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Judicial Watch • Thomas M. Rose – 2009

Thomas M. Rose – 2009

Thomas M. Rose – 2009

Page 1: Thomas M. Rose – 2009

Category:Federal Judges

Number of Pages:9

Date Created:September 13, 2013

Date Uploaded to the Library:December 11, 2014

Tags:Thomas M Rose, Franklin, bonds, funds, thomas, 2009, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. l/:mO FOR CALENDAR YEAR 2009 U.S.C. app. ,~.~ 101-111) Dart Report Ptrson Reporting (last name. firsl, middle initial) Court Organization 041D5/2010 
Rose, Thomas U.S. Districl Ct., SD. Oh[t) 
5a. Report Type {check appropriate t~,pc} Reporting Period magisIratc judges indicate full- pats-lime) Nominali~n, Date Title {Article Ill judges indicate actis senior stca,as; 01!01!2009 
U.S. District Judge (acti,.e) Initial .... Final 12131/2009 
5b. Amended Reporl Chamb~r~i ()[rice Address the basis the irfformalion contained this Report and any 
mt~difications pertahting thereto, is, opinion, compliance 
 
200 Wesl Second Street 
~,ith applicable lac,s and regulationr,. 
9th Floor, Federal lJuilding 
 
D~yton. 45402 
l{evie,,~ ing Officer Dale 
IMPORTANT NOTES: T~e instruction~ accompan.ving thL~ form must followed. Complete all parts, checking the NONE box for each part ~,here you have reportable information. Sign la.~t page. 
~-~ NON E(No rtT~ortahle po.~itions.) 
POSITION NAME ORGANIZATION/ENTITY Panner Wiggins Rose Stables L.L.P. lat~ncr KSJ Stablc~, LIp NONE (No reporttlble agreements.) DATE PARTIES AN~ TE~S 1976 Public Employees Retirement System, control, retirement 2005 Nor~hwesleru Mtmml Individual retiremenl account self directed (roLled from Ohio Deferred Comp Fund) 
Rose, Thomas 
Ill. NON-INVESTMENT INCOME. t~e~o,,i,,g z~i,,~.o~ ~.a.,~ ...... ~,~ ~,. ~7.~ ,,~,,,~ Fliers Non-lnvestment Income NONE non-investment income.)(No DATE SOURCE TYPE 2009 Ohio Public Employee Retiren~ent System ~RetircmenD (yours, nol spouses) $74,682.~ Spou ses n-I nvestment Income -q).ou ,,,ere married during an)portion reporting ),ear. complete thig section. 
--] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 2009 Ohio Public Retiremem System (Reliremen0 REIM RSEM ENTS --,,.,,~p .....~,,,,, ~o,~,,g,/oo,t, .......; ....,. NONE (No r~7;ortahh reimbursements.) DATE~ LO~AT1QN P.~IRPOSE ITEMS PAID PROVIDED FTS. a,a,~, ,~o,~,,,,r ....... dependent children: .vce pp. 2~-J filing i~vtruction~.) 
 
NONE (No reportable g~s.) DESCRIPTION 
 
 
VI. LIABILITIES. a,,t~de., 
~-] NONE (No r~7~ortable liabilities,) CREDITOR DESCRIPTION VALUE CODE Hu~ling~m Bank ika Sky Bank Mortgage renlal property Xenia, Ohio 
 
04/0512010 I1. INVESTMENTS and TRU STS ......... ~.e. ....... tions flnctu,les those of~p NONE income, transactions.) 
0ndudmg Irus~ a~sc~s) Plaz~ (X) after c~ch as~t cxcmp~ flora prior disclosmc reporting pcfi~ ,Amoum Type (c.~.. Code div. rent. (AdD oriml rcpomng period Value Va!uc Code Mc~hod G-P) Code3 (Q-W~ Type (cg., buy. sell, redemption) Date Value mm~dd)y (J-P) Gain Code (A-tl) Idcnli~ buyc#scllcr (ifpdvale tran~ction) Amcap Fuml b:c Class Funds Dividend Small Cap Wo~Id Fund C~ass Funds Dividend Ain~ [vlutual }:und lnc, (Has:, Funds Dividend .I. Bored Fund lnc. Class Funds Dividend Eulu Pacific Growth Fd. Clm.s Funds Archer Daniels -M{dland (o. Dividend Dividend ADR Spons~,rcd Dividend Central Fund Canada LTD CI. Db, ldend Claymore Exchange Traded Zacks YLD llug Fomento l!~-onomko Mcxicav, Dividend Dividend Iluntingtot~ B~:,ncsharcs Di,,idend 
12. lsharc~; Comcx Gold Ishares Dividend Sold 12109,09 
14. Isharcs I:tse Znhua IDX Dividend 
15. Isharcs SP Global lll(l Dividend Microsoft (orp Interest 
17. National City Corp Disidend Distributed 01105/09 
 
IM/05~010 Rose, Thomas 11. VESTMENTS and TRUSTS --i .......... 1.., ...... tin,,, a~a~a~, :no~.~ of,p ....... at,~a~m enita, 
 
NON (No reportable income, assets, transactions.) 
Description Assets Income during Grass value endI[ T~r, sactions dining reposing period [incb~din~ ~rust asscls) ~porting period rc~ing pcrmd 
Place aflc~ cash asset Amount )pc Value Value Type (.g, Date Value Gain Identfiy cxcn)p~ flora ~rio~ disclosure C~e di~., rent, C~d Method buy, sell, ~tnm.d~~ C~e C~c buycr~scllcr (A-tt~ inl.) {J-P) Code redemption) {J-P) (A-H) (ifp~.ale Q-W} transaction) 
18. 	 
PNC Dhidend Spinoff 01/05/09 
(from line 17] 
 
 
19. 	 
Newel[ Rubbc~naid lnc Dividend 
 
 
~20. 
Nuvccn Ohio Qua[ lncm Mun Dividend 	Sold 12/I 0,09 
21. 	 
SPDP, Index StlS FDS Midcast Africa Dividend 
 
22. 	 
Visdomtrce qrusl Emg Mkts Dividend 
 
23. 	 
SAmcrican Moni Pov. Interest 
 
24. 	 
$Broadview Ills. Interest Redeemed 12!02/09 
 
25. 	 
~t.:$Buckeye OhiolOB Scttlem Fin~ Interest 
Aulh Asset 
 
 
26. 	 
$Celina Ohio Interest 
 
27. 	 
$Centerville Ohio IIIth Bethany Luthem Interest 
VIg Proj 
 
 
28. 	 
$Cenlerville Ohio Ilth Bethany Lutherar Interes~ 
VIg. Proj 
 
 
29. 	 
SClyde Green Springs Obligation Bond Dividend 
 
30. 	 
Columbus (Franklin Col Ohio Gcn Oblig Interest Redeemed 10!01;09 
Bds 	$Cuyahoga Cnly Ohio losp Rcflmpl Interest 
Revenue ,~o ids 
 
32. 	 
$Franklin County Ohio flea Care Facs Interest 
 
33. 	 
SFranklin Ohio Pub hnps General Interest 
Obli,galioo Bonds 
 
 
34. 	 
Franklin City (Warren Co) Ohio Interest 
 
 
Name Person Reporting [)ale Report VESTM ENTS and TRUSTS -i., ........ ~.~, t,,m.ai,,m l~cl,ges tho, ...... depe, g~t hilU,~,; setup. Z-~O firi~g i~structio~s.~ NONE (A% reportable income, assets, transactions.) 
Description Assets (including Ivas~ ~ssets) Income during reposing pcfiod Gross ~aluc end ~ponh~g period lransaclions during reposing period 
35. PlaceiX) after each asscl ~.xcmpl I~om prio~ dlsclosurc SHami]ton Cnty Ohk) lltth Amounl Ty~ (e.g..[ Code d~v. renL (A-H~ ira.) Interest Value Cndc ~J-P) Value Mclhod Code (Q-W) Type (cg. buy, sell, ~dcmp6on) Date Value Gain [mmid~~ Code Code  ]dcmily buyer/seller lransacnon) 
36, 37. $tlamilton Cnty Ohio Hosp (Childrens tosp) $11amilton Cuunty Ohio Facs Roy Bond Interest Interest Redeemed 05/15/09 
38. SHuber Ills (Montgomery Co) Interest 
39. $1ndepcndence Ohio G() lnteresi 
4(I. 41, 42. 43. Skmain County Ohio tlosp Ref lmpt Rev B~nds Catholic Hhcr SMahoning Counly Ohio Gen ObligationB~mds ~SMansfield fltichlandCnly Gcnl ObligBonds Mahoning Co. Ohio Iosp. ~ac Bonds Interest Interest  Interest Dividend 
44. $Ohio Bldg Aulb Revenu Bonds Inleresl 
45. 46. $Ohio Iiigher Ed[ F~c (Ohio Christian Univ Proj) Ross Cnty Ohio Hosp. Rev Bonds ]ntcrcsl Dividend ThornborgValue Fund Excahnge Dividend 49. Sweney Curt,~.right S~ock Cash Account Wiggins Rose Slables L,LP. Interest Distribution Redeemed (part) 1201:09 
50. Rental Prop. Xenia None 
51, KSJ Slables I,LP Distribution Date Repot! Rose, Thomas VESTMENTS TRU STS i~,. ....... i~. ...... tion~ (Includes those ofsp ....... dependent children; ~re pp. 34-60 offillng instructions.) 
 
NONE (No reportable income, assets, transactions.) 
Dcscriplioa Assets Income during Gross value c~d Transactions during rcpooing pc~od 
Place (X~ aflcr each i~ssct exempt from Frlor disclosure {I) (2.~  II) ~12} ;Amou~t T~p Value Code di~.. tent. Code V~Iue Method (Q-W) 11} Type leg., buy. s~lI, (~) (3i- ........ Date Value Gain ;lamd~t~ Code Code transaction) [5) Identity buycr/scllcr 
 
~52. :53. 54. 55. 56, 57. 
58. 
 
59. 
 
 
61 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. .... type, ~or,i~ o~,.0t~.~,o. 
IX. CERTIFICATION. certify that all information given above (inclnding information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that ally information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts s~hich have been reported are incompliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANY INDIVIDUAl. VHO KNOWINGLV AND VII,FULI.Y FAt.,-,I II-.b o1,~ PAILb I.,I ILL !115 RI.IOI< I~IA] HI::. bUiklEU CIVILAND CRIMINAl, SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Commiltee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544