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Judicial Watch • Thomas B. Russell – 2010

Thomas B. Russell – 2010

Thomas B. Russell – 2010

Page 1: Thomas B. Russell – 2010

Category:Federal Judges

Number of Pages:12

Date Created:October 17, 2011

Date Uploaded to the Library:December 12, 2014

Tags:Paducah, Thomas B Russell, Regions, Russell, thomas, 2010, assets, INVESTMENTS, transactions, TRUSTS, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
FOR CALENDAR YEAR 2010 U.S. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report 
Russell, Thomas United States District Court -05/11/2011 Title (Article IlI judges indicate active senior status; 5a. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full- part-time) Nomination, Date 01/01/2010 
Article llI- Active Initial Annual Final 
12/31/2010 
5b. Amended Report Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
with appllcable laws and regulations. 
 
501 Broadway, Federal Building 
Paducah, 42001 
 
Reviewing Officer Date 
IMPORTANT NOTES: The instruc~ons accompanying this form must followe Complete aii pa~, checking the NONE box for each part where you have reportable information. Sign last pag~ POSITIONS. ~Re~,or~.g i,d~vta~t onty; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
Partner First Investors Paducah (Investment Club) See additional information 
 
 
II. AGREEMENTS. mepo,~,g ~,a~v~a~ot o~ty; seepS,, 4-~6 filing instructions.) NONE (No reportable agreements.) 
DATE PARTIES AND TERMS 
Russell, Thomas 
III. NON-INVESTMENT INCOME. tRepo~ng individual andspouse; see pp. 17-24 filing instruction) Fliers Non-Investment Income NONE non-investment income.)(No reportable 
DATE SOURCE AND TYPE INCOME 
(yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
DATE SOURCE AND TYPE 
IV. REIMBURSEMENTS --transportation, lodging, food, entertainment. 
(Includes those spouse and dependent chiMren; see pp. 25-27 filing instructions.) 
NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. anctud~ ,hose spo,~e ond depende,t children; see pp. 28-31 fillng instructions.) 
NONE (No reportable.gifts.) 
SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. anddes ~ose spo~e ond dependent children; see pp. 32-33 filing instruction) NONE (No reportable liabilities.) 
CREDITOR .DESCRIPTION VALUE CODE 
 
Name Person Reporting 	Date Report 
VlI. INVESTMENTS and TRUSTS -inco,~e, vaue, transactions anciud,~ ~hose o/sponse and depende,~ children; see pp. 34-60 filing instructions.) ~-~ NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (!) (2) (2) (3) (4) (5) Place CA) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Idenlity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) wamaction) 
Checking Account Paducah Bank Interest 
Checking Account Regions Bank Interest 
IRA, UBS(See Sec. VIII) Dividend 
AmerFDS Cap. World Gr. Inc. 
American Mutual Funds 
Amer. Funds Investments Co. America 
Amer. Funds, Washington Mutual Investors 
IRA, UBS~ See Sec VIII) Dividend 
AmerFDS Capital World Growth 
 
10. 
Amer. Funds, Investment Co. America 
 
11. 
Savings Acct. Regions Bank Interest 
 
12. 
Common Stock, Regions Bank Dividend 
 
13. 
IRA -Regions Bank (See Sec. VIII) Div/Int 
 
14. 
U.S. Treas. SEC Strip 
 
15. 
Regions Trust Money Market 
 
16. 
FannieMae DTP 	Buy 08/02/10 
 
17. 
Federal Home Loan Bank Value Codes =$15.000 =$15,001 $50.000 =$50,001 $100,000 =$100,001 $250,000 
(See Columns and D3) =$250.0~1 $500,000 =$500,001 $1,000,000 =$i~0~0,001 $5,000,000 =$5,0~0,001 $25,000,000 =$25.000.001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real E~tate Only) =Assessment =Cash Market 
(See Column C2) =Book Value ---Other =Estimated 
 
VII. INVESTMENTS and TRUSTS ....... lue, transactions (Includes those sponse and dependent children; seepp. 34-60 fillng instructions.) 
 
NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) Place ~(X)R after each asset exempt from prior disclosure Income during reporting period (I) (2) Amount Type (e.g., Code div., rent, (A-H) int.) Gross value end v.-porting period (1) (2) Value Code (J-P) Value Method Code (Q-W) (I) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) Date Value Gain mm/dd/yy Code Code (J-P). (A-H) (5) Identity buyedscller (ifpdvate transaction) 
18. Allianz CCM Capital Mutual Fund Sold 09/27/10 
19. Managers Cadence Cap Buy 09/27/10 
20. 21. American Century Equity Income Mutual Fund Federated Kaufmann Mutual Fund 
22. First Investors Paducah (See See. VIII) Dividend 
23. 24. Bane (common) IBM (common) Sold (part) 01/08/10 
25. Abbott Lab (common) 
26. Cisco Sys (common) 
27. Intel (common) 
28. Schlumberge (common) 
29. Simon (common) 
30. Anadarko (common) 
31. Loews (common) 
32. Fastenal (common) 
33. Microsoft (common) 
34. Coke (common) Value Codes =$15,000 less =$15,001 $50,000 --$50,001 $100,000 =$100,001 $250,000 
(See Columns and D3) =$250,1)01 $500,000 =$500,001 $1,000,000 =$1,000,00i- $5,000,000 =$5,1100,001 $25,000,000 =$25,000.001 $50,0~0,000 =More titan $50,000.000 Value Method Codes =Appraisal =~2est (Real Estate Only) =Assessment =Cash Markel 
(See Column C2) =Book Value -~)~her =Estimated 
 
 
Vll. INVESTMENTS and TRU STS -income, vaue, ~,o,~ocao,~ and~d~ those spouse a,~t delta,dent cmld, en; see ~t. ~4-60 NONE (No reportable income, assets, transactions.) 
B.C. Description Asscts Income during Gross value end Transactions during reporting period 
(including taust assets) reporting period reporting period 
(i) (2) (l) (2) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method  buy, sell, mm/dd]yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
35. 
Johnson (common) 
 
36. 
Minnesota (3M) (common) 
 
37. Corp. (common) 	Sold 01/27/10 
 
 
(part) 
38. 	 
Proctor (common) Sold 04/14/10 
(part) 
 
 
39. 
CSI (common) 
 
40. 
Exon Mobil (common) 
 
41. 
Oracle (common) 
 
42. 
Texas Instruments (common) 
 
43. 
Comcast (common) 
 
44. 
Walgreen (common) 
 
45. 
Adobe Sys (common) 
 
46. 
B.P. PLC (common) 
 
47. 
Hospira (common) 
 
48. 
Ebay (common) 
 
49. 
Texas Inds (common) 	Sold 04/13/10 
 
50. 
Apple (common) 
 
51. 
Kaucx(common) 
 
 
E--$15,001- $50,000 
 Value: C~es =$15,000 =$15,001 $50,000 =$50,001, $100,000 =$100,001 $250,000 
 
(See Colunms and D3) =$250.001 $500.000 =$500.001 $1,000,000 =$1,000,001- $5,000,000 --$5.000,001 $25,000.000 =$25.000.001 $50,1)00.000 =More than $50 000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value ---Other =Estimated 
VII. INVESTMENTS and TRUSTS -income, v,aue, t,o,~ocao,s ancl~des those s~,o~e ond depe,~e,~ children; see pp. 34-60 firing instru~on~) NO~ reportable income, assets, ~ansac~ons.) B.C. 
Description Assets Income during Gross value end Transactions during reporting period (including mist assets) reporting period reporting period 
(I) (2) (I) (2) (1) (2) (3) (4) (5) Place CA) after ~ach asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt f~om prior disclosure Code div., real Code Method buy, sell, mm/dd~ Code Code buyeffsallcr 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
52. 
Ishares (IWM)(common) 
 
53. 
Best Buy (common) 
 
54. 
Helix (common) 
 
55. 
Allscripts (common) 
 
56. 
SLF 
 
57. 
Portfolio 
 
58. 
SPDR 
 
59. 
Citigroup 
 
60. 
Trinity 
 
61. 
Dell 
 
62. 
Seaddll (previously mislabled Scandrill) 
 
63. 
Wells Fargo 
 
64. 
AIG 	Sold 09/27/10 
 
65. 
Gilead 
 
66. 
China Mobile 
 
67. 
Coming 
 
68. 
FIuor =$15,001 $50,000 
 Value Codes =$15,000 le~ =$15,001 $50,000 =$50,001 $100,(X)0 =$100.001 $250,000 
 
(See Colunms and D3) =$250,001 $500,000 =$500,001 $1,000,000 =$I,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25,000,001 $50,0~0,000 =More than $50,000,000 
 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessmcm =Cash Market 
(See Column C2) =Book Value --01h~ =Estimated 
 
 
 
Russell, Thomas 05/11/2011 
VII. INVESTMENTS and TRUSTS -~.co,,,e. ,,,,t,,e, tr,,,~,,~io,~ a,,d,,d.~ os~ spo,,se ,,,,,~ depe,,de,,t dtild, e,,; se~ pp. 34-60 filing instruction) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including Irust assets) reporting period reporting periOd 
(1) (2) (1) (2) (1) (2) (4) (5) 
Place CA) after each asset exempt from prior disclosure Amount Code Type (e.g., div., rent, Value Code VaLue Method Type (e.g., buy, sell, Date VaLue mm/dd/yy Code Gain Code Identity b~yerlseller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) 
69. National (NOV) 
70. Steel Sold 09/27/10 
71. Clean 
72. Sigma (SIGM) Sold 
73. TFX Sold 05/28/10 
74. Semi (AMSC) 
75. Cresud 
76. Plexus 
77. Ashland (ASH) Buy 05/07/10 
78. Dynamic (BOOM) Buy 02/04/10 
79. Tata (TTM) Buy 02/04/10 
80. Yum (YUM) Buy 02/04/10 
81. Vanguard (VWO) Buy 02/05/10 
82. Vanguard (VEA) Buy 02/05/I0 
83. Qualcomm (QCOM) Buy 04/22/10 
84. Toyota(TM) Buy 08/11/I0 
85. Ford (F) Buy 04/13/10 =$15,001 $50,000 Value Code~ =$15,0~0 le~ =$15,001 $50,000 =$50.001 $100.000 =$100.001 $250,0~0 
(See Colurans and D3) =$250,001 $500,000 =$25,000,001 $50.000,000 =$500,00! $1,000,000 =$1,000,001 $5.000,000 =More than $50,000,000 =$5,000,001 $25,000,0~0 Value Method Codes =Appraisal =C~ (Real Eslate Only) =Assessment =Cash Markel 
(See Column C2) =Book Value -~3ther =Estimated 
 
VII. INVESTMENTS and TRUSTS -inco,~e, value, ,ra,~ctio,~ anctudes those o/spouse dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure Income during reporting period (1) (2) Amount Type (e.g., Code div., rent, (A-H) int.) Gross value end reporting period (I) (2) Value Value Code Method (J-P) Code (Q-W) (1) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (4) Date Value Gain mm/ddiyy Code Code (J-P) (A-H) (5) Identity buyer/seller (if private transaction) 
86. Tesoro (TSO) Buy 04/13/10 
87. Hewlett (HPQ) Buy 09/28/10 
88. Sturm (RGR) Buy !09/28/10 
89. CAT Buy 01/27/10 
90. CAT Sold 08/11/I0 =$15,001 $50,000 Value Codes =$15.000 less =$15,001 $50,000 =$50,001 $100,000 =$100,001 $250,000 
(See Colunms and D3) =$250,001 $500,000 =$500,001 $I,000,000 =$1,000,001 $5~000,000 =$5,000,001 $25,000,000 =$25.000.001 $50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cosl (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value -~3ther =Eslimated 
 
Name Person Reporting Date Report 
 
VIII. 
 ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofrepor~) 
 POSITIONS October 1996, became member investment club known First Investors Paducah, which organized partnership. There are partners divided into teams. Each team invests their portion. only have control over the investment team. have 1/15 interest all investments. 
VII. INVESTMENTS AND TRUSTS 
(No. IRA- UBS 
 
(No. -I0) IRA UBS 
(No. 21) IRA Regions Bank have IRA with Regions Bank and UBS. Other than making allocation choice between bonds, sto~ks, money markets, etc., have control over the IRA 
 
account. not consulted nor give advice the individual investments. 
(No. 22-90) First Investors Paducah investment club organized partnership. There are partners divided into teams. Each team makes 
 
independent investment oftbeir portion. have control over the investments the other teams. have 1/15 interest all the investments. Items 
thru represent the stock investments the club. Line reflects the estimate 1/15 interest. 
(No 19) Alliance (CM Capital) exchange for Managers Cadene Capital 9/2/I0 Value Gain 
(No. 72) Sigma sold I0/I0/09 Code Gain Code 
(No. 76) Plexus (PLXS) believe this was mistakedly omitted from 2009 report. was purchased 9/5/08 and has value code (J) and gain code of(A). 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reportedare compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
 
Signature: S/Thomas Russell 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FALLS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 
UNITED STATES DISTRICT COURT 
WESTERN DISTRICT KENTUCKY 
 
 
FEDERAL BUILDING CHAMBERS 
501 BROADWAY. ROOM 121 THOMAS RUSSELL 
PADUCAH, 42001 CHIEF UNITED STATES DISTRICT JUDGE 
(270) 415-6430 
August 25, 2011 
 
Judge Bobby Baldock 
Chair, Judicial Conference the United States 
Committee Financial Disclosure 
One Columbus Circle, N.E. 
 
Washington, D.C. 20544 
Dear Judge Baldock: thank you for your letter August 10, 2011, requesting clarification Part VII, page lines and 58, where listed Portfolio and SPDR. 
Portfolio Portfolio Recovery Associates with symbol ofPRAA. SPDR SPDR Series Trusts, Exchange Trade Fund (ETF), which invests public equity markets the United States. 
Please advise additional information needed. 
Very truly yours, 
United States District Court 
TBR:Im 
 
Russell, Thomas