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Judicial Watch • Stephen F. Williams – 2006

Stephen F. Williams – 2006

Stephen F. Williams – 2006

Page 1: Stephen F. Williams – 2006

Category:Federal Judges

Number of Pages:8

Date Created:September 4, 2007

Date Uploaded to the Library:January 03, 2015

Tags:Stephen F Williams, Williams, stephen, vanguard, 2006, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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UNITED STATES COURT APPEALS 
DISTRICT COLUMBIA CIRCUIT 
333 CONSTITUTION AVE., N.W. 
WASHINGTON, 20001-2866 
STEPHEN WILLIAMS 
UNITED STATES SENIOR CIRCUIT JUDGE 
 
 
August 14, 2007 ......... (/) __, :::0 
Honorble Ortrie Smith 
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Dear Judge Smith: fT1 ...0 
The additional information requested your letter August follows: Part VII, page line 28, the mutual fund company Vanguard. Part VII, page lines 29-33, the mutual fund company Vanguard. 
Repon Required the Ethics Government Act 1978 
Rev.112007 
FOR CALENDAR YEAR 2006 U.S.C. app. 101-111) Person Reporting (last name, first, middle initial) Williams, Stephen Court Organization U.S. Coun Appeals, Date Report 05/15/2007 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Anicle III Judge, Senior Sta Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2006 12131/2006 
Sb. Amended Report Chambers Office Address U.S. Coun Appeals 333 Constitution Avenue, Washington, 2000 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all pans, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 instructions.) 
 	NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
 
II. GREE11ENTS. (Reporting individual only; see pp. 14-16 instructions.) 
 NONE (No reportable agreements.) 
 
 
 
Name Person Reporting Date Report 
 
 
Williams, Stephen 
05/15/2007 
 
 
IIJ, ON-INVEST11ENT C011E. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income 
[!] NONE (No reportable non-investment income.) 
 
 
 
INC01t1E 
(yours, not spouses) SpouseS Non-Investment Income  you were m;,,.ried during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) Public Schools. 
IV. REI1IBURSE11ENTS --transportation, lodging,food, entertainment. (Includes those spouse af!d dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) SOURCE DESCRIPTION 	University Colorado Transportation, food and lodging participate Silicon Flatirons Program, University Colorado, February 18-20, 2006, Boulder, CO. 
 
 
Name Person Reporting 
Date Report 
Williams, Stephen 
 
05115/2007 
V GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
[Kl NONE (No reportable gifts.) SOURCE 
DESCRIPTION VALUE 
VI, LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
[Kl NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
 
Name Person Reporting 
Date Report 
Williams, Stephen 
05/1512007 
VII. INVESTMENTS and TRusTS --income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including mist assets) 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reponing period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value G.ain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Trust# Chase Manhattan (J.P. Morgan Int/Div 
mutual funds) N.1 Dreyfus SP 500 Fund Dividend Dreyfus SP 500 Fund. Dividend Fidelity OTC.(IRA) Dividend Fidelity OTC (IRA) Dividend Vanguard Index 500 Dividend Vanguard Prime Fund Dividend Vangard Tax-Mgd Gr.Inc. Dividend Vanguard Index 500. Dividend 
10. Vanguard Mid-Cap Index Dividend 
11. Vanguard Prime Fun- Dividend 
12. Vanguard Mid-Cap Index. Dividend 
13. Vanguard Selected Value Dividend 
14. Vanguard U.S. Value Dividend 
IS. Vanguard Selected Yalu. Dividend 
16. Vanguard U.S. Yalu. Dividend 
17. Boulder, Rent Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50.001 -$100.000 =$I 00,00 -$250.000 
(See Columns and 03) =$250.00 -$500.000 =$500.00 ,000,000 =$1,000,001 -$5,000,000 =$5.000,001 -$25,000.000 Value Method Codes =$25,000.001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Other =Assessment =Book Value =Estimated 
 
 
VII. INVESTlIBNTS and TRUSTS --income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (inclucling tmst assets) 
Place (X) after each asset exempt from prior disclosure 
18. PNC Bank-successor Rigg. 
Income during Gross value end Transactions during reponing period 
reponing period reponing period 
(!) (2) (2) (!) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
Interest 
19. 
TIAA CREF Ret. Annuities 
 
20. 
Nestle 
 
21. 
Proctor Gamble 
 
22. 
Questar 
 
23. 
Bank America 
 
24. 
Schering Plough Interest 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend Char. Gift 1214 
 
26. 
Trust No. BNY (Hamilton Mutual Funds.) 
DividendB 
N.2. 
Dreyfuss Int! Fund 
 
Dividend 
27. 
!shares Goldman Sachs Nat Res. Index Fund 
 
28. 
Prime Money Market 
 
29. 
Growth Index 
 
 
 
30. 500 Index 
 
31. 
Mid-Cap Index 
 
32. 
Pacific Stock Index 
 
 
33. 
Total International Stock Index Dividend 
 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend 
 
Vanguard Strategic Equity 
 
Dividend Income Gain Codes: =Sl ,000 less =$1,001 -$2.500 =$2.501 -$5,000 =$5,001 -$15,000 =$15.001 -$50.000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =Sl,000,001 $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Other =Assessment 
U=Book Value =Estimated 
 
 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicalepartofRepo11.) 
This trust established myf which a1 
This testamentary trust established myf which theland has the assets this line and the next two lines. 
The mutual funds listed this item and the next six items are assets held testamentary trust established my-of which the  
 
 
 
 
 
 
Name Person Reporting 
Date Report 
Williams, Stephen 
os115noo1 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting nc;m-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544