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Judicial Watch • Stephen R. Reinhardt – 2011

Stephen R. Reinhardt – 2011

Stephen R. Reinhardt – 2011

Page 1: Stephen R. Reinhardt – 2011

Category:Federal Judges

Number of Pages:28

Date Created:December 1, 2012

Date Uploaded to the Library:December 08, 2014

Tags:reinhardt, Stephen R Reinhardt, ACLU, stephen, Gross, 2011, Market, assets, INVESTMENTS, transactions, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


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111 Government Act 1978 
Rev. 112012 
FOR CALENDAR YEAR 2011 u.s.c. app. 101-111) Person Reporting (last name, first, middle initial) REINHARDT, STEPHEN Court Organization COURT APPEALS -9TH CIRCUIT Date Report 08/23/2012 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) CIRCUIT JUDGE (ACTIVE) Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/201 12/31/201 Chambers Office Address 
312 NORTH SPRING STREET ROOM 1747 LOS ANGELES, 90012 
JMPO ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) 	NONE (No reportable positions.) POSITION NAME ORGANIZA ON/ENTITY TRUSTEE 
TRUSTEE 
TRUSTEE 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PAR TIES AND TERMS 
 
 
 
Ill. N-INVESTMENT INC ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income 
[{] NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
I.2011 	ACLU FOUNDATION CALIFORNIA -WAGES 2011 AMERICAN CIVIL LIBERTIES UNION INC CALIFORNIA -WAGES 2011 ACLU FOUNDATION CALIFORNIA -CONSUL TING FEES 
4.2011 AMERICAN CIVIL LIBERTIES UNION INC CALIFORNIA-CONSULTING FEES 
 
IV, REIMBURSEMENTS transportation, lodging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions) NONE (No reportable reimbursements.) 
SOURCE 	LOCATION 	PENNSYLVANIA LAW 01/26/11 -01/29/11 PHILADELPHIA, PROF ASSOC ACTIVITY/ AIRFARE, TRANSPORTATION, SCHOOL-MOOT COURT CIVIC ORGANIZATION LODGING 	 
AMERICAN 02/25/11 -02127 SAN FRANCISCO, PROF ASSOC ACTIVITY/ AIRFARE, TRANSPORTATION, CONSTITUTION SOCIETY CIVIC ORGANIZATION LODGING -STANFORD CHAPTER 	 
ACS CHAPTER-BOSTON 04/19/11 -04/22/11 BOSTON, PROF ASSOC ACTIVITY/ AIRFARE, TRANSPORTATION, UNIVERSITY CIVIC ORGANIZATION LODGING 	YALE LAW JOURNAL 04/25111 -04/26/11 NEW HAVEN, PROF ASSOC ACTIVITY/ AIRFARE, TRANSPORTATION, CIVIC ORGANIZATION LODGING 
DATES PURPOSE ITEMS PAID PROVIDED 
REINHARDT, STEPHEN 
08/23/2012 	 
AMERICAN 06115111 -0611 911 WASHINGTON D.C. PROF ASSOC ACTIVITY AIRFARE, TRANSPORTATION, CONSTITUTION SOCIETY CIVIC ORGANIZATION LODGING -ANNUAL CONVENTION 	 
AMERICAN 10/17/11-10/19/11 SANTA CLARA, PROF ASSOC ACTIVITY/ AIRFARE, TRANSPORTATION, CONSTITUTION SOCIETY CIVIC ORGANIZATION LODGING -SANT CLARA CHAPTER 
 
 
 
REINHARDT, STEPHEN 
08123/2012 GIFTS. (lnc/11des those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) [{] NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
08/23/2012 
REINHARDT, STEPHEN 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reportmg period 
(including trust assets) reporting period reporting period 
 
(1) (2) (2) (I) 
(3) 
(5) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gam Cod.cs =$1.000 less 41,00 -$2.500 =$2,501 -$5.000 =$5,001 -$15.000 =$15,001 -$500000 
(Sec Columns and 04) =$50.001  $100,000 =$100.001 -$1.000.000 =$1.000,001 -$5.000,000 =More than $5.000.000 Value Codes =$I 5.000 less =$15.001  $50.000 =$50.001  $100.000 =$100.001  $250.000 
(Sec Columns and 03) =$250.001 -$500.000 0=$500,001. $1.000.000 =$1.000.001  $5,000,000 =$5,000.001  $25,000,000 =$25,000.001  $50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
08/23/2012 
REINHARDT, STEPHEN 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instmctions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting penod (mcludmg trust assets) reporting period reporting period 
{I) (2) 
(3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Place (X) after each asset 
Code 
div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
exempt from prior disclosure (A-H) int.) (J-P) Code3 redemption) 
(A-H) (if private 
(Q-W) transaction) Income Garn Codes. =$1,000 less =$1,001 -$2,500 c=$2.501 -$5,000 D=$5.001 -$15,000 lo=$15,001 -$50.000 
(Sec Columns and 04) F=$50,001 -$100,000 =$100,001 -$1.000,000 =$1.000,001 -$5.000.000 =More than $5.000 000 Value Codes J=$15.000 less K=$15,001 -$50.000 L=$50,00 -$100.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.001 -$500.000 0=$500.00 -$1,000.000 =$1.000.001 -$5,000,000 =$5.000.001 -$25,000.000 =$25,000.001 -$50,000,000 P4=More than $50.000,000 Value Method Codes =AppraJSai =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) U=Book Value V=Other W=Estunated 
 
 
08/23/2012 
REINHARDT, STEPHEN 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offilinc instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting penod 
(including trust assets) reporting period ofreporting period 
 
(I) (2) (I) (2) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Place (X) after each asset Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
transaction) Income Gam Codes =$1.000 less =$1.001 -$2.500 =$2.501 $5,000 =$5.001 -$15,000 =$15,001-$50,000 
(Sec Columns and 04) =$50,001 -$100,000 =$I 00,00 -$1.000,000 =$1.000,001 -$5,000.000 =More than $5,000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 
(See Columns and 03) =$250.001 -$500.000 =$500.001 -$1,000.000 =$1.000.001 -$5.000,000 =$5.000,001 -$25,000.000 =$25,000,00 -$50,000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
08/23/2012 
REINHARDT, STEPHEN 
VII. INVESTMENTS and STS --income, value, transactions (Includes those spouse and dependent clu1dren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dunng reporting penod 
(includmg trust assets) reporting period reporting period 
 
 
(I) (2) (1) (2) (I) (3) (4) 
Amount Type g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Place (X) after each asset Code 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (ifpnvate 
transaction) Income Gain Codes =$1.000 less =$1.001 -$2.500 =$2.501 -$5.000 0=$5.001-$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100.001 -$1.000.000 =$1.000,001 -$5.000.000 =More lhan $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001  $100.000 =$100.001  $250.000 
(See Columns and D3) =$250.00 -$500.000 =$500.001 -$1,000.000 =$1.000.001 -$5,000,000 =$5,000.001 -$25,000.000 =$25,000.001 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estunated 
 
 
08/23/2012 
REINHARDT, STEPHEN 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Descript10n Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(1) 
(2) 
(I) (I) 
(2) (3) 
(5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from pnor disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gam Codes =$1.000 less =$1,001 -$2.500 42.501  $5.000 D=$5.001-$15.000 =$15,00 -$50.000 
(Sec Columns and 04) =$50.001  $100,000 =$!00,001  $1.000,000 =$1,000,001  $5.000.000 112 =More than $5,000,000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00  $100.000 =$100.00 -$250.000 
(Sec Columns and 03) =$250.001 -$500.000 =$500,001. $1,000,000 =$1.000.001 -$5,000,000 =$5.000,001  $25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value Y=Othcr W=Est1matcd 
 
 
08/23/2012 
REINHARDT, STEPHEN 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(mcluding trust assets) reportmg period reporting period 
 
(I) (I) (2) (I) 
(2) 
(5) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div, rent, mt.) Value Code (J-P) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd/yy Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) 
86. -TCW EMERGING MARKETS FUND Sold (part) 12/23/1 
 
87. 
DEFERRED SALARY PLANffRUST Jnt./Div. See Note ACCOUNT -MIL YNCH #COS 
 
88. 
-BIF MONEY FUND 
 
89. 
-BLACKROCK LARGE CAP Buy 01/18/11 (add!) Income Garn Codes =$1.000 less =$1,001 -$2,500 =$2.501 -$5.000 =$5,001 -$15,000 415,001 -$50,000 
(Sec Columns and D4) =$50,001 -$100,000 =$100.001 -$1.000.000 =$1.000,001 -$5.000,000 H2=More than $5,000.000 Value Codes =$15.000 less =$15.001 -$50.000 450.001 -$100.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.00 -$500.000 =$500,001 -$1,000.000 =$1.000,001 -$5,000.000 =$5,000,001 -$25,000,000 =$25,000.001 -$50.000.000 =More than $50,000.000 Value Method Codes Q=Apprmsal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) U=Book Value V=Othcr W=Est1matcd 
 
 
08/23/2012 
REINHAJIDT, STEPHEN 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dunng reporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) (3) 
(5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Garn Codes =$1.000 less =$1.001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50.000 
(See Columns and 04) =$50.001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5.000,000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50,00 -$100,000 =$100.001 -$250.000 
(Sec Columns and D3) =$250.001 -$500.000 =$500.001 -$1,000.000 =$1.000,001 -$5.000,000 =$5,000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50,000,000 Value Method Codes Q=Apprmsal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Other =Est1matcd 
 
 
08/23/2012REINHARDT, STEPHEN 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offiting instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end Transactions dunng reporting period 
 
(including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (5) 
Place (X) after each asset exempt from prior disclosure 
120. 	 
-MAINSTAY LARGE CAP GROWTH FUND9 
 
121. 
-MFS VALUE FUND 
 
 
122. -FDIC LIQUID INSURED DEPOSITS Int./Div. Merged 03/16/11 See Note 
MONEY MARKET (with line 124) 
123. BROKER ACCT -STONNINGTON See Note 
#1046 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Amount Type (e.g., Value Value Type (e.g., Date Value Garn Identity 
Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
None Sold 01/03/11 
 
None 	Sold 01/03/11 Income Gam Codes: 41.000 less =$1,001 -$2.500 c=$2,501 -$5,000 0=$5,001 -$15,000 415,001 -$50,000 
(Sec Columns and D4) =$50.001 -$100,000 =$100.001 -$1,000,000 =$1,000,001 -$5.000.000 =More than $5.000.000 Value Codes =$15,000 less K=$15,001 -$50.000 =$50.00I -S100.000 =$100.00 -$250.000 
(Sec Columns and 03) =$250.001 -$500.000 =$500,00 -$1,000.000 =$1,000,001 -$5.000,000 =$5.000,001 -$25.000.000 =$25.000.001 -$50,000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment Cash Market 
(Sec Column C2) =Book Value V=Othcr =Estimated 
 
 
08/23/2012 
REINHARDT, STEPHEN 
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
Income durmg Gross value end Transactions during reporting period 
 
(including trust assets) reportmg period reportmg period 
(2) 
(2) (I) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Place (X) after each asset 
Code 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gam Codes: 41.000 less 41,001 -$2.500 42.501 -$5,000 D=$5.00I -$15,000 415,001 -$50.000 
(See Columns and D4) =$50.001 -$100,000 =$100.001-$1.000,000 41.000.001 -$5.000.000 fl2 =More than $5.000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 
(See Columns and 03) =$250.001 -$500.000 =$500.001 -$1.000.000 =$1.000.001 -$5.000,000 =$5.000.001 -$25.000,000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes Q=Apprmsal =Cost (Real Estate Only) =Assessm ent =Cash Market 
(See Column Cl) =Book Value =Other =l:stnnatcd 
 
 
 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income dunng Gross value end Transactions during reporting period 
(including trust assets) reportmg period reporting period 
 
(I) 
(2) (2) (I) (2) (3) 
(4) 
(5) 
 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity Code 
exempt from prior disclosure div., rent, Code2 Method buy, sell, mrn!dd/yy Code2 Code buyer/seller (A-H) int) (J-P) 	Code redemption) (J-P) (A-H) (if pnvate (Q-W) transaction) 
154. 	 
-PRUDENTIAL JENNISON HEALTH Dividend Buy 08/18/11 SCIENCES FUND 
 
155. 
-PRUDENTIAL JENNISON HEAL Sold 11/16/11 SCIENCES FUND (part) 
 
156. 
-PRUDENTIAL JENNISON HEAL Sold 12/27/11 SCIENCES FUND (part) 
 
157. 
-RIDGEWORTH SEIX FLOATING RATE Dividend Buy 03/18/11 HIGH YLD FUND 
 
158. 	 
-RIDGEWORTH SEJX FLOATING RATE Buy 
 
 
12/27/11 Income Gam Codes =$1.000 less 41,001 -$2.500 =$2.SOt -$5,000 D=$5,00t -$15,000 415,001 -$50.000 
(Sec Columns and 04) =$50.001 -$100,000 =$!00.00 -$1,000.000 Ill =$1.000,001 -$5.000.000 More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.00I -$500.000 =$500.00 -$1,000.000 =$1.000.00t -$5,000,000 =$5,000,00t -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Othcr W=Estnnatcd 
 
 
 
08/23/2012 
REINHARDT, STEPHEN 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including tru;t assets) reportmg penod reporting period 
 
(!) 
(2) 
(I) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date 
(3) Value 
(5) 
Gam Identity 
exempt from pnor disclosure 
171. 	-VAN GUARD INTMDT TERM TAX EXEMPT BOND FUND 
172. -VAN GUARD INTMDT TERM TAX EXEMPT BOND FUND 
173. 
-WASATCH LONG/SHORT FUND 
 
174. 
-WASATCH LONG/SHORT FUND 
 
 
Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
Buy 12/27/11 
(add!) 
 
Sold 08/18/11 
(part) 
None Buy 08/18/11 
Buy 12/28/11 Income Gam Codes =$1.000 less =$1,00 -$2.500 =$2,501 -$5,000 0=$5.001-$15,000 415,001 -$50.000 
(Sec Columns and 04) =$50.001 -$100,000 =$100,001 -$1,000.000 =$1.000,001 -$5.000.000 fl2 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.00 -$500.000 =$500,00 -$1,000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes Q=AppraJSal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =l:st1mated 
 
 
08/23/2012 
REINHARDT, STEPHEN 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting penod ofreporting period 
 
{I) 
(2) (2) (2) 
(3) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gam Codes. 41.000 less 41.001 -$2.500 =$2.501 -$5,000 =$5.001 -$15,000 =$15,001 -$50.000 
(See Columns and D4) =$50,001  $100,000 =$100,001  $1,000.000 =$1,000,001  $5,000.000 =More than $5,000,000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.00I -$250.000 
(Sec Columns and D3) =$250,00 -$500.000 =$500,001  $1,000.000 =$1,000.001  $5,000,000 =$5,000,001 -$25,000,000 =$25.000.001  $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V=Othcr =Estimated 
 
 
08/23/2012 
REINHARDT, STEPHEN 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes t1tose spouse and dependent children; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end Transactions during reporting period 
 
(including trust assets) reportmg period reporting period 
(I) (2) (3) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transact10n) 
 
205. 
-GOLDMAN SACHS GRWTH Sold 01/10/11 OPPORTUNTIY FUND (#4486) 
 
206. 
-GOLDMAN SACHS BRIC FUND INST Buy 01/03/11 
 
 
(#4486) Income Garn Codes =$1.000 less =$1,001 -$2,500 c=$2,50! -$5,000 =$5.001 -$15,000 =$15,001 -$50,000 
(Sec Columns and 04) =$50.001 -$100,000 =$100,001-$1,000,000 =$1,000,001 -$5.000.000 112=More than $5,000.000 Value Codes J=$15,000 less K=$15,00I -$50.000 =$50.00 -$I 00.000 =$!00.001 -$250.000 
(Sec Columns and D3) N=$250,00 -$500.000 0=$500,00 -$1,000,000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes Q=Apprmsal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) U=Book Value V=Other W=Estimatcd 
 
 
 
 
08/23/2012 
REINHARDT, STEPHEN 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dunng reporting penod 
(includmg trust assets) reporting period ofreporting period 
 
(I) 
(2) (2) 
(!) 
(2) 
(3) (5) 
Place (X) after each asset 
Amount Type e.g., Value Value Type (e.g., Date Value Gam Identity 
Code 
exempt from prior disclosure 
div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code 
redemption) (A-H) (ifpnvate 
(Q-W) transaction) 
222. -DRIEHAUS ACTIVE INCOME FUND Sold 10/26/11 
(#1004) (part) 
 
223. 
-FRANKLIN FED TAX FREE INCOME Buy 0611311 FUND (#1004) 
 
224. 
-FRANKLIN FED TAX FREE INCOME Sold 09/16/11 FUND (#1004) 
 
225. 
-GABELLI ABC FUND ADVISOR Buy 06/13/11 CLASS (#1004) Income Gam Codes =$1.000 less =$1,001 -$2.500 =$2.501 -$5.000 D=$5.001  $15.000 =$15.001 -$50.000 
(Sec Columns and D4) F=$50,001-$100,000 =$100,001 -$1,000.000 =$1,000,001 -$5.000.000 112 =More than $5,000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100,000 =$100.00 -$250.000 
(Sec Columns and 03) =$250,00 -$500,000 =$500,00 -$1,000.000 =$1.000,001 -$5,000,000 =$5.000.001 -$25.000.000 =$25.000.001 -$50,000,000 =More than $50.000,000 Value Method Codes Q=Appra1Sal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
08/23/2012 
REINHARDT, STEPHEN 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income durmg Gross value end Transactions dunng reporting period 
(including trust assets) reporting penod reporting period 
 
(I) (2) (I) (2) 
(3) (4) (5) 
Place (X) after each asset exempt from prior disclosure 
239. 	 
-!SHARES SP GLBL UTILITIES INDEX FUND (#1004) 
 
240. 	 
-!SHARES SP GLBL CONSUME STAPLES INDEX FUND (#1004) 
 
241. 
-!SHARES SP GLBL CONSUME STAPLES INDEX FUND (#1004) 
 
242. 
-!SHARES SP GLBL CONSUME STAPLES INDEX FUND (#1004) 
 
243. 
-MSIF INC INTERNATIONAL FUND 
 
 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity Code 
div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
Sold 09/16/11 
Buy 06113/1 
Buy 08/02/11 (add!) 
Sold 09/16/11 
Buy 06/13/11 Income Gam Codes =$1.000 less =$1.001-$2.500 =$2.501 -$5.000 =$5.001 -$15,000 415.001 -$50.000 
(Sec Columns and 04) F=$50.001 -$100,000 =$100,00 -$1,000.000 41.000,001 -$5.000.000 ll2 =More than $5.000,000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00 -$100.000 =$100.001 -$250.000 
(See Columns and 03) =$250.00 I-$500.000 =$500.00 -$1,000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000,000 =$25.000.00 I-$50.000.000 =More than $50,000,000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) =Book Value =Other =.E:.stimatcd 
 
 
REINHARDT, STEPHEN 
08/23/2012 
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reportmg period 
(includmg trust assets) reporting period ofreporting period 
 
(1) (2) (I) (2) (I) (2) (3) (4) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) Code3 redemption) (J-P) (A-H) (ifpnvate 
(Q-W) 	transaction) 
256. 	 
-RIDGEWORTH SEIX FLOATING RATE Buy 09116111 HIGH YLD FUND (#1004) (add!) 
 
257. 	 
-RIDGEWORTH SEIX FLOATING RATE Sold 1/28/11 
 
 
HIGH YLD FUND (#1004) 	(part) 
258. ROWE PRICE INTL BOND FUND Buy 06/13/11 ADVISOR CLASS (#1004) 
 
259. ROWE PRICE INTL BOND FUND Sold 1/28/11 ADVISOR CLASS (#1004) Income Gam Codes I.000 less $1.001  $2.500 $2.501 -$5.000 D=$5.001 -$15.000 415,001 -$50,000 
(Sec Columns and 04) =$50.001 -$100,000 =$100.001 -$1.000,000 41.000,001 -$5,000.000 More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.001 -$500.000 0=$500.00 -$1.000.000 =$1.000.001 -$5,000,000 =$5.000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000,000 Valuc Method Codes Q=Apprmsal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Othcr =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc1udes those spouse and dependent c1111dren; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dunng reportmg penod (includmg trust assets) reportmg period reporting period 
(I) (2) (1) (I) (2) 
(3) (4) (5) 
Place (X) after each asset exempt from pnor disclosure Amount Code (A-H) Type (e.g., div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd/yy Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) 
273. -WASATCH LONG/SHORT FUND (#1004) Sold (part) 10/26/11 
 
274. 
-ACACIA PARTNERS, L.P. 
 
275. 
-POETIC LICENSE PARTNERS, See Note 
 
276. 
-CITY NATIONAL BANK CHECKING #095 Income Gam Codes =$1.000 Jess 41,001 -$2.500 c=$2.501 -$5,000 D=$5.001-$15.000 415,001 -$50,000 
(Sec Columns and D4) =$50.001 -$100,000 =$100.00 -$1.000.000 =$1.000,001 -$5.000.000 112 =More than $5.000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$!00.000 =$100.00 -$250.000 
{Sec Columns and 03) =$250.00I -$500.000 0=$500,001 -$1,000.000 =$1.000.001 -$5,000.000 =$5.000,001 -$25,000,000 =$25,000.001 -$50.000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(See Column C2) =Book Value V=Other W=Estnnated 
 
 
08/23/2012 
REINHARDT, STEPHEN 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income durmg Gross value end Transacllons during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) (I) 
(I) 
(3) (4) 
(5) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd/yy Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) 
290. -BLACKROCK HIGH YLD BOND FUND (#4395) Sold 01/03/11 Income Gain Codes =$1.000 less 41.001 -$2.500 =$2.501 -$5,000 D=$5,001-$15.000 =$15,001 -$50.000 
(See Columns and D4) =$50,001  $100,000 =$100.001 -$1.000.000 =$1,000,001 -$5,000.000 =More than $5,000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50,001 -$!00.000 =$100.00 -$250.000 
(Sec Columns and D3) =$250.00 -$500.000 =$500.00 -$1.000.000 =$1.000,001 -$5,000,000 =$5.000,001 -$25,000.000 =$25,000.00 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column Cl) =Book Value =Other W=Est1mated 
 
 
08/23/2012 
REINHARDT, STEPHEN 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offilinc instructions.J NONE (No reportable income, assets, transactions.) 
Descript10n Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reportmg period reporting period 
 
(I) (I) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transact10n) Income Garn Codes =$1.000 less 41,001 -$2.500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50.001 -$100,000 =$100,001 -$1.000.000 =$1.000,001 -$5,000.000 112 =More than $5,000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50,001 -$100.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.001 -$500.000 =$500,001 -$1,000.000 =$1,000,001 -$5,000,000 =$5.000,001 -$25,000.000 =$25.000.001 -$50.000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other W=Est1matcd 
 
 
08/23/2012 
REINHARDT, STEPHEN 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income durmg Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
 
(5) 
Place (X) after each asset exempt from prior disclosure 
324. 	 
-!SHARES SP GLBL UTILITIES INDEX FUND (#1012) 
 
325. 
-!SHARES SP GLBL UTILITIES 
 
 
INDEX FUND (#1012) 
326. -!SHARES SP GLBL UTILITIES INDEX FUND (#1012) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transactton) 
Buy 03/17/11 
 
Buy 08/02/11 
(add!) 
Sold 07/27/11 (part) Income Gam Codes =$1.000 less =$1,001 -$2.500 =$2.501 -$5,000 =$5.001 -$15,000 415,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100.001 -$1,000.000 41.000.001  $5.000.000 112 =More than $5.000.000 Value Codes 415,000 less =$15.001 -$50.000 =$50.00  00.000 =$100.001 -$250.000 
(See Columns and D3) =$250.00 -$500.000 =$500,00 -$1,000.000 =$1,000.001 -$5,000.000 =$5.000.001  $25,000.000 =$25.000.001 -$50.000.000 =More than $50.000,000 Value Method Codes Q=Apprmsal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other W=Estunated 
 
 
 
08/23/2012 
REINHARDT, STEPHEN 
VII. INVESTMENTS and TRUSTS --income, va1ue, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing 
instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income durmg Gross value end Transactions during reporting period 
(includmg trust assets) reporting penod reportmg period 
 
(I) 
(2) 
(I) (2) (I) 
(3) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Garn Codes =$1.000 less =$1,001 -$2.500 =$2.501 -$5,000 =$5,001 -$15,000 =$15,001-$50.000 
(See Columns and D4) =$50.00! -$100,000 =$100.001 -$1.000.000 Ill =$1.000,001 $5,000,000 112 =More than $5,000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.00 -$250,000 
(See Columns and D3) =$250.00 -$500.000 =$500,00 -$1.000.000 =$1.000.001 -$5.000,000 =$5.000,001 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes Q=Apprmsal =Cost (Real estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =1:.stunatcd 
 
 
Date Report 
Name Person Reporting 
08/23/2012 
REINHARDT, STEPHEN 
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1ncludes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Descript10n Assets Income during Gross value end Transactions during reporting penod 
(including trust assets) reporting penod ofreporting period 
 
(2) (2) (3) 
 
(1) 
(2) 
(1) 
(X) 
Place after each asset 
IA.mount Type (e.g., Value Code 
Value Type (e.g., Date Value Gain Identity 
mm/dd/yy Code2 Code buyer/sellerexempt from prior disclosure div., rent, Code2 Method buy, sell, 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (ifpnvate (Q-W) transaction) 
358. 359. -VAN GUARD INTMDT TERM TAX EXEMPT BOND FUND (#1012) -VAN GUARD INTMDT TERM TAX EXEMPT BOND FUND (#1012) Buy Buy (add!) 03/17/11 11/16/11 
360. -VANGUARD INTMDT TERM TAX EXEMPT BOND FUND (#I 012) Sold (part) 09/16/11 
361. -WASATCH LONG/SHORT FUND (#1012) Buy 09/16/11 
362. -WASATCH LONG/SHORT FUND (#1012) Sold (part) 11/16/11 
363. -CITY NATIONAL BANK CHECKJNG #087 Income Gam Codes. =$1.000 less =$1 ,001 -$2.500 =$2,501 -$5,000 0=$5,001 -$15,000 =$15,001 -$50,000 
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 =$1,000,001 -$5.000.000 =More than $5,000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001  $100.000 =$100.001 -$250.000 
(Sec Columns and DJ) =$250.00 -$500.000 =$500,00 -$1,000.000 =$1,000.001 -$5,000,000 =$5.000,001 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes Q=Apprmsal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting 
Date Report 
08/23/2012 
REINHARDT, STEPHEN 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicate partofreport.) 
NOTE Part VII, lines 20, 21and -The IRA account line closed 3/16/11 and the assets were moved new account, Stonnington #1053 shown line (header) through line The only asset move the new account from the old was the Pershing MMKT fund line 20, which shown having merged with the new Pershing MMKT listed line 22. 
NOTE 
Part VII, lines 112, 122, 123 and 124 -The brokerage account line 112 closed 3/17/11 and the assets were moved new account, Stonnington 
#1046 shown line 123 (header) through line 196. The only asset move the new account was the FDIC insured deposits money market fund line 122, 
which shown having been merged the same fund line 124. 
 
NOTE employer, the ACLU. Part VII lines through 111 -This account deferred salary plan held Merrill Lynch trustee, sponsored 
NOTE Part VII, line the prior year disclosure report this item was listed Blackrock Portfolio. The fund changed its name Blackrock Core 
Bond Portfolio result institutional merger 7/19/11. 
NOTE 
Part VII, lines 201 and 275 -We are still waiting for the year 2011 K-1 relating the Poetic License Partners, partnership line 275. result, 
both the income and gross value codes columns and for the Trust Exempt Con line 201 have been estimated necessary, amended disclosure 
report will filed upon our receipt the K-1. 
 
 
08/23/2012 
REINHARDT, STEPHEN 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: STEPHEN REINHARDT 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544