Sarah E Barker Financial Disclosure Report for 2011
Number of Pages:7
Date Created:October 20, 2012
Date Uploaded to the Library:November 13, 2013
Autogenerated text from PDF
Repo/'f Required the Ethics R(!'. J/20JJ FOR THE CALENDAR YEAR 2011 Plrson H.rporting (last name, first, middle initial) BARKER, SARAH Court Organization District Court Indiana Southern District Date lhport 05/11/2012 Tille (Article III judges indicate active senior status; magistrate judges indicate full-or p;:irt-timc) ACTIVE ARTICLE III Sa. Report Tpe (check appropriate tpe) Nomination Date Initial Annual Final Reporting Period 01/01/2011 12/31/2011 Sb. Amended Report Chambers Office Address EAST OHIO STREET, ROOM 210, INDIANAPOLIS, 46204 IMPORT ANT NOTES: The i11str11ctio11s accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have 110 reportable information. Sign 011 last page. POSJTI ONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) POSITION** (Please see note Part VIII) NA1E ORGANJZA ON/ENTITY Director 2001-2012, Immediate-Past President, of5/2010 Federal Judges Association Board Advisors, 1989-2012 Indiana University--Purdue University Indianapolis Director 996-2012 Health (nonprofit). Formeriy Methodist Heaith Group; formerly Ciarian Health Partners. Director 20!0-2012 **(Please see note Part V!!I) Spencer VVilliams Foundation Director 2003-2012 Indiana Historical Society Board Advisors 2005-2011 Spirit and Place, Community Festival Indiana Bi-Centennial Commission, 2011-2012 State Indiana, Office the Lt. Governor II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) PARTIES AND TERMS Ill. NON-INVESTMENT COME. (Reporting indfridual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) Spouse's Non-lnvest111cnt lncon1c -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) DATE SOURCE AND TYPE 2011 Health Morgan Hospital --Nonemployee compensation IV. REJMB URS ENTS -tramportation, lodging, food, entertainment. (Includes those spouse and dependent children: see pp. 25-27 fjiling instnictions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED Federal Judges Association 04112-14/2011 Washington, Executive Comm /Board mtg Air, lodging, and meals Washington, Congressional reception Air, lodging, and meals Federal Judges Association 09/14-15/2011 George Mason Univ. Law Ctr Civil Justice Symposium Air, lodging, and meals Date llcport Name Person Reporting 05/11/2012BARKER, SARAH (lndudes thm;e use and dependent children; see pp. 2831 filing instructions.) NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE VJ. LIA BIL JTJES. (fllc/udes tho,e spouse and dependent d1ildren; see pp. 32-33 filing instr1ll"lio11s.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE Name Person Reporting Date Hcpurt BARKER, SARAH 05/11/2012 INVESTMENTS and TRUSTS -income, 1a/11e, tramactions (Includes those of.,pouse and dependent d1i/dre11; see PP 34-60 ofjiling instT11ctions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (2) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy. sell, mm/ddlyy Code Code buyer/seller (A-JI int.) (J-P) Code redemption) (l-P) (A-H) (if private (Q-W) transaction) Indianapolis Post Office Credit Union, Account Interest Morgan Chase Bank Interest EuroPacific Growth Fund, American Funds (Mutual Fund) (IRA #I) Dividend [l)ackRock Global Allocation Fund, Inc., (Mutual Fund) (IRA #I) Dividend FIA Card Services RASP (IRA #I, cash eq) (formerly Merrill Lynch Retirement Reserves Interest (Please sec note Part VIII) CISCO Systems, Inc., Common Stock Dividend Morgan Chase Bank Interest Hartford Whole Life None Franklin Templeton Founding Funds (FFACX) (Mutual Fund) Dividend General Electric Common Stock Dividend 11. Ivy Global Natural Resources (Mutual Fund) (IRA #2) None 12. Ivy International Core Equity (Mutual Fund) (IRA #2) Dividend 13. Waddell Reed Advisors Core Investment (Mutual Fund) (IRA #2) Dividend Waddell Reed Advisors Science/ Technology (Mutual Fund) (IRA #2) Dividend 15. Waddell Recd Advisors lligh Income (Mutual Fund) (IRA #2) Dividend 16. Ivy Real Estate Securities (Mutual Fund) (IRA #2) Dividend 17. Waddell Reed Advisors Small Cap (Mutual Fund) (IRA #2) Dividend Sold (Part) 02117111 lncoml! Gain Cmlc:s: '"$1,000 li:ss R--s1,001 -52.500 =52.50 -55.000 s5,001 -St5.ooo =$15.001 -$50.000 (Sec Columns 1.1nd D4) =$50,001 -$100,000 =$I 00,00 1,000,000 41,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 Jess K=$15,00i -S50,000 =$50,()()J -$100,000 =SI 00,001 -$250,000 (Sec Columns and DJ) 4250.001 -$500,000 =$500,001 -51,000,000 =$1,000,00t -SS,000,000 =S5,000,001 -$25.000,000 =$25,000,001 -$50,000,000 :=;More than $50,000,000 Value Methot.J Codes ""Appraisal -Cost (Rt:al Estate: Only) ,....Assc.smcnt =Cash MMkct (See Column C2) -Book Value ""Oth!r "-Estimated Name Person H.l'porling Date Hcport BARKER, SARAH 05/11/2012 INVESTMENTS and TRUSTS -income, atue, transactions onc1udes those of.