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Judicial Watch • Sidney H. Stein – 2011

Sidney H. Stein – 2011

Sidney H. Stein – 2011

Page 1: Sidney H. Stein – 2011

Category:Federal Judges

Number of Pages:11

Date Created:February 26, 2013

Date Uploaded to the Library:December 23, 2014

Tags:Sidney H Stein, Stein, Sidney, Estate, Gross, 2011, assets, INVESTMENTS, transactions, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. 112012 Person Reporting (last name, first, middle initial) STEIN, SIDNEY Court Organization U.S. Federal District Court Date Report 08/13/2012 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S.D.C. Judge -Senior Status Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2011 12/31/2011 Chambers Office Address 
U.S. Courthouse 500 Pearl Street NewYork,NewYork 10007-1312 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSJTJ ONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Member, Board Directors Practising Law Institute, not for profit organization for continuing legal 
education 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
 
PARTIES AND TERMS 
 
Ill. N-INVESTMENT INC ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 
SOURCE AND TYPE INCOME 
(yours, not spouses) 2011 West Services, Inc. -Royalty $6,140.26 Spouses Non-Investment Income -Jfyou were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS --transportation, lodging, food, entertainment (Includes those spouse and dependent children; see pp. 25-27 offiling instructions.) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION New York State Bar Association Annual Spring Meeting 5/21/11 -5/22/11 Newport, International Judicial Academy 8/25/11 -9/22/11 Conception, Chile and Buenas Aires, Argentina 
 
PURPOSE ITEMS PAID PROVIDED 
Annual Spring Federal Transportation, Lodging and Food Litigation Section meeting 
Workshop with Chilean and Transportation, Lodging and Food Argentine judges 
National Committee US-9/4/11 -9/16/11 Glen Cove, Rule Law Conference Lodging and Food China Relations State Dept. and NYU Law 12/14/J -12/19/J Zhuhai, China Rule Law Conference Transportation, Lodging and Food 
School 
 
 
STEIN, SIDNEY 
08/13/2012 JFTS(Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
 
SOURCE DESCRIPTION VALUE 
VJ. LJABJLJTJES, (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
 
Date Report 
STEIN, SIDNEY 
08/13/2012 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end .Transactions during reporting perio 
(including trust assets) reporting period reporting period 
(2) 	(2) (2) (5) 
Place (X) after each asset 
Amount Type (e.g. Value Value Type(e.g. Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code2 	Method buy, sell, Code Code buyer/seller 
{A-H) int.) (J-P) 	Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes: A=$1.000orlcss =$1.001 -$2.500 =$2.501 -$5,000 =$5,001 -$15,000 =$15,001 -$50.000 
(Sec Columns and D4) =$50,001 -$100,000 100.00 -$1,000.000 =$1.000,001 -$5,000.000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50.000 =$50,001 -$100.000 =$100,001 -$250,000 
(Sec Columns and D3) =$250.00 -$500,000 =$500,00 -$1,000.000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000.00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
STEIN, SIDNEY 
08/13/2012 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spo11se and dependent children: see pp. 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(2) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code diV., rent, Code2 Method buy, sell, Code2 Code buyer/seller 
(A-H) int.) Code3 redemption) (J-P) (if private 
transaction) Income Gnin Codes: =$1.000 less =$1.00 -$2,500 =$2,501 -$5,000 D=$5,001-$15.000 =$15,001 -$50.000 
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 41,000,001 -$5.000.000 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50,001 -$!00,000 =$100.001 -$250,000 
(Sec Columns and D3) =$250.001 -$500.000 =$500.001 -$1,000.000 =$1.000,001 -$5,000,000 =$5,000.001 -$25,000,000 =$25.000.00 I-$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other W=Estimatcd 
 
 
Date Report 
STEIN, SIDNEY 
08/13/2012 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1Hdes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
 
(including trust assets) reporting period ofreporting period 
Place (X) after each asset 
Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code2 Method buy, sell, COde2 Code buyer/seller 
(A-H) int.) Code3 
redemption) (JP) 
(if private 
(Q-W) transaction) Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2,501  $5,000 ;$5,001-$15,000 =$15,001  $50,000 
(Sec Columns and D4) =$50,001 -$100,000 =$100.00  $1,000.000 =$1.000,001 -$5,000,000 1-12 =More than $5,000,000 Value Codes =$15,000orlcss =$15,001  $50,000 =$50.001 -$100,000 =$100,001 -$250,000 
(Sec Columns and 03) =$250,001 -$500,000 =$500,001  ,000.000 =$1.000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00  $50,000,000 =More than $50,000,000 Value Mclhod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Date Report 
STEIN, SIDNEY 
08/13/2012 
VII. INVESTMENTS and STS --income, val11e, transactions (lncl11des those spouse and dependent children; see PP 34-60 filing instr11ctions.) NONE (No reportable income, assets, transactions.) Description Assets (including trnst assets) Income during reporting period Gross value end ofreporting period TransaC!ions during reporting period 
 
(2) (2) {2) (3) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent Code2  Method buy, sell, Code Code buyer/seller 
(A-H) int.) Code3 redemption) (J-P) (A-H) (if private 
transaction) Income Gain Codes: 41.000 less =$1,001  $2.500 =$2,501  $5,000 D=$5,001  $15,000 =$15.001  $50.000 
(Sec Columns and D4) F=$50.001  $100,000 G=$I 00.00  $1,000.000 =$1.000,001  $5,000,000 112 =More than $5,000.000 Value Codes =$15,000 less K=$15,001  $50,000 L=$50,001  $100,000 =$100.001  $250.000 
(Sec Columns and DJ) =$250,00  $500.000 0=$500,001. ,000,000 =$1,000,001  $5,000,000 =$5,000,001  $25,000,000 =$25.000.00  $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) =Book Vnluc V=Othcr W=Estinlatcd 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those ofspo11se and dependent children; see PP 34-60 filing instr11ctions.; NONE (No reportable income, assets, transactions.) 
 
 
VII. INVESTMENTS and --income, vaille, transactions (Includes those spouse and dependent children; see PP 34-60 filing instr11ctions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) (2) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Jdentity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (if private 
(Q-W)   transaction) 
 
86. PIMCO FUNDS TOT RTN INS.* 
87. See Part VIII for explanation line 
88. 
89. MISCELLANEOUS 
90. CASH, JPMORGAN CHASE Interest 
91. FINE ARTS HELD TENANT-INCOMMON None 
92. ARBOR PPTY TRUST None 
93. SERVICEMASTER None 
94. 
95. NOTE: JUDGE STEIN HAS ELECTED NOT 
96. LIST lNFORMA  Income Gain Codes: =$1.000 less 41,001 -$2.500 
(Sec Columns and 04) =$50.001 -$100.000 =$I00.00 -$1.000.000 Value Codes =$15.000 less =$15,001 -$50.000 
(Sec Columns andD3) =$250.001 -$500.000 =$500.00 -$1.000.000 =$25.000.00  $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) 
(Sec Column C2) =Hook Value =Other 
 
 
 
Date Report 
STEIN, SIDNEY 
08/13/2012 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
 
Date Report 
STEIN, SIDNEY 
08/13/2012 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
Signature: SIDNEY STEIN 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL 
AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544