oZ.,r ...... dependent children; see pp. Z4-60of f!llng instructions.) NONE (No repormble income, assets, transactio~ts.) Description Assets (mch~ding trust assets) Place "(Xy after each asset exempt from priur disclosure 35. -Johnson Johnson 36. -McDonaMs Corp 37. -Googe Inc. 38. -lntl Busiaess Machines 39. -Andarko Petroleum 40. BROKERAGE ACCT. 41. -Bristol-Myers (cmnmon) 42. -Chevron Texaco Corp. (common) ..o,3. -lntl [~lusiness Machines (common) 44. -Microsoft Corp. (common) 45. -Nokia Corp. (common) 46. -Strattee Security (common) 47. -Vodafimc Group (common) 48. -Zimmcr Iloldings (common) 49. -Ceatennial Motaey Market (Wetls Fargo Bank Deposit Sweep) 50. BROKERAGE ACCT. 51. -Centennial Money Market (now Wells Fargo Bank Deposit Ssveep .......... .................................. ......................... income during ret~ rting p-6o~ Gross vatue end reposing period Yrm~sactions duriug repotting period ~Amount Type (e.g., , Value Value Yy~ (e.g, Dnte Value Gain Identity Code (A-H} div., rein, int.) C~c (J-P) Met ~od Code buy, sell, redcmptionJ m~d~yy Code. (J-P) C~e (A-H) buyer/seller (if private (Q-W) transaction) Buy 02:07/09 Buy 02/07/09 Buy 10/02,"09 Dividend Dividend Dividend Dividend Sold 09/04,09 Dividend Dividend Sold 09/04/09 Dividend Sold 09/04/09 None Sold 09/04/09 h~t.iDiv. lnt./Div. Name Person Reporting Date Reporl INVESTMENTS TRUSTS -~,,.ome, ,.o~e, ...... ,i,,~,~ (Includes ~ose .~ouse and dependent children; see pp. 34-60 ,filing instruttion~) ONE (No reportable income, assets, transactiona.) ..................... ............ .............~ ......I .......................-~: ....................... .......~. ......... Description Assets Income during Gross value end Transitions during rcpofling ~rind (including t~s~ ~scts) rc~rting period reproving period fro~ prior disclosure Code div rcat Code Method buy mn~d~Ivy Cod Code buycr/scller .................. ........ ........... ...... .............. .._..~ .................. 52. -Boeing Company (common) Dividend 53. -Columbia BankingSyslem (common) Dividend 54. -lntel Corp. (common) Dividend 55. -Schlttmbcrger (comrnon) Dividend 56. -Transocean (common) Nooe Sold 09/01/09 57. -New Perspective Mutual Fund Dividend 58. -Wash Mutual Investors Fund Dividend -Proctor Gamble Dividend Sold 09/0!/09 59. 60. -Russell Frank Inv. Co. Imtmml fund) Dividend Sold 01122/09 i61.-Pierce Cry Sch Disl Sumner 321) Bond Dividend 62. -Chishoh-u Creek Ulil. Dividend 63. -Montgomery School Bond DNidend 64. -SF City Cry AMBAC Dividend 65. -lndiam~ Bond 13ank Roy Dividend 66. -Glouchester Cry IMPT Dividend 67. -Emerakl Coast Utils Dividend 68. -Wash (it), Sales Divideud VII. INVE STMENTS and TRU STS i,0co ....... ~.~,, ........ ,io., a.~t.d~.~ ~,o.~ ,,/.V,, ...... a~.d..~ ~u~,~.: ~pp. ~4.~0 o/y.i,,~ i,,,~,,.~Uo.~.) NONE ~Vo reportable income, assets, transactions.) .... .............. ............~ ........ ........... ............................... ....................... Description Assc~s Income during Gross ~alue e~d T~nsaclio~s during reposing period rcpoaing period ~cporting period Place "(X)" after each asset Amoum T~c (e.g., Value Value T~e (e.~.. Dale Value ~ain Idemi~y ofexempt from prior disclosure Code div. rent Code Me,of buy sell m~6~ Code Code buyer/seller (A-H) int.) (J-P) Code3 rcdc;;pfion) :~] (J-P) (A-H) (if private , (Q-W) transactim~) ............................................... ................... ................... ......... ......~ ....... 69. -JEA WTR SWR SYS REV Dividend Buy 09/01/09 ?0. BRO~GE ACCT. 71, ~Cisco Systems (common) NoneJ 72. Dell Computer Corp. (cnmmon) NoneJ 73. SCHWAB MONEY MARKET FUND 74. Federated Muni Oppt (common) None 75. -Kimberly-Clark (common) Dividend Sold 09/03/09 76. Adobe Systems Inc. Dividend Sold 09/03/09 77. -Proctor Gamble (common) Dividend "1" 78. Qualcomn~ Inc. (common Dividend Sold 09/03/09 79. Qwest Comm [common) Dividend Sold 09/03/09 -ATF Inc. 80, Dividend 81. Starbucks (common} Dividend Sold 09103.,"1)9 82. Time Warner Dividend Sold 09/03,09 83, AIM Health Sciences Fnnd None 84. -DWS Global Thematic (tbrmerly Scudder None G[obal) 85. I)WS ]ntl Fund (fi~rmerly Scudder Int] NoneJ Fund hlcomc Gaitl Codca: -$1,0(ff~ )~.s I,{R}L $2,500 =$2.501 $5,tR}~ =$5,001 $15.tR)O =$[5.tXU $50,0{Y0 Person Reporting [Name 5/1 v2o~o VII. INVE STMENTS TRUSTS --~.eom, ..~.,,, ........ ,io.~ lncludes those of,W ....... dependent children; see pp. 34~0 illing instructions.) NONE (No reportable income, assets, transactions.) Dcscription Assels during Gross end (includ t~st m~sets~ reaming pcn~ reporting period Place "(X)" aftcr each asset :Amomu~ T~c(c.g. V~lue ~alue exempt t~om prior disclosure Cndc div., rent. Code Method {A-H) int,) (~-P) Uode .......................... ............... Yransaclions during reporting period Try(e.g.. Dmc Vate Gain buy. sell, m~r~dd/yy Code Code redemption) (~-P) {A-H) ldcnd~yof buyeffseller (ifprivalc 86. -tdearc lnc. Dividend Sold ]09/03/09 87, 88. BURGESS FITZER 401K PLAN TRUST Bank, Tncoma, None Interest 89. Vanguard Windsor Dividend 90. Columbia Acord Fund-Z None 9t. Cohlmbia Acorn International Fund-Z None 92. Eoscene Series Preferred None 93. Eoscene Series Preferred None 94. Nine Audio Technologies Dividend 95. Drcyftts idcap Value Fund None 96. BROKE, RAGE ACCT. 97. 98. Borders Group Inc, IRA NO. Dividend None Distributed 02/03/09 99, Capital Income Bldr Fund I00. Capital World Growth lncome Fund 10l. !:undamenta[ htvestors 102. -Growth Fund America VII. INVESTMENTS and TRUSTS -i.come, vatue, ....... tions (Includes those ...... dependent children; seepp. 34-60 offiling instructions.,) NONE (No reportab income, assets, transactions.) -.......... ..... Description Assets Income during Gross value end Transactions during reporting period (including l~st asscls) rcpoaing period reporting period Place "(X)" afi ..... .....t 5m?u,~tl Type(e.g., Value Value Type(e.g.. Date Identityof Value [Gain {~H} inl.) (J-P) Code redemption) (J-p} (ifprival transaction) 103. Investment Company America 104. New World Fund 105. Smallcap World Fund 106. -Tamarack Invt Fds Prime (now RBL Money Market Fund) 107. -Discover Greenwood Del 108. -First Business Bank Madison 109. -Choice Finl Group Crafion 10. -Magnet Salt Lake City -Goldman Sachs USA, Salt Lake City, Utah 12. -Capital One Bank Glen Atlen 13. -Capital One Natl Assoc McLean 114. -Southpoint Birmingham ALA Open 02/18/09 115. -Bank Blue Overland Open 02/04/09 116. -Citicorp Mtg Securities Open 03/16/09 117. -Bank America Funding Corp. Open 05/20/09 t8. -CIlL Mtg Pass-Through Open 02/27/09 119. -Deutsche ALT-A SECS Open 12/18/09 I.icome Gain Codt~: =$1.000 less =$1.001 $2,500 =$2.501 $5.000 =$5.001 $15.000 =$15,001 $50.000 Vat Codes =$15.000 less 5.0{~ 50.000 =$50.001 t)O,/)00 $100,001 $250.000 (See Columns and D32 =$250,001 $500.000 =$500,001 $1.000.000 =$1.000.00t $5,000,000 =$5,000.001 $25.000.000 =$25.000.001 $50.000.000 =Mote than $50.000,000 Value Method Codes =Appraisal -Cost (Real Estalc Only) ~As.sessment =Cash Market DateofReporl ~,.~.e o~Per~on~epor~i.g VII. INVESTMENTS and TRUSTS -i,,,.o,.,, ~t.~, transatiot,s anti.des tho,~e .~O.Se and dependent children; see pp. 34-60of filing instructions.) NONE (No reportable income, assets, transactions.) DcscHpron o[As:~cts (including trust assets} Place"(X)" al~cr each asscl exempt #ore prior disck~surc Income during Gross value end reporting period repoaing period ~i~ ,:~ ............. ~i7 ..... (2) ~Amoma Type(e.g.. Value Value Code d{v. renL Code Mc~od (A-ll)~ int.) ,J-P) ~;~: Transactions during rcpoaing period (~) --7~V7 -i~;Type (e.g. Date Value Gain buy, n=ffdyy Code Code redemp~on) (J-P) (A-H) den buyeffsetler 121. 122. -M~tr Asset Securitizatim~ Tms~ -Wells ~argo M1g Backed Securities Open Open 05/25/09 09/25/09 123. fl~ANO. None 124. 125. Tamarack Money Market (now RBL Money Market Fund) Capital Income Buikler 126. Capitol World Growth 127. Fundamanetal Invrs 128. Growth Fund America 129. Inves. Co. America 130. New World Fund 131. Smallcap World Fund 132. -Capital One Natl Assoc. McLean 133, -E]s Ill Ltd, Parmership 134. -Hanc Amer FDG Trust Open 09/03i09 135. []ROKERAGE ACC[ #10 ~36. -RBC Money Market lnt,iDiv. Open 07/08109 Name Person Reporting VII. INVESTMENTS and USTS ......... t.e, ...... ,i,,.. a.,q.a~. ,ho~e o:,po [~] NONE (No reportable income, a,~sets, transactions.) ............ .......... ~51 ........ Description Assets Income duri~Ig (?ross value end Transaclions during reporting period (including trusl assets) Placo"(X)"aflereachasselexempt from prior disclosure reporting period iii Amount/ Type(e.g., Code div., rent. (A-It) int.) reporting period ~ii ..... ~7-~,~ ....... Value Value Type(e.g.. Date Value Gain Code Method buy. sell, nuwdd!yy ICode Code redcmptkn;) Identityof buyer/seller (if private ................................................................. (J-P) Code(Q.W)3 (JP) (a-H) 137. -Western Bank Int.iDiv. Open 07/08/09 138. -Midfirst Bank Okla Cry tnt./Div. Open 07/08/09 139. -Bane Amer FDG Trust [nt/Div. Open 07/08;t)9 140. -Citico~p Mortgage Securities Trust lnt.[Div. Open 07/08/09, VIII. AD.DITIONAL INFORMATION EXPLANATIONS. (It~dlcatepartofRepor,.) IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) isaccurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisious permitting non-disclosure. further certify that earned income frnm outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. 501 et. seq., U.S.C. 7353, and Judicial Conference regulations. NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FALLS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app. 104) FILING INSTRUCTIONS Mail signed original and additional copies to: Committee Financial Disclosure Administrative Office the Unitcd States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. ~0~44