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Judicial Watch • Susan J. Dlott – 2007

Susan J. Dlott – 2007

Susan J. Dlott – 2007

Page 1: Susan J. Dlott – 2007

Category:Federal Judges

Number of Pages:30

Date Created:November 10, 2008

Date Uploaded to the Library:October 11, 2014

Tags:Susan J Dlott, SUSAN, 2007, assets, INVESTMENTS, transactions, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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JJ[ 4.e out4.ern Jfliiitrid 4io 
mmn Jj. Jfllott (513) 5.64-7.630 
227 l}:lott.er t.emrt --Qlourt4ouii.e 
Jflistrid JJuog.e 
 
 
@in.cinnati, 4io 45202 
 
 
VIA FEDERAL EXPRESS 
,.._, 
May 19, 2008 ex> ::;::: ::i> :::0 
Judicial Conference the United States [Tl oJ:> ..,.., 
Committee Financial Disclosure 
Judge Ortrie Smith, Chair 
One Columbus Circle, .E. 
Washington, D.C. 20544 
 
Re: 2007 Financial Disclosure Judge Susan Dlott Dear Judge Smith: Pursuant your letter dated May 2008, indicating additional information was needed for 
2007 Financial Disclosure, please find the amended forms. There one original and three copies the amended Financial Disclosure enclosed that was completed accountant. you need any further information, please contact the number above. 
 
 
 
Enclosures 
,......,= :::--; (;_, :r-,. r--.,.::.. ;iJ ;,c:Pl _2 
O}> -,-ii 
1 c.n 
 
 
BUSINESS CONSULTANTS 
 
May 15, 2008 
Judicial Conference the United States Committee Financial Disclosure Judge Ortrie Smith, Chair One Columbus Circle, N.E. Washington, D.C. 20544 
Re: Calendar Year 2007 Filing -Honorable Susan Dlott 
Dear Judge Smith: response the attached letter dated May 2008, have amended the 2007 report and made the necessary corrections which have been attached. 
Part VII, page lines are cash held the Johnson Investment Company, Custodian Bancorp, money market funds (line Ohio), (line FOC). 
Part VII, page 11, line 129 prior report noted Southland Life Insurance which was closed out 2006 and not noted the computer form such. This has been explained the additional information section. 
 
 
CINCINNATI COLUMBUS DAYTON MIDDLETOWN SPRINGFIELD GovemmentActofl978 
Rev. 112008 
FOR CALENDAR YEAR 2007 USC opp. 101-111) Person Reporting (last name, first, middle initial) DLOTT, SUSAN Court Organization SOUTHERN DISTRICT OHIO Date Repori 3/10/2008 Title (Article judges indicate active senior status; magistrate judges indicate full-or part-time) DIST JUDGE-ACTIVE Sa. Report Type (check appropriate type} Nomination, Date o Initial [Z] Annual Sb. [Z] Amended Report Final Reporting Period 01/01/2007 12/31/2007 Chambers Office Address COURT HOUSE 2ND FLOOR ROOM 227 CINCINNATI OHIO 45202 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable Jaws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 offtling instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY CO-PERSONAL REPRESENT TTVE 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 ftling instructions.) 
[ZJ NONE (No reportable agreements.) 
 
PAR TIES AND TERMS 
 
 
 
 
 
Date Report 
DLOTf, SUSAN 
3/10/2008 N-INVESTMENT ME. (Reporting individual and spouse; see PP 17-24 filing instructions.) Filers Non-Investment Income 
[ZJ NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE INCOME 
(yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this seetion. 
{Dollar amount not required except for honoraria.) 
[ZJ NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
 
IV. REIMBURSEMENTS -transportation, lodging, food, enJertainmenL 
{Includes those spouse a.nd dependentchildren; see pp. 25-27 filing instructions.) 
[ZJ NONE (No reportable reimbursements.) 
 
Date Report 
DLOTT, SUSAN 
3/10/2008 GIFTS. (lndudes those spouse and dependent children; see pp. 28-31 ]ding instructWns.) 
[ZJ NONE (No reportable gifts.) 
SOURCE DESCRIPTION 
 
VALUE 
 
 
VJ. LIABJIJTIES. (Includes those spouse and dependent children; see pp. 32-33 ]tling instructions.) 
[ZJ NONE (No reportable liabilities.) 
 
VALUE CODE 
 
 
 
 
 
 
 
Date Report 
DLOTI, SUSAN 
3/10/2008 
VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; pp. 34-60 fzling instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dilling reporting period 
(including trust assets) reporting period reporting period 
 
(I) 
(2) (!) (2) (I) (2) (3) (5) 
Type (e.g., 
Value 
Value Type (e.g., 
Date 
Value 
Place (X) after each asset Amount 
Identity 
Gain 
Code 
div., rent, 
Method buy, sell, 
Month- 
Code 
Code 
Code 
buyer/seller 
exempt from prior disclosure (A-H) 
Code redemption) 
Day int.) 
(J-P) 
(J-P) 
(Q--W) BOND-GREEN omo INCOME TAX Interest BUY 10-23 
COMM. LEARNING CENTER-6/1114 
 
(if private transaction) 
BOND-AKRON omo SEWER SYS REV Interest PARTIAL 12-1 SERIES 1998 4.6% DUEI2/1109 SALE 
BOND-BLUE ASH SERV GARAGE Interest FIREHOUSE DUE 1111/l0 
BOND-CINCINNATI omo CITY SCHL Interest FAC CONS IMPR 5%DUE12/1/09 
BOND-FRANKLIN CO,OH HOSP REV 
 
 
Interest Income Gain Codes: 11,000 less 11,001 -$2,500 12,501 -$5,000 15,001 -$15,000 Es15,001 -$50,000 
(Sec Colmnns and D4) $50,001 -$100,000 1100,001 -$1,000,000 $1,000,001 -$5,000,000 More than $5,000,000 Value Codes $15,000 less 115,001 -$50,000 L$50,00l -$100,000 $100,001 -$250,000 
(Sec Colmnns and D3) $250,001 -$500,000 1500,001 -$1,000,000 $1,000,001 -$5,000,000 45,000,001 -$25,000,000 425,000,001 -$50,000,000 More than $50,000,000 Value Method Codes Appraisal ost (Real Estate Only) sAss=cnt T=Oish Marlcet 
(Sec Column C2) U=BookVaJue Ver =Estimated 
 
 
3/10/2008 
DLOTT, SUSAN 
VIl. mvESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 .ruwc mstructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) 
Place (X) after each asset exempt from prior disclosure 
18. -SHS AMERICAN INTERNATIONAL 
reporting period 
Amount 
Code 
(A-H) 
(2) 
Type (e.g., 
 
div., rent, int.) 
 
Dividend 
reporting period 
(!) Value Code (J-P) (2) Date Month Day 
(2) Value Method Code (Q-W) (!) Type (e.g., buy, sell, redemption) 
SELL 
 
12-19 
(3) (4) (5) 
Value Gain Identity 
Code Code buyer/seller 
(J-P) (A-H) (ifprivate 
transaction) 
19. 
-SHS TARGET CORP Dividend 
 
20. 
FIFTH THIRD BANK CHECKING Interest 
 
21. 
FED ERA TED MUNI CASH Interest Jacome Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001  $15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 kss =$15,001 -$50,000 L=$50,00! -$100,000 =$100,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Apprusal =Cost (Real Estate Only) =Assessment =Ca.sh Market 
(See Column C2) U=BookValoe V=Other =Estimated 
 
 
Date Report 
FJNANCIAL DISCLOSURE REPORT Page 6of14 
DLOTT, SUSAN 
3/10/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP. 34-60 fzling instrudions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dwing reporting period 
(including trust assets) reporting period reporting period 
 
(2) 
(2) 
Place (X) after each asset 
(3) (4) 
(2) 
Value Type (e.g., 
Amount Type (e.g., 
Value 
Date 
Value Gain 
Identity 
Code div., rent, 
Code 
Method 
buy, sell, 
Code 
Month 
exempt from prior disclosure 
Code 
buyer/seller 
(A-H) int.) 
Code 
redemption) 
Day 
(if private 
(J-P) (A-HJ 
transaction) 
(Q-W) 
SHS !SHARES SP SMALLCAP 600 Dividend 
SHS MICROSOFT CORP Dividend 
SHS ORACLE CORP None 
38. 
SHS PEPSICO INC Dividend 
 
39. 
FANNIE MAE Distribution 
 
40. 
SHS WALGREEN Dividend Income Gain Codes: Al.OOOor less l.001 -$2,500 $2,501 -$5,000 5.001 -$15,000 $15,001 -$50,000 
(See Columns and D4) F$50,001-$100,000 $100,001 -$1,000,000 s1.ooo,0-01 -15,ooo,ooo More: than $5,000,000 Value Codes $15,000 kss 15,001 -$50,000 s50,001-s100,ooo $100,001-$250,000 
(See Columns and D3) 250,0-01 -$500,000 s500,001 -s1,ooo,00-0 1,000,001 -$5,000,000 5,0-00,001 -$25,000,0-00 $25,0-00,001 -$50,000,000 More than $50,000,000 Value Method Codes Appraisal (Real Estate Only) =Assessment TCash Market 
(See Column C2) UBookValue VIlther w_Estimated 
 
Date Report 
3/10/2008 
DLOTT, SUSAN 
VII. rnvESTMENTS and STS -instructWns.) 
income, value, transactions Oncludes those spouse and dependent children; see PP 34-60 filing NONE (No reportable income, assets, transactions.) 
Income during Gross value end Trans actions during reporting period 
reporting period reporting period 
(1) (2) (1) (2) (1) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code2 Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J-P) Code red=iption) Day (J-P) (A-HJ (if private 
(Q-W) transac tion) 
 
None Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
52. LINE INTENTIONALLY LEFT BLANK 
(SEE PART VIII) 
SHS AMGEN INC None SELL 12-18 
 
54. 
SHS FIFTH THIRD BANCORP Dividend SELL 
1-17 
55. SHS JOHNSON CONTROLS INC Dividend Income Ga.in Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 t.=$50,001-$100,000 M=$100,001 -$250,000 
(See< Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Maiket 
(See Colmnn C2) =Book alne =Other W=Estimated 
 
 
Date Report 
DLOTT, SUSAN 
3/10/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instrudwns.J NONE (No reportable income, assets, transactions) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) 
(3) 
(2) 
(2) (l) (2) (1) 
(5) 
Plac (X) after each asset Amount Type (e.g., Value Value Type (e.g., 
exempt from prior disclosure Code div., rent, Code Method buy, sell, 
(A-H) int.) (J-P) Code redemption) 
(Q-W) 
 
137. 
SHS LOWES COMPANIES INC Dividend 
 
138. 
PORTFOLIO RECOVERY ASSOCIATE Dividend 
 
139. 
SECTOR SPDR SHS BEN Dividend AMERICAN INTL GROUP 
 
 
Date 
Month- 
Day 
 
Value Gain Idaitity 
Code Code buyer/seller 
(J-P) (A-H) (if private 
transaction) Income Gain Codes: 1,000 less 9:1,001 -$2,500 9:2,501 -$5,000 $5,001 -$15,000 s15,001 s5o,ooo 
(S