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Judicial Watch • Rosanna M. Peterson – 2010

Rosanna M. Peterson – 2010

Rosanna M. Peterson – 2010

Page 1: Rosanna M. Peterson – 2010

Category:Federal Judges

Number of Pages:16

Date Created:October 17, 2011

Date Uploaded to the Library:December 04, 2014

Tags:Rosanna M Peterson, Spokane, peterson, asset, world, Small, Growth, trust, 2010, Market, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 Rev. U.S.C. app. [ 101-111} 
FOR CALENDAR YEAR 2010 Date Report 
Court OrganL~atlon Person Reporting (last name, first, middle Initial) 5111/2011Peterson, Rosa~na U.S. District Court Reporting Period 
Report T~p (chtck appropriate ~/pe) 
magistrate j,~ges indicate full- part-time) Nomination. Title (Atl:kle III Judge~ Indicate active senior status; 
Date 01/01/2010 
U.S. District Judg Initiil Annual Fin~ 12/31/2010 
5b. AmendcdReport L-hamb~r~ Ome Address S.On the basis of~e lufo~tflon ontaln~ this Re~ and any 
m~lfl~llo~ pe~alnlng tbe~ opinion, ~mplla~ with appUcsble la~ and r~ulatlo~. 
U.S. Dis~ic~ Court for the Eastern District 
920 Pdve~ide 
Spokane 99210 
 
Rev~ewLng Ofl]cer Date 
IMPORTANT NOTES: innrucaom accompanfing ~l* form must foilowe~L Complete all part*, checking the NONE box for each part where yOu has~ reportable information. ~gn last page. POSITIONS. rR,po,~,r NONE(No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
 
II. AGREEMENTS. ~aom,,~ ~.~d,,t o,~: NONE(No reportable agreements.) 
DATE pt~RTIES AND TERMS 
Peterson, Rosanna 
Name Person Reportlug Date o1 Report 
 
IIl. ON-INVESTMENT INCOME. cR.~o,~.~ Fliers Non-lnvestment Income NONE~o reportable non-im~ent income.) 
saUCE AND I~ICOME 
(yours, not spouses) Spouses Non-Investment Income t/yo. ,~,e ma,,~a d~,~,t .~po,~on the reporting)tar, complete thl~ sectlot~ 
(Dollar amount not required except for honoraria.) NONE (No reportablenon-investment income.) DATE SOURCE AND TYPE Washington State University-Teaching 
 
 
IV. REIMBURSEMENTS -~po.~,~ Zo,~,,~./oo,~,n,o~,m,n, 
(lnclude.r those spouse and dependent children; see pp. 2J-27 filing Instructlon~ NONE(No reportable reimbursements.) SOURCE DATES_ LOCATION pURPOSE ITEMS PAID PROVIDED NONE 0go reportable g~ft~.) SOURCE DESCRIPTION NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
Date otReport 
5/I 1/2011 
NONE (No reportable income, assets, transactions.) 
[kk-ription As*eel Income during 	Gro~$ vllu~ end Trantactions during reporting period rq:~tin Ix:riod 
(l) (2) (t) (t) (2) (3) (4) (5) 
Place (X) ~xch Am~ (e.g., Type (e.g., Date Value Gain Identity Code Imyr/~ller 
exempt pfi~ di~lo~re div., ~t, Co~k: Method b~, *ell, mm/ddtyy Coda (A-H) int.) (j.p) code redemption) {J-P) (A-H) (if private transaction) Spokane Teachers Credit Union 2. Parcel Spokane None 	 
Parcel Spokane None Sold 05118/10 Robert Higdon 	 
CNA whole life insurance None 	 
Chase Bank Account (Y) 	 
U.S. Tr~asurles Securities None 	 
U.S. Government Bonds None Costco None 	 
Ford Motor None 
 
10. 	 
Cannondale (Y) 	Allianz OCC Renaissance Fund None 
12. 	 
Dreyfus Worldwide Growth None 
 
13. 	 
Growth FundofAmexica None 
 
14. 
Investment Co, America None ~5. John Hancock Lifestyle Growth None 
 
 
16. 	 
Washington Mutual Investors Fund None 
 
17. 	 
Am~cican High Income Trust (Y) 
 
 
Name Person Reporting 	Date RImrt 
5/I 1/2011 
Feterson, Roaanua 
VII. INVESTMENTS TRUSTS NONE (No reportable income, assets, transactions.) 
Income during Gross value end Transactions daring reporting period (including trust tsse~s) reporting IxHod r~,~ing period 
D~cripfion Asset~ 
It) (~) (2) (t) ~2) (3) (4) Place (X) a~r each asset Amount Type (e.g., Value Value Type (e.g., Da~e Value Gain Identity excmlS f~m prior disclosure div~ rent, Code Method 
Code buy, sell, mm/dd/yy Code Code buyer/seller (A-H) inL) (.I-p) Code redemption) (J-P) (.A-H) (ifpti~ate (~.w) transaction) 
18. 
SmalICap World Fund (Y) 
 
19. 
Greater Southwestern Corp 
 
20. 
Pershing Money Market (Y) TIAA Traditional None 
 
 
 
22. 
CREF Stock 	None 
 
 
23. 
CREF Equity Index 	None 
 
 
24. 
CILEF Global Equities 	None 
 
 
25. 	 
T-C Social Choice Eq-Rtmt None 
 
26. 
T-C lntl Eq-Rtmt 	None 
 
27. 
T-C Intl Index-Rarer 	None 
 
28. 
T-C Large Cap lndex-Rtmt 	None 
 
29. 
T-CLargeCapVal-Rtmt 	None 
 
30. 
T-C Mid-Cap Gr-Rtmt 	None 
 
31. 
T-CMid-Cap VaI-Rtmt 	None 
 
32. 
T-C Sin-Cap Eq-Rtmt 	None 
 
33. 
TIAA-CREF Equity Index Fund 	None 
 
34. 
TIAA Real Estate 	None I.,~~me Gain Codes: =$1.000 0 le.~ =11,1~1 12,~00 -$2.501 $S,0~0 -~5,~1 -$15.~ 
Date Report 
5/I 1/2011 
NONE (No reportable income, assets, transactions.) 
Gross valu~ Transactions during repoaing period rqx~ing period 
Description Assets Income during 
Plac~ (X) ~e~ ~ch (.g., VaI~e Value 
exempt dlsclos~e div., Code Me~ 
(A-H) i~.) (J-P) 
 
35. 
CREF Bond Market None 
 
36. 
CREFlnflLinked Bond None 
 
 
37. 
CREFMoney Market None 
 
 
38. TIAA-CREF Money Market None 
39. TIAA-CREF Intl Idx-lnst (X) None 
40. TIAA-CREF Lg-Cap ldx-lnst (X) None 
41. TIAA-CREF Lg-Cap VaI-Prem (X) None 42.TIAA-CREF Mid-C~p Gr-Prem (X) None 
143. TIAA-CREF Mid.CapVaI-Prem (X) None 
44. 
TIAA-CREF S~ialCh Eq-Prem (X) None 
 
45. 
CILEF Growth (X) None 
 
46. 
CREF Stock IRA Distribution (X) Dis~rlbufion Distributed 04/22/10 
 
 
(part) 
47. 
Alliance Bernsteln Wealth Mgt (X) None 
 
48. 
USAA [ntl Stocks/funds (X) None 
 
 
49. 
USAA Large Cap stock.s/fiands (X) None 
 
50. 
USAA Taxable bonds (X) None 
51. USAA Cash/Money Market None -$$,~ ~,~ Income Gain Codes: $1,0~0 le~, 51,001  $2~00 -$2,501 $5.~ 
(5~ Col~a C2) -B~k Val~ 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. 
Section VII. line Spokane Teachers Credit Union interest decreased mnount that nol reportable Section VII, line I0: Caaaond*le stock Ix-came wo~llaless Section Vll, line 17: This asset was exchanged for different asset which llst~d this reportSection VII. line 18:This asset was exchanged for different asset which listed this report Section VII. line 19: Greater Southw~tern hecarr~ wo~lhless Section Vll. line 46: This was one time dislribution from IRA. but the IRA accounl still r~tains value Section VII. line 47: Alliance had not ,appca~d the previous ycaga r~port Section VII, line 48: This was n~wly acqub~d the asset exchange involving the American High lnt~r~t Trust and the Small Cap World Fund Section VII. line 49: This was newly acquired the asset exchange involving the American High Inlerest Trust and the Small Cap World FundSection VII. line 50: This was newly acquired the asset excluange involving th~ American High Interest Trusl and the Small Cap World Fund Section VII, line 51: This was newly created with the funds previously the Pcrshing aceotmt 
Date Report 
5111/2011 
IX. CERTIFICATION.  certify that all Information given above (Including information pertaining spouse and minor dependent children, any) accurate, ~rue, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory prov~ions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 el. seq., U.S.C.  7353, and Judicial Conference regulations. 
Slgnatur~ 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FAL~IFW_,S FALLS FILE THIS REPORT MAY SUBJECT CIVIL A[~D CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circte, N.E. Washington, D.C. 20544 Government Act 1978 
FOR CALENDAR YEAR 2010 U.S.. app.  I01.111) Person Reporting (last name, first, middle initial) Court Organization Date Report 
8/22/2011Paterson, Rosanna U.S. District Court Title (Article 111 judges indicate active senior status; 5a. Report Type (check appropriate type) Reporting Period 
magistrstc judges indicate full- part-time) Nomination, Date 01/01/2010 
U.S. District Judge Final Initial Annual 
12/31/2010 
5b. Amended Repor~ Chambers Office Address the basis the Information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance with appikable laws and regulatlona. 
U.S. District Court for the Eastern District 
920 Riverside 
Spokane 99210 
 
Reviewing Officer Date 
IMPORTANT NOTES: The instructions accompanying this form must followed~ Complete all parts, checking the NONE box for each part where you have reportable informatiom Sign last pag~ 
NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
 
 
II. AGREEMENTS. ~R~o.i~g ~nmp~duat onl.v; see pp. 14-16 fdln~ 
NONE (No reportable agreements.) 
PARTIES AND TERMS 
 
Peterson, Rosanna 
 
Name Person Reporting Date Report 
IlL NON-INVESTMENT INCOME. me~o,,Ing indl~idaaiand s~oas; see pp. iV-Z4 o/~iing ins,,uetlon~) Filers Non-Investment Income 
~] NONE (No reportable non-investment income.) DAT_E SOURCE AND TYPE INCOME 
(yours, not spouses) Spouses Non-Investment Income -~f you married daring any portion the reportlng year, complete this sectlon 
(Dollar amount not required e~ccept for honoraria.) 
HONE (No reportable non-investment income.) 
.SOURCE AND TYPE 
 
Washington State University--Teaching 
 
 
IV. REIMBURSEMENTS ,,~,~portotion, lodgl~g.~ood, entertalnmenL 
(Includes those spouse and dependent children; see pp. 25-27 filing ins~sctlons.) 
[~] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. a,~,d~ ,~o,e ,~ome and dependent cMld, en~ 
NONE reportable g~s.) 
SO~CE 
VI. LIABILITIES. anc~ud~, #,o,e o~o~ o,d dependent children; ,ee pp. 32-3J filing in~trnction~) 
NONE Ogo reportable liabiliti~.) 
CREDITOR DESCRIPTION VALUE CODE 
 
Name Person Reporting 	Date Report 
NONE (No reportable income, assets, transactions.) Dc~cripdon AsseLs Income during Gross vague end Transactions during reporting period (including trust assets) r~porfing p~riod reporting pound 
(I) (2) -il)(t) (2) (3) (4) (5) Piano (X) a~r each asset Amount Type (e,g., Value Value Type (e.g., Date Value GainI Identity exempt from prior disclosuro Code div., rent, Code Method buy, sell, mnddd/yy Code Code buyerlscllcr 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (ifpdvatn transaction) 
(Q-W) Spokane Teachers Credit Union (Y) CNA whole life insurance None Chase Bank Account (Y) U.S. Treasuries Securities None U.S. Government Bonds None Costco None Ford Motor None Cannondale (Y) Allianz OCC Renaissance Fund None 
10. Dreyfus Worldwide Growth None Growth Fund America None 
12. Investment Co. America None 
13. John Hancock Lifestyle Growth None 
14. Washington Mulual Investors Fund None 
15. American High Income Trust (Y) 
16. Small Cap World Fund (Y) 
17. Greater Southwestern.Corp (Y) ~$50.001 =$5,000 less -S250,0OI $500.000 =S25,000,001 $50.000.000 -Book Vnlue B-$1,001 S2.500 G-S 100,0OI $1,000.000 K=SI5.001 $50,000 O-S500.001 St,000,000 =Cost (Real Estate Only) =Other =S2,501 -$5.000 =SI.000,001 SS.00O,000 =$50,001 SI00.000 =Sl,O00.OO] -S5,000.000 =More llusn S50,000.000 =Ass4~sment =Estimated =$5.001 SI5,000 =Mo~e than =$100.001 -$250,000 -$5,0~0,001 -$25.000,000 =Cash M~kel =SI5,001 $50,000 
 
Name Person Reporting Dnte Report 
8/22/2011 
VII. INVESTMENTS and TRUSTS-~,,eo,,,,, value, t,ansactlons(includesthusof,pouseanddependentchlldren;,eepi~ 34-60offlilngins~ruc~ion) HONE(No reportable income, assets, transactions.) 
Description Assets (including trust assets) Placn (X) after each asset exempt from prior disclosure Income during reporting p~riod (I) 12) Amount Type (e.g.,Code div., rent,(A-H) int.) Gmss value end reporting period (I) (2) Value Value Code Method (J-P) Code (Q-W) Type (e.g., buy, sell, redemption) Transactions during reporting pe~od Date Valuel ]Gain mm/dd/yy Code Code (J-P) (A-H) Idemity buyer/seller (ifpfivale nmz~clion) 
18. Pershing Money Market (Y) 
19. TIAA Traditional None 
20. eREF Stock None 
21. CREF Equity Index None 
22. CREF Global Equities None 
23. T-C Social Choice Eq.Rtm! None 
24. T-C Intl Eq*Rlmt None 
25. T-C Intl lndex-Rtmt None 
26. T-C Large Cap Index-Rtmt None 
27. T-C Large Cap VaI-Rlmt None 
28. T-C Mid-Cap Gr-Rtmt None 
29. T-C Mid-Cap Val-Rtmt None 
30. T-~ Sm-Cap Eq-Rtmt None 
31. TIAA-CREF Equity Index Fund None 
32. TIAA Real Estate None 
33. CREF Bond Market None 
34. CREF InPI Linked Bond None Income Gain Codes: A=SI,000 less B-$1.o01 $2.~,o0 -$2,501 -S5.000 =S5.001 $15.0o0 =SI5,001 $50,000 
(See Columns a~l I)4) --$50,001 -SlO0,O00 G-SI00,001 $1,000,000 =SI,000.001 -S5.000,000 =More than S5,000.000 Value Code~ J=S 15,000 le~s K-SIS,001 $50,ooo =$.TO.001 SI00.000 -$100,001 $250.000 
(See Colmm~ aod D3) N-$250,001  O-550o.001 ~SI,000,001 $5.000,000 =$5.000.001 $25,000.000 -$25,000.001 550,000,000 -Mo~ lhan $:..~.000.000 Valne Method Ce~e~ Q~Appraisal =Cost (Real Estate Onbj) ~Co~E Market 
(See Cohar~ C2) U=Book Value ~E~imated 
 
Name Person Reporting Date Report 
 
8/22/2011 
VII. INVESTMENTS and TRUSTS -in~me~va~ue~transncd~ns(~n~ud~sth~se~fsp~useandde~endent~hi~dr~n;seepp~34~6~f~ng~nstructl~r~) 
[--] NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Income during reporting period ~mount Type (e.g.,2ode die., rent,(A-H) int.) (I) Type (e.g., buy, sell, redemption) Tnmsactioos during reporting pedod Date Value Gain idcntlty mm/dd/yy Code Code buyer/seller {J-P) (A-H) (if private transaction) 
35. CREF Money Market None 
36. TIAA-CREF Money Market None  
37. TIAA-CREF Intl FXl Idx-lnst (X) None 
38. TIAA-CREF Lg-Cap Idx-lnst (X) None 
39. TIAA-CRE~ Lg-Cap Val-Prem (X) None 
40. TIAA-CREF Mid-Cap Gr-Prem (X) None 
41. TIAA-CREF Mid-Cap Val-Prem (X) None 
42. TIAA-CREF Social Eq-Prem (X) None 
43. CREF Growth (X) None 
44. CREF Stock IRA Distribution (X) 45. Alliance Bemstein Wealth Mgt (X) Distribution None Distributed (part) 04/22/10 
46. USAA lntl Stocks/funds (X) None 
47. USAA Large Cap stocks/funds (X) None 
48. USAA Taxable bonds (X) None 
149. USAA Cash/Money Market None 
 
I.Income Gain Cod~: A=$I.000 le~s -$5.001 -515.~1  $50,000 
(See Colunms and D4) F-$50.001 $100,000 =More than $5.~0,0~1 Value Codes J-$15,000 less =SI00,O01 $250.001) 
(See Columm and D3) -$250,001 $500.000 =$5,000,001 $25,000.000 -S25.000,001 $50.000.000 Valu~ Method -Appraisal --Cash Mmket 
(~1:: Cotamn C2) -B~ok Value 
 
Name Person Reporllng D,~te Report 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. 
Section Vii, line Spokane Teachers Credit Union interest decreased amount that not reportableSection VIi line 10: Cannondale stock became worthless Section Vll line 17: This asset was exchanged for different asset which listed this reportSection VII line 18: This asset was exchanged for different asset which listed this report Section VI! line 19: Greater Southwestern became worthless Section VIi line 46: This was one time dislribution from IRA, but the IRA account still retains value Section VII line 47: Alliance had not appeared the previous years reportSection VII line 48: This was newly acquired the asset exchange involving the American High Interest Trust and the Small Cap World Fund Section VII line 49: This was newly acquired the asset exchange involving the American High Interest Trust and the Small Cap World Fund Section VII line 50: This was newly acquired the asset exchange involving the American High Interest Trust and the Small Cap World Fund Section VII line 51: This was newly created with the funds previously the Pershing account 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) isaccurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are 
ompliance with the provisions U.S.C. app.  501 et. seq., (J.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FALLS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N,E. Washington, D.C. 20544