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Judicial Watch • Stafford Jr William H – 2011

Stafford Jr William H – 2011

Stafford Jr William H – 2011

Page 1: Stafford Jr William H – 2011

Category:Federal Judges

Number of Pages:8

Date Created:February 26, 2013

Date Uploaded to the Library:January 24, 2015

Tags:Allianz, Stafford, mutual, william, 2011, transactions, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 Rev. FOR CALENDAR YEAR 2011 U.S.C. app.  101-1 Person Reporting (last name, first, middle initial) Stafford, Jr., William Court Organization U.S. District Court, NDFL Date Report 0413012012 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Senior U.S. District Judge Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2011 12/31/2011 Chambers Office Address Courthouse 111 North Adams Street Tallahassee, 32301-7717 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[ZI NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
IJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[ZI NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
Ill. N-INVESTMENT INC ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income [{] NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS --transportation, lodging, food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 	George Mason 06/01/2011 Arlington, Case Analysis Lodging and Transportation 06/03/2011 	FREE 08/01/2011 Gallatin, Human Envrionmental Lodging and Transportation 08/05/2011 Health GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
VJ. LJABJLJTJES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
Date Report 
Stafford, Jr., William 
04/30/2012 
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those spouse and dependent children; see pp. 34-60 filing instr11ctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dming reporting period 
(including trust assets) reporting period reporting period 
 
(2) (2) (4) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501 -$5.000 =$5,001 -$15.000 =$15,001  $50,000 
(Sec Columns and D4) =$50,001 -$100,000 =$100,001-$1.000.000 Ill =$1,000,001 -$5.000.000 =More than $5.000,000 Value Codes =$15.000 less =$15,001  $50.000 =$50,001  $100.000 =$100.001. $250.000 
(Sec Columns and D3) =$250.001 -$500.000 =$500.00 -$1.000.000 =$1,000.001  $5,000,000 =$5.000.001 -$25,000.000 =$25.000.00  $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Date Report 
Stafford, Jr., William 
04/30/2012 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
(2) 
Place (X) after each asset 
 
Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code2 Method buy, sell; Code2 Code buyer/seller (A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private transaction) Income Gain Codes: =$I .000 Jess =$1.00 -$2.500 =$2.501 -$5,000 =$5,001 -$15,000 =$15.001 -$50.000 
(Sec Colmnns and D4) =$50,001 -$100.000 100.00 -$1.000.000 =$1,000,001-$5,000,000 =More than $5,0000000 Value Codes =$15.000 less =$15,001 -$50.000 =$50,001 -$100,000 =$100.00I -$250.000 
(See Columns and 03) =$250.001 -$500.000 =$500.001 -$1 .000.000 =$1,000,001 -$5,0000000 =$5,000,001 -$25,000,000 =$25,000.00I  $50.000,000 =More than $50.0000000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Uook Value VOthcr =Estimated 
 
 
Name Person Reporting 
Date Report 
Stafford, Jr., William 
04/30/2012 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc111des those spouse and dependent children; see PP 34-60 fiting instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) 
Place (X) after each asset 
 
Amount Type (e.g.; Vali1e Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rnt, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private transaction) 
35. Rowe Price Inc (mutual fund) Sold (part) 09/08/11 
36. Sold (part) 07/15/11 
37. Sold (part) 04/15/11 
38. -Blackrock Core Bond (mutual fund) 
39. -Virtus Multi-Sector Short Term Bond Fund (mutual fund) 
40. -Legg Mason Partners Global Yld Bond (mutual fund) 
41. -Columbia Marsico Growth (mutual fund) Sold (part) 09/08/11 
42. -Allianz CCM Mid-Cap (mutual fund) (Y) 
43. -Invesco Small Cap Value (mutual fund) 
44. -Allianz NFJ INTL Value (mutual fund) 
45. -Lazard Emerging Markets Fund (mutual fund) Buy 01/21/11 
46. -Managers Cadence Mid Cap (mutual fund) Sold (part) 09/08/11 
47. -Invesco Premier INSTL (money market) Buy 07/22/11 Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2,501 -$5,000 =$5.001 -$15,000 =$15,001 -$50.000 
(Sec Columns and D4) =$50.001 -$100.000 =$100,001 -$1.000.000 =$1,000,001 -$5,000.000 =More than $5,000,000 Value Codes 415.000orlcss =$15,001 -$50.000 =$50,001 -$100,000 =$100,001 -$250.000 
(Sec Columns and 03) =$250,00 -$500,000 =$500,001 -$1,000.000 =$1,000,001 -$5,000,000 =$5.000.001 -$25,000,000 =$25.000,00 -$50,000,000 =More than $50,000,000 Value Method Codes Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) :=Uook Value =Other =Estimated 
 
 
Name Person Reporting 
Date Report 
Stafford, Jr., William 
04/30/2012 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (/ndicate partofreport.) 
Many ofthe entries from previous reports were, and continue be, held IRAs and are reported under the Aggregate Ownership Arrangement. 
Part VII, line #38 the 20!0 report, Allianz NFJ Small Cap Value was sold 10/02/2009 and should have been dropped off the 2010 report. This fund can 
 
seen Line #34 the 2011 Report. 
Part VII, line #44 the 2010 report, Allianz CCM Mid-Cap was merged into Managers Cadence Mid Cap 09/24/10 (line #49 the 2010 Report). The merger was not recorded the 20!0 Report. Both funds are shown the 2011 Report Lines #42 and #46, respectively. 
Part VII, Page line -This stocks name was changed 2011 from Cohen Steers Select Utility Fund (line the 2010 Report) Cohen Steers Infrastructure Fund. Part VII, Page line -This stocks name was changed 2011 from TYCO Electronics (line #26 the 2010 Report) Connectivity LTD New. Part VII, Page line -This mutual funds name was changed 2011 from Blackrock Intermediate Bond (line #41 the 2010 Report) Blackrock Core Bond. 
 
Date Report 
Stafford, Jr., William 
04/30/2012 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544