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Judicial Watch • Sidney H. Stein – 2005

Sidney H. Stein – 2005

Sidney H. Stein – 2005

Page 1: Sidney H. Stein – 2005

Category:Federal Judges

Number of Pages:30

Date Created:February 21, 2007

Date Uploaded to the Library:December 23, 2014

Tags:Sidney H Stein, Stein, Sidney, 2005, assets, transactions, TRUSTS, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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SOUTHERN DISTRICT NEW YORK 
UNITED STATES COURTHOUSE 
SOO PEARL STREET 
 
NEW YORK, NEW YORK 10007-1312 
CHAMBERS 
SIDNEY STEIN 
UNITED STATES DISTRICT JUDGE 
Committee Financial Disclosure Administrative Office the United States Courts One Columbus Circle, N.E. Washington, 20544 
Re: Calendar Year 2005 
Dear Committee: November 2006 0-AS0 
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iTl write response your letter dated October 11, 2006. 
Part line should read President .and Member, Board Directors, 
Part VII, page line 49, column B(l), should read believe this responds full your enquiries. 
 
 
AOlO Government Act 1978 
Rev. 112006 
FOR CALENDAR YEAR 2005 U.S.C. app.  101-111) Date Report Person Reporting (last name, first, middle initial) Conrt Organiution 
STEIN, SIDNEY 	U.S. Federal District Court 
8/17/2006 Reporting Period Title (Aiticle III judges indicate active senior sta!,ns; Sa. Report Type (check appropriate type) 
magistrate judges indicate full-or part-time) 
0110112005 
Nomination, Date 
U.S.D.C. Judge -Active Status 
Initial Annual Final 
12/31/2005 
Sb. Amended Report Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. 
U.S. Courthouse 
500 Pearl Street 
New York, New York 10007-1312 
 
Reviewing .Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 Instructions.) NONE (No reportable positions.) 
NAME President and Member, Board Directors 
........, 
(/) 
 c::: 
.::::::, .--. .,..  c.n 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 Instructions.) 
o:;:... 
 	NONE (No reportable agreements.) 
 
 
 
Name Person Reporting 
Date Report 
STEIN, SIDNEY 
 
III. N-INVESTMENT ME. (Repordng individual and spouse; see pp. 17-21 instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 2005 West Group-Royalty (yours, not spouses) 3,903.34 Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honororia.) NONE (No reportable non-investment income.) 
2005 
 
 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
IKJ NONE (No reportable reimbursements.) 
 
 
 
 
Date Report 
Name Person Reporting 
8/17/2006 
STEIN, SIDNEY GIFTS. (lnc/11des those spouse and dependent children. See pp. 28-31 ofinstr11ctlons.) 
 NONE (No reportable gifts.) 
 
VALUE 
 
 
VI. LIABILITIES. (Includes those ofspo11se and dependent children. See pp. 32-34 ofinstr11ctions.) 
 NONE (No reportable liabilities.) 
 
 
 
 
 
Name Penon Reporting 
Date Report 
STEIN, SIDNEY 
8/17/2006 
VII. INVESTMENTS and TRUSTS -income. vatue, transacfiqns (includes those of spouse and dependent children. See pp. 3-t-s1 of.filinx instrucwnsJ NONE (No reportable income, assets, transactions.) 
Des cription Assets (inclu ding trus sets) 
Place (X) after each set exem from prior discl ostire 
Income during Gross value atend Transactions ring reporting period 
reporting period reporting period 
(1) (2) (!) (2) (I) Ifnot exempt from discloSU1C ount Type(e.g. Value Value Type(e.g (2) (3) (4) (5) 
Code div., rent, Code2 Method buy, sel Date Value Gain Identity 
(A-H) inl) (J-P) Code3 mer ger, Month Code2 Code buyer/seller 
(Q-W) redem tion) Day (J-P) (A-H) (if private 
lransaction) MONEY MARKETS 
JPMORGAN U.S. GOVT. Interest Part Sale 2-25 
DREYFUS MUNI MKT Interest 
COMMON STOCKS 
BANKAMERJCA CORP. COM Buy 8-1 
BANKAMERJCA CORP. COM. Dividend Buy 9-13 
BERKSHIRE HATHAWAY CORP. None COM 
FEDERAL NATIONAL MTG ASSN Buy 4-13 COM. 
 
10. 
FEDERAL NATIONAL MTG ASSN Buy 8-1 COM. 
 
11. 
FEDERAL NATIONAL MTG ASSN Dividend Buy 11-2 COM. 
 
 
12.5180 GRANT AVENUE CORP. Dividend 
13. 
MICROSOFT CORP. COM. Buy 3-10 
 
14. 
MICROSOFT CORP. COM. Dividend Buy 8-1 
 
15. 
ARROW ELECTRJC None Sold 8-7 
 
16. 
ARROW ELECTRJC 
 
 
 
Buy 8-1 
 
17.ARROW ELECTRJC None Buy 8-24 Income Gain Codes: A=$1,000orless B-$1,001 -$2,500 C-$2,501 -$5,000 =$5,001 -$15,000 E=$15,001 -$50,000 (See Columns and 04) F-$50,001-$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 112 =Mom than$5,000,000 Value Codes =$15,000 less K=$15,00l -$50,000 L=$50,001 -$100,000 =$100,001 -$250,000 (See Columns and 03) N=$250,001 -$500,000 0=$500,001 -$1,000,000 -$1,000,001 -$5,000,000 -$5,000,001 -$25,000,000 Codes -$25,000,001 -$50,000,000 =Cost (Real Estate Ooly) =Mom than $50,000,000 T=CashMarl:et (See Column C2) V=Other Value Method =Assessment U=Book Value W=Estimated =Appraisal 
Date Report 
 
8/1712006 
STEIN, SIDNEY 
 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (inctudes those the spouse and dependent children. s.. PP 11-51 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
 
Place QC) after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) Ifnot exempt from disclosure 
Amount Code (A-H) Type(e.g. div., rent. int.) Value Code (J-P) Value Method Code (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code2 (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (ifprivate tr.msaction) 
 
 
18. CSX CORP. Part Sale 4-22 
19. CSX CORP. Part Sale 7-29 
20. CSX CORP. Dividend Buy 8-1 
 
21. 
NORFOLK SOUTHERN Dividend Buy 8-1 
 
22. 
AMERICAN ELECTRIC POWER Part Sale 4-22 
 
23. 
AMERICAN ELECTRIC POWER Dividend Part Sale 8-2 
 
24. 
CHUBB CORP. Part Sale 4-22 
 
25. 
CHUBB CORP. Dividend Buy 8-1 
 
26. 
COOPER TIRE RUBBER Dividend 
 
27. 
FEDERATED DEPT. STORES Dividend Sold 7-18 
 
28. 
INGRAM MICRO INC. Part Sale 4-22 
 
29. 
INGRAM MICRO INC. None Sold 7-29 
 
30. 
OCCIDENTAL PET. Dividend Buy 8-1 
 
31. 
SUPERV ALUE INC. Dividend Buy 8-1 
 
32. CORP. Dividend Part Sale 2-2 
 
33. 
WISCONSIN ENERGY Dividend Buy 8-1 
 
34. 
AMERICAN INTL GROUP INC. Buy 8-1 Income Gain Codes: s:St,000 less B=Sl,001-$2,500 =$2,501  $5,000 =$5,001-$15,000 =$15,001  $50,000 
(Sec Columns and 04) F=$50,001-$100,000 =$100,001-$1,000,000 =$1,000,001 -$5,000,000 -M= than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 L=SS0,001-$100,000 =$100,001 -$250,000 
(SccC.lumos and 03) s$250,00I -$500,000 0=$500,001  $1,000,000 =Sl,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 51 (RealEstate Only) ore than $50,000,000 Cash Mari:et 
(Sec Column C2) =Appraisal V=Other =Assessment =Book Value WEstimated 
 
 
Date Report 
 
STEIN, SIDNEY 
8/17/2006 
 
VII INVESTMENTS and TRUSTS -income. value, transactions fmdudes those the spouse and dependent childrzn. see pp. 1Jy, sell, merger, redemption) Date Month-Day Value Code (1-P) Gain Code (A-H) Identity buyer/seller (if private transaction) 
120. ARCHIPELAGO HOLDINGS Buy 1-13 
 
121. 
ARCHIPELAGO HOLDINGS Buy 1-14 
 
122. 
ARCHIPELAGO HOLDINGS Buy 1-18 
 
123. 
ARCHIPELAGO HOLDINGS Buy 1-26 
 
124. 
ARCHIPELAGO HOLDINGS Buy 1-27 
 
125. 
ARCHIPELAGO HOLDINGS Buy 1-28 
 
126. 
ARCHIPELAGO HOLDINGS Buy 2-2 
 
127. 
ARCHIPELAGO HOLDINGS Buy 2-3 
 
128. 
ARCHIPELAGO HOLDINGS Buy 2-4 
 
129. 
ARCHIPELAGO HOLDINGS None Sold 2-22 
 
130. 
BILL BARRETI CORP. 
 
 
 
None Sold 
 
131. 
BOEING CO. Dividend Buy 8-1 
 
132. 
BORG WARNER Dividend Buy 8-1 
 
 
 
133. BRUNSWICK CORP. None Sold 2-22 
134. CHINA NET COM GROUP None Sold 2-22 
135. COLDWATER CREEK Part Sale 1-26 
136. COLDWATER CREEK Part Sale 2-9 Income Gain Codes: =$1,000 less B-$1,001 -$2,500 C-$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) -$50,001 -$100,000 G-$100,001 -$1,000,000 HI-$1,000,001 -$5,000,000 =Moro than $5,000,000 Value Codes =$15,000 less K=$15,00l -$50,000 L=$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 -$500,001 -$1,000,000 =$1,000,001-$5,000,000 -$5,000,001 -$25,000,000 Value Method Codes -$25,000,001 -$50,000,000 -Cost (Real Estate Only) =Moro than $50,000,000 T=CasbMarlcet 
(See Colwnn Cl) =Appraisal V=Otber =Assessment =Book Value =Estimated 
 
 
Name Person Reporting Date Report 
 
S1EIN, SIDNEY 8/17/2006 
 
VII. INVESTMENTS and TRUSTS -income. value, 1ransac1Wns (includes those the spouse and dependent children. see PP. 34-57 of.filing instruclWnsJ NONE (No reportable income, assets, transactions.) 
Descrip tion sets 
(inclu ding trust asset 
 
Place (X) after each asset 
exem from prior discl osu 
 
137. 
COLDWATER CREEK 
 
 
Part Sale 2-11 Inc ome during reporting period Gross value end reporting period ransac tions ring rep orting period 
(I) (2) (I) (2) (!) Ifnot exempt from disclosure ount Code (A-H) Type(e.g. div rent, int.) Value Code2 (J-P) Value Method Code3 (Q-W) Type(e.g. buy, sell mer ger, redem ption) (2) Date Month-Day (3) Value Code2 (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
 
138. 
COLDWATER CREEK Part Sale 2-22 
 
139. 
COLDWATER CREEK None-Sold 2-23 
 
140. 
CUMMINS INC. Part Sale 1-11 
 
141. 
CUMMINS INC. Dividend Sold 2-22 
 
142. 
DREAMWORKS ANIMATION None Sold 2-22 
 
143. HORTON INC. Dividend Sold 2-22 
 
144. 
EOG RESOURCES Part Sale 1-7 
 
145. 
EOG RESOURCES 
 
None Sold 1-12 
 
 
146. JOB INC. None Sold 1-24 
 
147. 
FLIR SYSTEMS None Sold 2-22 
 
148. 
GEN PROBE INC. 
 
 
 
None Sold 2-22 
149. 
GENENTECH INC. 
 
 
None Sold 2-22 
 
150. 
HARRIS HARRIS None Sold 2-22 
 
151. 
HUGHES SUPPLY INC. Dividend Sold 2-22 
152. INPHONIC INC. 
Part Sale 
1-24 
 
153. INPHONIC INC. None Sold 
1-25 Income Gain Codes: A=$1,000 less l,001 -$2,500 C2,501-$5,000 =$5,001 15,000 E=$15,001  $50,000 
(Sec Columns and 04) F50,001 -$100,000 G=SI00,001  $1,000,000 =$1,000,001 -$5,000,000 H2=More than $5,000,000 Value Codes J=$15,000 less K=$15,001 -$50,000 L=$50,001 -$100,000 M=$100,00l -$250,000 
(See Columns and 03) N=$250,001 -$500,000 0=$500,001 -$1,000,000 1.000,001-ss,ooo,ooo n5.000,001 -S25,ooo,ooo Value Method Codes P325,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 T=CasbMarl