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Judicial Watch • Thomas A. Higgins – 2004

Thomas A. Higgins – 2004

Thomas A. Higgins – 2004

Page 1: Thomas A. Higgins – 2004

Category:Federal Judges

Number of Pages:11

Date Created:September 1, 2006

Date Uploaded to the Library:October 30, 2014

Tags:Thomas A Higgins, Morgan, Stanley, thomas, 2004, INVESTMENTS, transactions, TRUSTS, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. 1/2004 
FOR CALENDAR YEAR 2004 U.S.C. app.  101-111) Person Reporting (Last name, First name, Middle initial) Court Organization Date Report 
Higgins, Thomas Middle District Tennessee 511112005 Title (Article III Judges indicate active senior status; ReportType (check appropriate type) Reporting Period 
magistrate judges indicate full-or part-time) Nomination, Date 1/1/2004 
U.S. District Judge (Senior) Initial Annual Final 12/31/2004 Chambers Office Address the basis the information contained this Report and any 
770 U.S. Courthouse modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. 
801 Broadway 
 
Date 
Nashville, 37203 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; si:e pp. 9-13 offiling instructions) 
 NONE -(No reportable positions.) 
POSITION NAME ORGANATIONffiNTITY 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 offiling instructions) 
 	NONE -(No reportable agreements.) PARTIES AND TERMS 
(_/) 
r--., 
o(/):;;;:: c:l> :::. ::e flCJ 
--q 
........  
....,, 
;i::.. 
--< Spouses Non-Investment Income -(If you were married during any portion the reporting year, please complete this section. Dollar amount not required except for honoraria.) 
 NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
IV. 	REIMBURSEMENTS --transportation, lodging, food, entertainment. (Includes those spouse and dependent children. See pp. 25-27 instructions.) 
 NONE (No such reportable reimbursements.) 
 
SOURCE 	DESCRIPTION GIFTS. 
 NONE (No such reportable gifts.) 
 
 
 
VALUE CODE 
VII. INVESTMENTS and TRUSTS -income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
Transactions during reporting period 
Income during Gross value end 
Description Assets reporting period reporting period (including trust assets) not exempt from disclosure 
(1) (2) (1) (2) (1) 
(2) 
Place (X) after each asset exempt Type (e.g. 
Amount Type (e.g. Value Value Date: 
Identity Value Gain 
from prior disclosure Code Method buy, sell, Month-Code Code buyer/sellerCode div. rent. 
merger, (Q-W) redemption) 1-n transaction) int.) (J-P) Code Day (J-P) (A-(if private 
DNONE (No reportable income, assets, transactions) Farm, Williamson Co., -2/3 undivided Rent Partial Gift 12122 See note Part VIII 
Interest 
Active Asset Acct. No. 
 
 
Morgan Stanley Tax Exempt Sec. Fund Dividend 
Morgan Stanley Dividend Growth Fund Dividend 
Morgan Stanley American Opportunities Fund None 
Capital Opportunities Trust None Partial Gift 12/14 Diocese Nashville 
 
 
Equally Weighted SP 500 None Recdfm 12/21 IRA 
Active Asset Acct. No. 
JO. Morgan Stanley Exempt Sec. Fund Dividend 
Morgan Stanley American Value Fund Dividend 
12. 
TCW/DW Latin American Growth Fund Dividend 
 
13. 
MSDW Competitive Edge BIP Fund Dividend 
 
14. 
Morgan Stanley SP Select Fund Dividend 
 
15. 
Morgan Stanley Strategist Fund Dividend 
 
16. 
Morgan Stanley Dividend Growth Fund Dividend 
 
 
VanKampen America Cap. Equity Fund Dividend 
17. 
18. Morgan Stanley Active Asset Money Trust Dividend 
(See ColuinnsD1and03} .=S:!5.0,000,$SOO;OOO  : :  $soo;(>o1$J,0Qil,-000 ... . . . .. ss;ooo;oo:10$2s,ooo,o.oo 
Method    
   
 
Date Report 
Name Person Reporting 
Higgins, Thomas 
5/11/2005 
VII. INVESTMENTS and TRUSTS -income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
Income during Gross value end Transactions during reporting period 
Description Assets reporting period reporting period 
(including trust assets) 
(1) (2) (1) (2) (1) not exempt from disclosure 
(2) (3) (4) (5) 
Place (X) after each asset exempt Amotmt Type (e.g. Value Value Type (e.g. Date: Value Gain Identity 
from prior disclosure Code div. rent. Code Method buy, sell, Month- Code Code buyer/seller -H) int.) (J-P) Code merger, Day (J-P) (if private 
(Q-W) redemption) transaction) 
 
19. Altria Group, Inc. (Common) Dividend Buy 8/27 Market 
20. Morgan Stanley IRA Acct. No. Divlnt 
21. 
-Morgan Stanley Liquid Asset Fund 
 
22. 
-DW Spectrum Balanced 
 
23. 
-DW Spectrum Strategic 
 
24. 
-DW Spectrum Tech. 
 
25. 
-American Opportunities 
 
 
-International Smallcap 
26. 
27. 
-Special Value Fund 
 
28. 
-Value Added MKT Ser/Egy 
 
29. 
-VanKampen Growth Income 
 
30. 
-MSIF Core Plus Fixed Inc. 
 
31. 
-MSIF Small Cap. 
 
 
-VanKampen Aggressive Growth 
32. 
33. -VanKampen Comstock 
-MS Charter MSFCM 
35. 
-MS Charter Graham 
 
36. 
Morgan Stanley IRA Account No. Dividend 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transcations (includes those the spouse and depndent children. See pp. 34-57 offiling instructions.) 
Income dwing Gross value end Transactions during reporting period 
Description Assets 
reporting period reporting period 
(including trust assets) not exempt from disclosure 
(I) (2) (I) (2) (I) (2) (3) 
Place (X) after each asset exempt 
from prior disclosure Value Value Type (e.g. Date: Value Gain Identity Amount Type Code Method buy, sell, Monthbuyer/sellerCode div. Code Coderent. Code3 merger, Day 
redemption) (if private int.) (J-P) 
(A-H) transaction) 
-Morgan Stanley Div. Growth Fund 
38. -Morgan Stanley Information Fund 
-Financial Services Trust 
40. 
-Value Added Mkt Ser/Eqy 
 
41. 
-Amerian Opportunities Fd. 
 
42. 
Boston Financial Qualified Tax Credits L.P.V. Interest 
 
43. 
Unimproved Land, Humphreys Co., 1/2 None See note Part 
undivided interest VIII 
Sears Municipal (tax free bond} Interest 
45. Unimproved Land, Humphreys Co., 112 None See note Part 
undivided interest VIII 
46. 
Shares Common MONY Group, Inc. Dividend Sold 7/26 AXA Financial 
 
47. 
Shares Common MONY Group, Inc. Dividend Sold 7/26 AXA Financial 
 
48. 
Shares Common MONY Group, Inc. Dividend Sold 7/26 AXA Financial 
 
 
Bank America Account Interest 
49. 
Shares Common Nationwide Financial Services, Inc. Dividend 
50. 
Provident Mutual Whole Life Dividend 
51. 
Mutual New York Whole Life Dividend 
Trust Div. Int. 
53. 
-SunTrust Tenn. Reserve Fund (Money Market Funds) Valu;:MethodCodes : 
Date Report 
Name Person Reporting 
Higgins, Thomas 
5/11/2005 
VII. INVESTMENTS and TRUSTS -income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 tiling instrucuons.J 
Income during Gross value end Transactions during reporting period 
Description Assets 
reporting period reporting period including trust assets) not exempt from disclosure 
(I) (2) (I) (2) (I) 
(2) (3) (4) Place (X) after each asset exempt Type e.g. Date: 
Amount Type (e.g. Value Value Identity Value Gain 
from prior disclosure 
buy, sell, Month- 
Code div. rent. Code2 Method Code2 Code buyer/seller 
(A-H) int.) 
merger, Day 
Code (J-P) (A-(ifprivate 
redemption) 
(Q-W) ll transaction) 
55. -Consolidated Edison (Bond) Redeemed 311 Issuer 
56. -Allstate Corp (Bond) 
-FPL Group Capital Inc. (Bond) 
58. -Stanley WKS (Bond) 
-DuPont DeNemours Co. (Bond) 
60. 
-Wells Fargo Co. (Bond) 
 
61. 
-Citicorp (Bond) 
 
62. 
-Caterpillar Inc. (Bond) 
 
63. 
-Deere Co. (Bond) 
 
64. 
-Insured Municipals Income (TR) (Mut. Fund) 
 
65. 
-Municipal Insd Nat! (Mut. Fund) 
 
66. 
-Harley Davidson Inc. (Common) 
 
67. 
-Limited Brands Inc. (Common) 
 
68. 
-Anheuser Busch Inc. (Cominon) 
 
69. 
-Pepsico Inc. (Common) 
 
70. 
-Sysco Corp. (Common) 
 
71. 
-WalMart Stores (Common) 
 
72. 
-Walgreen Co. (Common) 
 
 
VIL INVESTMENTS and TRUSTS --income, value, transcations (mcludes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
Income dwing Gross value end Transactions dwing reporting period Description Assets reporting period reporting period (including trust assets) Ifnot exempt from disclosure 
(1) (2) (I) (2) (I) 
(2) (3) (4) (5) 
Place (X) after each asset exempt from prior disclosure Amount Code Type (e.g. div. rent: Value Code Value Method Type (e.g. buy, sell, Date: Month- Value Code Gain Code Identity buyer/seller 
(A-H) int.) (J-P) Code (Q-W) merger, redemption) Day (J-P) (AH (if private transaction) 
 
73. -Apache Corp. (Common) 
-Chevron Texaco Corp. (Common) 
75. 
-Exxon Mobil Corp. (Common) 
 
76. 
-American IntI Group Inc. (Common) 
 
77. 
-Fannie Mae (Common) 
 
78. 
-Jefferson Pilot Corp. (Common) 
 
79. 
-SunTrust Bank (Common) 
 
80. 
-Biomet Inc. (Common) 
 
81. 
-Johnson Johnson (Common) 
 
82. 
-Lilly Eli Co. (Common) 
 
83. 
-Medtronic Inc. (Common) 
 
84. 
-Pfizer Inc. (Common) 
 
85. 
-Wellpoint Health Networks (Common) 
 
86. 
-General Electric Co. (Common) 
 
87. 
-Affiliated Computers SVCS (Common) 
 
88. 
-Automatic Data Processing Inc. (Common) 
 
89. 
-Cicso Systems (Common) 
 
90. 
-Dell Inc. (Common) Partial sale 11123 Market 
 
 
Date Report 
Name Person Reporting 
Higgins, Thomas 
5/11/2005 
VII. INVESTMENTS and TRUSTS -income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
Income during Gross value end Transactions during reporting period 
Description Assets 
reporting period reporting period 
(including trust assets) not exempt from disclosure 
(I) 
(2) 
(I) 
(2) (2) (3) (5) 
Place (X) after eacf asset exempt Value Value Type (e.g. Date: Value Gain Identity Amoimt Typefrom prior disclosure Code Method buy, sell, Month-Code Code buyer/sellerCode div. rent. -H) int.) (J-P) Code merger, Day (J-P) (A-(if private (Q-W) redemption) 1-l transaction) 
91. -Intel Corp. (Common) 
-Microsoft Corp. (Common) 
-Oracle Corp. (Common) Sold 7/29 Market 
94. -Sungard Data Sys. Inc. (Common) 
-EI DuPont (Common) 
-Verizon Communications (Common) 
96. 
97. 
General Elec. Cap. Corp. (Notes) Buy 3/24 
 
98. 
Merrill Lynch Co. (Notes) Buy 3/24 
 
 
 
Federal Home Loan Bank (Bond) Buy 
 
 
Higgins, Thomas 
(Indicate part Report.) 
vm. ADDITIONAL INFORMATION EXPLANATIONS 
8/20/94. Original 1/2 undivided interest received gift fromn 1951. Acquired the remaining 1/2 I/18th interest to 
Part VII, Line 
Unimproved land 
Purchased 5/22/91 
Purchase price: $75,000 
 
 
Part VII, Line 
Unimproved land 
Purchased 5118/94 
Purchase price: $11,000 
 
 
 
 
 
 
Higgins, Thomas 
5/11/2005 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES AILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544