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SOUTHERN DISTRICT NEW YORK 
UNITED STATES COURTHOUSE 
SOO PEARL STREET 

NEW YORK, NEW YORK 10007-1312 
CHAMBERS 
SIDNEY STEIN 
UNITED STATES DISTRICT JUDGE 
Committee Financial Disclosure Administrative Office the United States Courts One Columbus Circle, N.E. Washington, 20544 
Re: Calendar Year 2005 
Dear Committee: November 2006 0-AS0 
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iTl write response your letter dated October 11, 2006. 
Part line should read "President .and Member, Board Directors, 
Part VII, page line 49, column B(l), should read "A." believe this responds full your enquiries. 

AOlO Government Act 1978 
Rev. 112006 
FOR CALENDAR YEAR 2005 U.S.C. app.  101-111) Date Report Person Reporting (last name, first, middle initial) Conrt Organiution 
STEIN, SIDNEY 	U.S. Federal District Court 
8/17/2006 Reporting Period Title (Aiticle III judges indicate active senior sta!,ns; Sa. Report Type (check appropriate type) 
magistrate judges indicate full-or part-time) 
0110112005 
Nomination, Date 
U.S.D.C. Judge -Active Status 
Initial Annual Final 
12/31/2005 
Sb. Amended Report Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. 
U.S. Courthouse 
500 Pearl Street 
New York, New York 10007-1312 

Reviewing .Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 Instructions.) NONE (No reportable positions.) 
NAME President and Member, Board Directors 
........, 
(/)  
 c:::  
".::::::, 'Yl"' .--. .,..  c.n 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 Instructions.) 
o:;:...
 	NONE (No reportable agreements.) 

Name Person Reporting 
Date Report 
STEIN, SIDNEY 

III. N-INVESTMENT ME. (Repordng individual and spouse; see pp. 17-2'1 instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 2005  West Group-Royalty  (yours, not spouse's) 3,903.34 Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honororia.) NONE (No reportable non-investment income.) 
2005 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
IKJ NONE (No reportable reimbursements.) 

Date Report 
Name Person Reporting 
8/17/2006
STEIN, SIDNEY GIFTS. (lnc/11des those spouse and dependent children. See pp. 28-31 ofinstr11ctlons.) 
 NONE (No reportable gifts.) 

VALUE 

VI. LIABILITIES. (Includes those ofspo11se and dependent children. See pp. 32-34 ofinstr11ctions.) 
 NONE (No reportable liabilities.) 

Name Penon Reporting 
Date Report 
STEIN, SIDNEY 
8/17/2006 
VII. INVESTMENTS and TRUSTS -income. vatue, transacfiqns (includes those of"' spouse and dependent children. See pp. 3-t-s1 of.filinx instrucwnsJ NONE (No reportable income, assets, transactions.) 
Des cription Assets (inclu ding trus sets) 
Place "(X)" after each set exem from prior discl ostire  
Income during  Gross value atend  Transactions ring reporting period  
reporting period  reporting period  
(1)  (2)  (!)  (2)  (I)  Ifnot exempt from discloSU1C ount  Type(e.g.  Value  Value  Type(e.g  (2)  (3)  (4)  (5)  
Code  div., rent,  Code2  Method  buy, sel  Date  Value  Gain  Identity  
(A-H) inl)  (J-P)  Code3  mer ger,  Month Code2  Code  buyer/seller  
(Q-W)  redem tion)  Day  (J-P)  (A-H)  (if private  
lransaction) MONEY MARKETS 
JPMORGAN U.S. GOVT. Interest Part Sale 2-25 
DREYFUS MUNI MKT Interest 
COMMON STOCKS 
BANKAMERJCA CORP. COM Buy 8-1 
BANKAMERJCA CORP. COM. Dividend Buy 9-13 
BERKSHIRE HATHAWAY CORP. None COM 
FEDERAL NATIONAL MTG ASSN Buy 4-13 COM. 

10. 
FEDERAL NATIONAL MTG ASSN Buy 8-1 COM. 

11. 
FEDERAL NATIONAL MTG ASSN Dividend Buy 11-2 COM. 

12.5180 GRANT AVENUE CORP. Dividend 
13. 
MICROSOFT CORP. COM. Buy 3-10 

14. 
MICROSOFT CORP. COM. Dividend Buy 8-1 

15. 
ARROW ELECTRJC None Sold 8-7 

16. 
ARROW ELECTRJC 

Buy 8-1 

17.ARROW ELECTRJC None Buy 8-24 Income Gain Codes: A=$1,000orless B-$1,001 -$2,500 C-$2,501 -$5,000 =$5,001 -$15,000 E=$15,001 -$50,000 (See Columns and 04) F-$50,001-$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 112 =Mom than$5,000,000 Value Codes =$15,000 less K=$15,00l -$50,000 L=$50,001 -$100,000 =$100,001 -$250,000 (See Columns and 03) N=$250,001 -$500,000 0=$500,001 -$1,000,000 -$1,000,001 -$5,000,000 -$5,000,001 -$25,000,000 Codes -$25,000,001 -$50,000,000 =Cost (Real Estate Ooly) =Mom than $50,000,000 T=CashMarl:et (See Column C2) V=Other Value Method =Assessment U=Book Value W=Estimated =Appraisal 
Date Report 

8/1712006
STEIN, SIDNEY 

VII. INVESTMENTS and TRUSTS -income, vatue, transactions (inctudes those the spouse and dependent children. s.. PP 11-51 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

 
Place "QC)" after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I)  Ifnot exempt from disclosure  
Amount Code (A-H)  Type(e.g. div., rent. int.)  Value Code (J-P)  Value Method Code (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month-Day  (3) Value Code2 (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (ifprivate tr.msaction)  

18. CSX CORP.  Part Sale  4-22  
19. CSX CORP.  Part Sale  7-29  
20. CSX CORP.  Dividend  Buy  8-1  

21. 
NORFOLK SOUTHERN Dividend Buy 8-1 

22. 
AMERICAN ELECTRIC POWER Part Sale 4-22 

23. 
AMERICAN ELECTRIC POWER Dividend Part Sale 8-2 

24. 
CHUBB CORP. Part Sale 4-22 

25. 
CHUBB CORP. Dividend Buy 8-1 

26. 
COOPER TIRE RUBBER Dividend 

27. 
FEDERATED DEPT. STORES Dividend Sold 7-18 

28. 
INGRAM MICRO INC. Part Sale 4-22 

29. 
INGRAM MICRO INC. None Sold 7-29 

30. 
OCCIDENTAL PET. Dividend Buy 8-1 

31. 
SUPERV ALUE INC. Dividend Buy 8-1 

32. CORP. Dividend Part Sale 2-2 

33. 
WISCONSIN ENERGY Dividend Buy 8-1 

34. 
AMERICAN INT'L GROUP INC. Buy 8-1 Income Gain Codes: s:St,000 less  B=Sl,001-$2,500 =$2,501  $5,000 =$5,001-$15,000 =$15,001  $50,000  
(Sec Columns and 04)  F=$50,001-$100,000 =$100,001-$1,000,000 =$1,000,001 -$5,000,000 -M= than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000  L=SS0,001-$100,000 =$100,001 -$250,000  
(SccC.lumos and 03) s$250,00I -$500,000  0=$500,001  $1,000,000 =Sl,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 "'51 (RealEstate Only) ore than $50,000,000 Cash Mari:et  
(Sec Column C2) =Appraisal  V=Other =Assessment =Book Value  WEstimated  

Date Report 

STEIN, SIDNEY 
8/17/2006 

VII INVESTMENTS and TRUSTS -income. value, transactions fmdudes those the spouse and dependent childrzn. see pp. 1 redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (ifprivate transaction)  

277. MINE SAFETY APPL.  Buy  1-12  
278. MINE SAFETY APPL.  Buy  1-13  
279. MINE SAFETY APPL.  Buy  1-14  
280. MINE SAFETY APPL.  Buy  1-18  
281. MINE SAFETY APPL.  Buy  1-19  
282. MINE SAFETY APPL.  Buy  1-20  
283. MINE SAFETY APPL.  Buy  1-24  
284. MINE SAFETY APPL.  Buy  1-25  
285. MINE SAFETY APPL.  Buy  1-26  
286. MINE SAFETY APPL.  Buy  1-27  
287. MINE SAFETY APPL.  Buy  1-28  
288. MINE SAFETY APPL.  Buy  2-2  
289. MINE SAFETY APPL.  Dividend  Sold  2-22 Income Gain Codes: =$1,000 less l,001 -$2,500 2,501 -$5,000  0=$5,001-$15,000  E=$15,001 -$50,000  
(Sec Columns aod 04)  F50,001-$100,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes  1=$15,000 less  K=$15,001 -$50,000  L=$50,001-$100,000  M=Sl00,001-$250,000  
(See Columns aod DJ) =$250,001 -$500,000  0=$500,001 -$1,000,000 1,000,001-$5,000,000 5.000,001 -$25,ooo,ooo Value Method Codes  Pl=$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T-cashMarli:et  
(See Column C2) =Appraisal  V=Other =Assessment  
U=Book Value  W=Estimated  

Date Report 

STEIN, SIDNEY 
8/17/2006 

VII. INVESTMENTS and TRUSTS -income. value, transiu:tions (inc1ut1es those the spouse and dependent children. see PP 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt ftom prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I) not exempt fiom disclosure  
Amount Code (A-H)  Type(e.g. div., rent, int)  Value Code (J-P)  Value Method Code (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

290. 
NATIONAL OILWELL INC. Buy 1-3 

291. 
NATIONAL OIL WELL INC. None Sold 2-22 

292. 
NOBLE CORP. Buy 5-20 

293. 
NOBLE CORP. Dividend Buy 10-25 

294. 
OFFICE DEPOT Buy 8-1 

295. 
OFFICE DEPOT Buy 10-5 

296. 
OFFICE DEPOT None Buy 10-28 

297. 
OPTION EXPRESS Buy 2-1 

298. OPTION EXPRESS  Dividend  
299. PINNACLE WEST CAPITAL  Dividend  
300. PPG INDUSTRIES  Dividend  
301. RENAISSANCERE HLDGS  
302. RENAISSANCERE HLDGS  Dividend  
303. SANMINA SCI CORP.  
304. SANMINA SCI CORP.  None  
305. STERICYCLE INC.  
306. STERICYCLE INC.  

Sold  2-17  Buy  8-1  Buy  8-1  
Buy  8-1  Buy  8-9  
Buy  5-20  Buy  8-1  
Buy  1-12  
Buy  1-13 Income Gain Codes: =$1,000 less  B-$1,001-$2,500  C-$2,501 -$5,000  D-$5,001 -$15,000  E-$15,001 -$50,000  
(See Columns and D4)  F-$50,001-$100,000  G-$100,001 -$1,000,000 -$1,000,001-$5,000,000  H2-Morc than $5,000,000 Value Codes  J-$15,000 orless  K-$15,001 -$50,000  L-$50,001 -$100,000 -$100,001 -$250,000  
(See Columns and DJ)  N-$250,001 -$500,000  o-s500,001 -s1,ooo,ooo -$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes -$25,000,001 -$50,000,000 =Cost (Real Estate Only) -More than $50,000,000 =Cash Market  
(See Column C2) -Appraisal  V-other =Assessment -Book Value  W-Estimated  

Date Report 

STEIN, SIDNEY 
8/17/2006 

VII. INVESTMENTS and TRUSTS -income, value, transactions (incluiks those the spouse and dependent children. See PP 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust asset$) 
Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I)  lfnot exempt from disclosure  
Amount Code (A-H)  Type(e.g. div., rent, inl)  Value Code (J-P)  Value Method Code (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (ifprivate transaction)  

307. 
STERICYCLE INC. Buy 1-18 

308. 
STERICYCLE INC. Buy 1-19 

309. 
STERICYCLE INC. Buy 1-20 

310. STERICYCLE INC.  Buy  1-21  
311. STERICYCLE INC.  Buy  1-25  
312. STERICYCLE INC.  None  Sold  2-22  

313. 
TARGET CORP. Buy 1-4 

314. 
TARGET CORP. Buy 2-7 

315. 
TARGET CORP. Buy 3-10 

316. 
TARGET CORP. Dividend Buy 8-1 

317. 
TOYOTA MOTOR CORP. None Buy 10-11 

318. 
UT! WORLDWIDE Buy 1-12 

319. 
UTI WORLDWIDE Buy 1-18 

320. 
UT! WORLDWIDE Buy 1-20 

321. 
UTI WORLDWIDE Buy 1-21 

322. 
UT! WORLDWIDE Buy 1-24 

323. 
UTI WORLDWIDE Buy 1-25 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000  0=$5,001-$15,000  E-$15,001-$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000  112=More than $5,000,000 Value Codes =$15,000 less  K=$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes -$25,000,001 -$50,000,000 =Cost (Real Estate Ooly) =More than $50,000,000  T=CashMarlcet  
(See Colwnn C2) =Appraisal  V=Other =Assessment  
U=BookValue =Estimated  

Date Report 

8/17/2006
STEIN, SIDNEY 

VII. INVESTMENTS and TRUSTS -income, value, transoctions (indudes those the spouse and dependent children. See PP 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
(I)  (2)  (I)  (2)  (I} not exempt fromdisclosure  
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type(c.g. div., rent, int)  Value Code (J-P)  Value Method Code (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month -Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

324. UTI WORLDWIDE  Buy  !26  
325. UTI WORLDWIDE  Buy  1-28  
326. UTI WORLDWIDE  Buy  1-31  
327. UTI WORLDWIDE  None  Sold  2-22  
328. VASCODATA SECURITYINTL  Buy  1-20  
329. VASCODATA SECURITYINTL  Buy  1-21  

330. 
VASCODATA SECURITYINTL None Sold 2-22 

331. 

332. 
TAX EXEMPT BONDS 

333. TWY AUTII HWY BROG Interest SER N/C AMBAC 

334. NEW YORK HSG FIN AGY GEN HSG SERB  Interest  
335. NEW YORK MTG AGY REV HOMETOWN MTG-29-A-RMKT  Interest  
336. STA POWER AUTH GEN REV ETM SER  Interest  
337. STATEPWR AUTII REV GEN PURP SER DETM  Interest  
338. TRIBORO BRIDGE TUNNEL AUTH 4.75% 111105  Interest  
339. NEW YORK STATE POWER AUTII SER 111110  Interest  Part Sale  1-1  
Redeemed  1-5  

340. NEW YORK STA LOCAL GOVT. 
Redeemed Interest 

ASST. 411105 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000  D=S5,00l-$15,000 =$15,00 -$50,000  
(See Colwnns and D4)  F=S50,00l -$100,000  G=$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =Mon: than$5,000,000  
2.Value Codes =$15,000 orless  K-$15,001 -$50,000 =$50,001 -$100,000  M=SI00,001-$250,000  
(See Colwnns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Ooly) =Mon: than$50,000,000  T=CashMarlcet  
(See Column C2) =Appraisal  V=Other =.Assessment  
U=BookValue  W=Estimated  

Date Report 

STEIN, SIDNEY 
8/17/2006 

VII. INVESTMENTS and TRUSTS -income, value, transactians (includes those the spouse and dependent children. See pp. 34-57 offiling instructWns) NONE (No reportable income, assets, transactions.) 
Description Assets 
{including trust assets) 

Place "{X)" after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
{I)  (2)  {I)  (2)  {I) not exempt fitlm disclosure  
Amount Code {A-H)  Type {e.g. div., rent, int)  Value Code {J-P)  Value Method Code {Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month-Day  (3) Value Code {J-P)  (4) Gain Code {A-H)  (5) Identity buyer/seller {if private transaction)  

341. 
RENSSALAER CTY N.Y. Interest 
342. 
NYS MTG AGY Interest 

343. 
NYS TIIWY AUTH. Interest Part Sale 11-1 

344. 
NEW YORK ST. HSG. FIN. AGY. Interest GEN. SER. 

345. 
NEW YORK STATE POWER Interest Part Sale 1-1 AUTH. 

346. 
DUTCHESS CTY, 5%, 8/1109 Interest 

347. 
NYS DORM. AUTH. 5.375%, 211510 Interest 

348. 
NYS SER. 5%, 3/15/14 Interest 
349. 
MTA N.Y. 5%, 7/1111 Interest 

350. 
TRIBOROUGH BRIDGE Interest TUNNEL 5.2%, 111120 

351. 
N.Y.S. ENV. 5.25%, 10/15/20 Interest 

352. 
N.Y.C. due 211124 Interest Buy 1-14 

353. 
NYS THRWY. AUTH. 5.3%, 411115 Interest Buy 3-4 

355. 
MUTUAL FUNDS 

356. 
BRANDYWINE FUND INC. 

None Buy 6-7 
357. VANGUARD 500 INDEX FUND Dividend Income Gain Codes: =Sl,000 less -SI ,001 -$2,500 -$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(SeeColumns and 04)  F-$50,001 -$100,000 =$100,00I -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less  K-$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and 03)  N=$250,001 -$500,000  0-$500,001 -$1,000,000 -Sl,000,001 -$5,000,000 -$5,000,001 -$25,000,000 Value Method Codes -$25,000,001  $50,000,000 =Cost (Real Estate Ooly) =Morethan $50,000,000  T=CasbMarlcct  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

Date Report

8/17/2006 
STEIN, SIDNEY 

VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See pp. N-57 filing ins/ructions) NONE (No reportable income, assets, transactions.) 

Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
Place "(X)" after each asset exempt from prior disclosure 
358.DA VIS VENTURE FUND INC. Dividend Buy 6-9 
(I)  (2)  (I)  (2)  (I) not exempt from disclosure  
Amount  Type(e.g.  Value  Value  Type(e.g.  (2)  (3)  (4)  (5)  
Code  div., rent,  Code  Method  buy, sell,  Date  Value  Gain  Identity  
(A-H) int.)  (J-P)  Code  merger,  Month  Code  Code  buyer/seller  
(Q-W)  redemption)  Day  (J-P)  (A-H)  (if private  
transaction)  

CL.A 

359.ICAP EQUITY Buy 1-7 
360.ICAP EQUITY Buy 4-6 
361. ICAP EQUITY Dividend Sold 6-3 
362. ALLIANCE MUNICIPAL INCOME FUND  Buy  1-10  
363. ALLIANCE MUNICIPAL INCOME FUND  Buy  1-24  
364. ALLIANCE MUNICIPAL INCOME FUND  Dividend  Sold  2-25  
365. FIDELITY CAPITAL APPRECIATION FUND  Dividend  
366. FIDELITY DIVIDEND GROWTH FUND  Dividend  
367. ROWE PRICE EQUITY INCOME FUND  Dividend  
368. ABN-AMRO MONTAG CALDWELL GROWTH FUND SER.  Buy  6-6  
369. ABN-AMRO MONTAG CALDWELL GROWTH FUND SER.  Buy  6-22  
370.ABN-AMRO MONTAG CALDWELL GROWTH FUND SER.  Dividend  Buy  9-26  
371. BNY HAMILTON INTERMEDIATE N.Y. TAX EXEMPT FD.  Buy  3-1  
372. BNY HAMILTON INTERMEDIATE N.Y. TAX EXEMPT FD.  Buy  4-1  
373. BNY HAMILTON INTERMEDIATE N.Y. TAX EXEMPT FD.  Buy  5-18  
374. BNY HAMILTON INTERMEDIATE N.Y. TAX EXEMPT FD.  Buy  5-23 Income Gain Codes: =SJ,000 less =$1,001 -$2,500 =$2,50 -$5,000  D=$5,001-Sl5,000  E=$15,00I -$50,000  
(See Column and D4)  F=$50,001 -$100,000  G=SI00,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes  J=SIS,000 less  K=$15,00l -$50,000  L=$50,00l -$100,000  M=SI00,001-$250,000  
(See Columns and DJ) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001-$5,000,000 =$5,000,00 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 -