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Judicial Watch • Scullin Jr Frederick J – 2010

Scullin Jr Frederick J – 2010

Scullin Jr Frederick J – 2010

Page 1: Scullin Jr Frederick J – 2010

Category:Federal Judges

Number of Pages:7

Date Created:September 13, 2013

Date Uploaded to the Library:January 23, 2015

Tags:scullin, Frederick, Brokerage, Pimco, account, stock, 2010, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Roy. 1/2011 
FOR CALENDAR YEAR 2010 U.S.C. app..~.~ 101-111) Date Report Person ReImrting (last name, first, middle initial) Court Organization 
Scullin, Frederick District Court (NDNY) 
 
05/04/201 Title (Article Ill Judges indicate active senior status; 5a. Report Type (check appropriate q,pe) Reporting Period 
magistrate judges indicate full- part-time) 
 
Nomination, Date 01/01/2010 Senior Judge- Active Initial Annual Final 
12/31/2010 
5b. Amended Report Chambers Office Address 	8.On the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance Box 7255 
 
with applicable laws and regulations. 
100 Clinton 
Syracuse, 13261 
 
Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followecL Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. tR,~,oni,,g i.divi~.ot o.ty: seo pp. 9-13 filing in~tructlon~) 
[~] 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 
 
 
II. AGREEMENTS. me~,ora,,g i~i~id.~: o,1~ ~,~,. 14-16 filing instructions.) 
NONE (No reportable agreements.) 
DATE PARTIES AND TERMS 
 
 
Scullin, Fredrick, 
Name Person Repo~ting 	Date Repor~ 
111. NON-INVESTMENT INCOME. Reporting individual andspouse; seepp. 17-24 filing instrucffonsO Filers Non-Investment Income NONE (No reportable non-investment income.) 
DATE SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married during an), portion the reporting ),ear, complete this sectiom 
(Dollar amount not required except for honoraria.) 
 
NONE (No reportable non-investment income.) 
DATE SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 2.~-27 off!ling instructions.) 	NONE (No reportable reimbursements.) SOURCE DA~TES LOCATION PURPOSE ITEMS PAID PROVIDED 	 
New York Intellectual March -27, 2010 New York, Dinner and Meeting Transportation, food, hotel 
Property Law 	 
George Mason University November 11, Captiva Island, Seminar Transporation, food, hotel 
Law and Economics Center 2010 
Seminar GIFTS. tIncl.d~ ,hose spo~e o.d dope.den, children; see pp. 28-31 fillng instruc~ionsO 
NONE (No reportable g~s.) 
SOURCE DESCRIPTION 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
NONE (No reportable liabilities.) CREDITOR DESCRIPTION 
 
 
05/04/2011 
VALUE 
VALUECODE 
 
05/04/201 
 
Scullin, Frederick INVESTM ENTS TRU STS -income. ,.l.e, .o~acrion$ ancl.d~,hoso o/spo.se..~ aepende.t children; seepp. 34-60 offillng instructions.) l---] NONE(No reportable income, assets, transactions.) B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reportlng period 
(1> (2) (I) (2) (3) (4) (5) (i) (2> 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd!yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if privale 
(~W) 	w~saction) 	 
Brokerage Account 	 
National Financial Brokerage Account-A Interest Treasury Fund 	 
Common Stock- ATT (T) Int./Div. Buy 04/28/10 	 
iShares COMEX Gold Trust ETF (IAU) None 	 
Common stock- Nextera Energy (formerly Int./Div. FPL) 	 
Lord Abbett- Large Cap Value Int./Div. 	 
Brokerage Account IRA 	 
National Financial Brokerage Account-A Interest 
Prime Fund 	 
Common Stock- ConocoPhillips (COP) Dividend Sold 09/08/10 (part) 
 
10. 	 
Common Stock- Nextem Energy (formerly Int./Div. 
FPL) 	Powershares Emerging Markets Sovereign lnt./Div. 
Debt ETF (PCY) 
 
12. 	 
SPDR Lehman Intl Treasury ETF (BWX) Int./Div. Sold 05/13/10 
 
13. 	 
PIMCO All Asset All Authority Int./Div. Buy 03/12/10 
 
14. 	 
PIMCO Global Multi Asset Int./Div. Buy 03/12/10 
 
15. 	 
Merger Fund Int./Div. Buy 03/12/10 
 
16. 	 
JPMorgan Market Neutral Int./Div. Buy 03/12/101 
 
17. 	 
PIMCO Commodity Real Return Int./Div. Income Gain Codes: =$1.000 less =$1,001 $2,500 =$2.501 $5,000 =$5,001 $15,000 =$15,001 $50.000 (See Columns and D4) =$50.001 $100.000 =$100.001 $1.000.000 III =$1.0~0,001 $5.000.000 112 =More Ihan $5.000.000 =$15.00 $50.000 =$100.O0t $250.900 
IScc Columm and D3) :$250.001 $500.000 =$500.001 $1.000.000 =$1.000.001 $5.000.000 =$5.000.001 $25.000.000 =$25.000.001 $50.000.000 
 Value Codes =$1.~.0(10 Ic~ =$50.0OI $100.000 =More than $50.00~.000 
 Value Mclhod Codes =Appraisal -~Sost (Real Estate Only) =Assessment =~ash Markc~ 
(See Column C2) =Book Value -~)lh~ =Estimated 
 
 
 
Name Person Reporting 	Date Report II. INVESTMENTS and TRUSTS -inco=e, .ol.e, tra=.aio~ a.cl.d,~ thost olspo.st o.d dtpe~e.t children; set pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) B.C. 
Dcscrlption Assets 	Income during Gross value end Transactions during ~eporting period 
(including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd~/y Code Code buyer/seller int.) (J-P) Code redemption) (J-P) (A-H) (if private (A-H) (Q-W) 	transaction) 
18. 	 
Brokerage Account IRA 
 
19. 	 
National Financial Brokerage Account-A Interest 
Prime Fund 
 
 
20. 	 
Common Stock-ConocoPhillips (COP) Dividend Sold 09/08/10 
(part) 
 
 
21. 	 
SPDR Lehman Intl Treasury ETF (BWX) Int./Div. Sold 05/13/10 
 
22. 	 
iShares Investment-Grade Corp Bond ETF Int./Div. Sold 06/01/10 
(LQD) 
 
 
23. 	 
Common Stock- Nextera Energy (formerly Int./Div. 
 
 
FPL) 
24. 	 
Powershares Emerging Markets Sovereign Int./Div. 
Debt ETF (PCY) 
 
 
25. 	 
JPMorgan Market Neutral Int./Div. Buy 03/12/10 
 
26. 	 
Merger Fund Int./Div. Buy 03/12/10 
 
27. 	 
PIMCO All Asset All Authority Int./Div. Buy 03/12/10 
 
28. 	 
PIMCO Global MultiAsset Int./Div. Buy 03/12/10 
 
29. 	 
MerrillLynch CMA account Int./Div. 
 
30. 	 
Merrill Lynch CMA account Int./Div. 
 
31. Interest Plus Money Market Interest 
 
32. 	 
Massachussetts Mutual SPLD None 
 
33. 	 
Franklin 529 Plan- Small Mid Cap Growth Int./Div. Sold 03/23/10 
 
34. 	 
Franklin 529 Plan- Growth Int./Div. Sold 03/23/10 Income Gain Codcs: =$1.000 less =$1,001 -$2,500 =$2.501 $5.000 =$5,001 $15,000 =$15,001- $50.000 (See Columns and D4) =$50,001 $100,000 =$100.001 $1.000.000 II1 =$1,000.001 -$5.000,000 112 =More than $5.000.000 
 Value Codes =$15,000 less =$15.001 $50.000 =$50.001 $100.000 =$100.001 $250.000 
 
(Scc Columns and D3) =$250.001 $500.000 =$500.001 $1,000,000 =$1.000,001 $5.000,000 =$5.000.001 $25.000,000 =$25.000.001 $50.000.000 =More than $50.000.000 
 Value Mcthod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimalcd 
 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. flndicatepartofreport) 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Frederick Scullin 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND W1LFULLY FALSIFIES FALLS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544