Sandra L. Townes – 2005
Number of Pages:8
Date Created:February 5, 2007
Date Uploaded to the Library:December 28, 2014
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Person Reporting (last name, first, middle Initial) Court Organization Date Report Townes, Sandra District Court-Eastern 05/12/2006 Title (Article judges indicate active senior status; Sa. Report Type (check appropriate type) Reporting Period magistrate judges Indicate full-or part-time) 01/01/2005 Nomination, Date U.S. District Judge-Active Initial Annual Final 12131/2005 Sb. Amended Report Chambers Office Address the basis the Information contained this Report and any modifications pertaining thereto, Is, opinion, compliance 225 Cadman Plaza East with applicable laws and regulations. Brooklyn, 11201 Reviewing Officer Date IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable Information. Sign last page. POSITIONS. (Reporting Individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) ...J II. AGREEMENTS. (Reporting individual only; see pp. 14-16 Instructions.) NONE (No reportable agreements.) 2004 New York State and Local Retirement Plan, control Ill. N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) NYS and Local Retirement Systems benefit SOURCE AND TYPE JV REJMB URSEMENTS -transportation, lodging,food, entertainmenL (Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) Syracuse University College Law Trip Air Transportation) Townes, Sandra 05/12/2006 GIFTS. (Includes those spouse and dependent childr;n. See pp.18-31 instructions.) [f] NONE (No reportable gifts.) VALUE CODE DESCRIPTION VALUE 05/1212006 Townes, Sandra VII. INVESTMENTS and TRUSTS income, value, transactions (includes those of/he spouse and dependent children. See pp. 34-S7 ofjrling instructions) NONE (No reportable income, assets, transactions) Description of Assets (including trust assets) Place 11(X} after each asset exempt from prior disclosure Incdme during reporting period Gross value end reporting P.eriod Transactions during reportig Jieri!>:d (I) (2) (!) .(2) (1) frn ex0mptftom.llisc Amouqt Code (A-H) Typ.e(e.g. div., rent, int.) Value Code.2 (JP) Value Metliod Code3 (QW) Type.(e,g. buy,sei merger, redemption) (2) Date Mo!!lh Day (3) Valqe eode2 .(1-P). (4) Gain Code A-H) (5) Iden!ity buyer/seller (if priV.te transaction} NYS Deferred Compensation Account None Rollover 2/18 TIAA Retirement Annuity Interest Syracuse Federal Credit Union Share Interest Liquidation 12127 Account State Employees Federal Credit Union Interest locomc Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 SS,000 D=SS,001-$15,000 E=Sl5,00I -SS0,000 (See Columns and D4) =SS0,001 $100,000 =SlOO;OOI -$1,000,000 =s1,ooo,001 -ss,o-Oo,ooo More than $5,000,000 Value Codes 1=$15,000 or.less K=SIS,001-$50,000 L=S50,001-$l00,000 M=sloo;oo1-.mo;ooo (See Columns and 03) =$250,001 -$500,000 =$500,00I ,000,000 =S1;009,001. ss;ooo,ooo =$5;000;001 -$25,000,000 Value Mclhod Codes =$25,000,00 -SS0,000,000 R=Cost (Real Estate Only) =More thens50,ooo,ooo =Cash Marice! (See Column C2) =Appraisal V=Otbcr Asscssmelll UBookValuc W=.Estiniatcd Date Report Townes, Sandra 05/12/2006 VII. INVESTMENTS and TRUSTS -income, vat11e, transactions rinc1wies those the spo11Se and dependent children. see PP. J1-s1 offtBng wtr11etionsJ NONE (No reportable income, assets, transactions.) Description Assets (including_tiUst assets) Place (X)aftereacb asset exempt from-prior disclosure Income during reporting period (!) (2) Amount Type(e.g. Code div.,.rent, Gross value _at end reporting period. Tran.i;acti6ns duril!g;reporting period (1) (2) (I) Value Code Value Method Type(o:g. buy, sell, (2) :Viilue Qain (S) Idtityof (AHJ irit.) (lll Code-3 M;diilh: -!!otl.2 Cod_e-1 .iiuyet/sell!lt (Q;W), re(!emption) ):>ay (JP) (ifprivate transaction) 18. BlackRock Asset AllocationFKAState St. Asset Allocation Dividends Sell 2/18 19. MetLife Securities IRA Dividends Sell 2/18 20. Components: 21. Money Market Dividends Sell 2/18 22. Loomis Sayles Core Bond Fund FKA Dividend Sell 2/18 CDC Nvest Bond Income 23. Loomis Sayles Govt Securities FKA Dividends Sell 2/18 CDC Nvest Govt Securities 24. Loomis Sayles Strategic Income FKA Dividends Sell 2/18 CDC Nvest Strategic Inc. 25. Capital World Growth Income Dividends Sell 2/18 26. Putnam International Voyager Dividends Sell 2/18 27. BlackRock Investment Trust FKA State None Sell 2/18 Invest.Trust 28. BlackRock Aurora FKA State St. Merger 1/28 Aurora 29. BlackRock Large Cap Value FKA State Merger 2/18 Large Cap Value 30. BlackRock Mid Cap Value FKA State St. Mid Cap Value Sell 2/18 31. BlackRock Asset Allocation FKA State Asset Allocation Dividends Sell 2/18 32. BlackRock Money Market Account Dividends FKA State Money Market 33. MetLife Securities IRA Dividend Buy 2/18 34. Components: Income: Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5;000 0=$5,00l $15,000 1!=$15,001-$50,000 (See CoiumDs-B and 04) F=$50,001-$100,000 G=$100,001-$1,000,000 =$1;000,001 -$5,000,9()() H2=Mote than.$5;000,000 va1ue Codes J=$15;000 or:lcss 1(=$15,00t -$50,000 L=sso;oo1,s100,ooo =$100;001 $250,000 (See Columns and 03) Value Method Codes m$250,001 -$500,000 =$25,000,001 -$50,000,000 0=$500;001. -$1,000,000 .,Cost (Real Estate Only) -$5,000,000. ore than$50,000,000 Pi.-$5,000,001 -$25,000,000 =Cash Market (See Columo C2) ,;Appraisal D()tbor s.,,>..sc:ssmcnt U=BookValue W=Estimilted -Sl;OOO,OOt Townes, Sandra 05/1212006 VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spollSe and dependent children. see PP. u-s1 offmng instructwnsJ NONE (No reportable income, assets, transactions.) I), Deseriponof:Assets Incom0.during .Gross yalue end (ransag!iolSduring-repoding.period (in chiding .trilst assets) reporting perlod reportingperiate value Gain Identity Place (X) after asset T}Jle.(e,g. buy; sou; exempt from prior disclosure diy., rent, Metliod COde2 int) Cay (JP) (ifprlvate transa0tion) 35. PIMCO Total Return Dividend Buy 2/18 36. Morgan Stanley EAFE Index Portfolio Buy 2/18 a 37. MFS Total Return Portfolio Dividend Buy 2/18 38. MetLife Stock Index Portfolio Buy 2/18 39. Lord AbbettBond Debenture Portfolio Dividend Buy 2/18 40. Loomis Sayles Small Cap Portfolio Buy 2/18 41. Lehman Brothers Aggregate Bond Dividend Buy 2/18 Index 42. Harris Oakmark Large Cap Value Dividend Buy 2/18 43. Harris Oakmark Focused Value Dividend Buy 2/18 Portfolio 44. BlackRock Money Market Dividend Buy 2/18 45. American Funds Growth Income Dividend Buy 2/18 46. American Funds Global Small Buy 2/18 47. Month EDCA Interest Buy 2/18 lncomc Gain Codes: A=Sl-,OOOor.less 8=$1,001-$2,500 C-$2,50!-$5,000 (See Columns and 04) =s50;001 :s100,ooo =$100,001 -$1,000,000 ,..s1,000;001 -s5;ooo;ooo Value Codes 1=$15,000orless K=SIS,001-$50,000 L-$50,001 -.100;000 (SeeColumns and 03) N=Siso,001 -$500,000 o-s.100;001 -s1;000,ooo =$1,QOQ,001 SS,000,000 Value Method Codes (See Column C2) =$25,000,001 -$50,000,000 Q=Appraisal -Cost (Real EState Only) V=Otber Mo than $50,000,000 S=Assessment -Boole Value Esiupated 0=$5,001-$15,000 ESIS,001-$50,000 tt2 =Mo ....tbao S5;ooo;ooo =s100,001 -S2so;ooo =$5,0!>0;001 -$25,000,000 511 M>i-ket Townes, Sandra 05/12/2006 VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate part Report) Re:VII Effective January 28, 2005, State Street Research Funds merged into portfolios Black.Rock Funds. The exchange State Street Fund shares was treated redemption State Street Research Fund shares and addition Black.Rock Fund shares. Re:VII The listed New York State Deferred Compensation account and MetLife Securities IRA numbers and were sold rolled over purchase MetLife Securities IRA number All transactions are tax deferred. Date Report Townes, Sandra 05/1212006 certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. 501 seq., U.S.C. 7353, and Judicial Conference regulations.