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Judicial Watch • Timothy B. Dyk – 2011

Timothy B. Dyk – 2011

Timothy B. Dyk – 2011

Page 1: Timothy B. Dyk – 2011

Category:Federal Judges

Number of Pages:13

Date Created:February 26, 2013

Date Uploaded to the Library:October 13, 2014

Tags:Timothy B Dyk, timothy, 2011, stock, assets, transactions, TRUSTS, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Reporl Required !he E1hics Government Ac! o/1978 Rev. FOR CALENDAR YEAR 2011 U.S.C. app. JO/-///) Person Reporting (last name, first, middle initial) DYK, TIMOTHY Court Organization FEDERAL CIRCUIT Date Report 05/02/2012 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. CIRCUIT JUDGE -ACTIVE Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2011 12/31/2011 Chambers Office Address 
717 MADISON PLACE, N.W. WASHINGTON, D.C. 20439 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY JUDICIAL COUNSELOR GILES RICH INN COURT 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) [{] NONE (No reportable agreements.) 
 
 
PARTIES AND TERMS 
 
 
 
 
Date Report 
05/02/2012 
DYK, TIMOTHY 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing illstr11ctians.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) 2011 UNIVERSITY NEBRASKA -BOARD REGENTS (ROY TY) $472.00 Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 	NONE (No reportable non-investment income.) SOURCE AND TYPE 2011 	NYU LAW SCHOOL -SALARY 2011 GEORGE WASHINGTON UNIVERSITY -HONORARIA $1,000 2011 WASHINGTON UNIVERSITY -HONORARIA $2,000 2011 PODESTA GROUP INC-CONSULTANT 2011 RESOURCES FOR THE FUTURE -HONORARIA 1,000 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 	 
NEW YORK 03/24 -03/26, 2011 NEW YORK, NYIPLA CLA PROGRAM TRANSPORTATION, LODGING, INTELLECTUAL ANNUAL DINNER MEALS PROPERTY LAW ASSOCIATION (NYIPLA) 	 
LEWIS CLARK LAW 02/27 -03/02/2011 PORTLAND EDUCATIONAL TRANSPORTATION, LODGING, SCHOOL PROGRAM MEALS 
 
 
Date Report 
05/02/2012 
DYK, TIMOTHY GIFTS. (/nc/udes those spouse and dependent children; see pp. 18-31 filing instructions.) [{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 
 
instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
Date Report 
05/02/2012 
DYK, TIMOTHY 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent cflildren; see pp. 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Value Codes 
 
 
 
Date Report 
05/02/2012 
DYK, TIMOTHY 
VII. INVESTMENTS and TRUSTS --income, va111e, transactions (1nc111des those ofspo11se and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trnst assets) reporting period ofreporting period 
(I) (2) (3) (4) 
(5) 
Place . {X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rem, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2.501 -$5.000 =$5.001  $15.000 =$15,001 -$50.000 
(Sec Columns and D4) =$50.001 -$100.000 =$100.001 -$1.000,000 =$1.000,001 -$5.000,000 112=More than $5.000.000 Value Codes =$I 5,000 less =$15,001 -$50,000 =$50.001 -$I 00.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250,001 -$500.000 =$500,001 -$1 ,000,000 =$1 .000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.00 -$50 ,000.000 P4=More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Othcr W=Estimated 
 
 
Date Report 
05/02/2012 
DYK, TIMOTHY 
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des 111ose spo11se and dependent chilt1ren; see pp. 34-60 1>f fi/i11g i11.11mc1io11s.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
 
(2) 
(I) (I) (2) 
(5) 
Place (X) after .each asset 
Amount TYPe (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
tjiV.,rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
Code redemption) (J-P) (A-H) (if private (Q-W) 
transaction) 
CAPITOL FEDERAL FINANCIAL Dividend 
(COMMON STOCK) 
36. 	BRIGHT INC (COMMON STOCK) None 
ASTORIA FINANCIAL (COMMON Dividend 
STOCK) 
38. 
HARRIS INTERACTIVE INC (COMMON None STOCK) 
 
39. 
OSI SYSTEMS INC (COMMON STOCK) None 
 
40. 
POWERWAVE TECH INC (COMMON None STOCK) 
 
41. 
SIRON DENT SYSTEMS INC None (COMMON STOCK) 
TELEFONICA (COMMON STOCK) Dividend 
12/15/11 Buy 
43. 
TETRA TECH INC (COMMON STOCK) 
 
44. 
UNITED NATURAL FOODS (COMMON STOCK) 
 
45. 
CAPMARK BANK DUE 07/16/12 
 
46. 
WATTS WATER TECH (COMMON STOCK) 
 
47. 
NUVEEN SELECT MATURITY (MUNICIPAL FUND) 
 
 
None 
None 
Interest 
Dividend 
Interest 
VANGUARD IRA 
Dividend 
-WILLIAMS COM INC. NOTES 
Sold 08/16/11 
50. SHARES MSC! JAPAN 
 
51. 	 
-LUCCADIA NATIONAL CORP (COMMON STOCK) Income Gain Codes: =$1,000 less 
(Sec Columns and 04) =$50,001 -$100,000 Value Codes =$15.000 less 
(Sec Colmnns and 03) =$250.00l -$500.000 =$25.000.00 -$50,000.000 Value Method Codes =Appraisal 
(Sec Column C2) =Book Value 
Buy 08/16/11 41,001 -$2,500 =$2.SOt -$5,000 =$5,001 -$15,000 =$t5,001 -$50.000 =$100,001 -$1,000.000 =$1.000.001 -$5.000.000 112=More than $5.000.000 =$15,001 -$50.000 =$50,001 -$100.000 =$100.00t -$250.000 =$500,001 -$1,000.000 =$1.000.00t -$5,000,000 =$5.000.001 -$25,000.000 
P4=More than $50,000.000 =Cost (Real Estate Only) =Assessment =Cash Market 
V=Othcr W=Estimated 
 
 
 
Date Report 
Name Person Reporting 
05/02/2012 
DYK, TIMOTHY 
 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and depent1ent children; see pp. 34-60 line instmctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
 
(2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code djv,, rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (ifprivate 
(Q-W) transaction) Income Gain Codes: =$1,000 less =$1,001 -$2.500 $2.501 -$5,000 =$5.001 -$15,000 =$15,001 -$50,000 
(Sec Columns and 04) =$50.001 -$100,000 =$100,001 -$1.000.000 =$1.000.001 -$5.000.000 112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 $50.001 -$100.000 00.00t -$250.000 
(Sec Columns and 03) =$250,001 -$500.000 =$500,001 -$1,000,000 =$1 .000 .00 -$5 ,000 ,000 =$5,000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Other =Estimated 
 
 
Name Person Reporting 
Date Report 
05/02/2012 
DYK, TIMOTHY 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent c1tildren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting periOd 
 
(I) 
(2) 
(I) 
(I) (2) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
transaction) Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501 -$5,000 =$5,001 -$15,000 =$15,001 -$50.000 
(Sec Columns and 04) =$50.00 -$I 00.000 =$100.001 -$1.000.000 =$1.000,001 -$5.000,000 =More than $5.000,000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250,000 
(Sec Columns and 03) =$250,001 -$500.000 =$500.00 -$1.000.000 =$1.000,001 -$5,000,000 =$5.000,001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Name Person Reporting 
Date Report 
DYK, TIMOTHY 
05/02/2012 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 offilinc instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including tmst assets) reporting period reporting period 
(I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., .Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1.000 less =$1,001 -$2.500 $2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(Sec Columns and D4) =$50.001  $100.000 =$100,00  I.000.000 =$1.000.001 -$5.000.000 112 =More than $5,000,000 Value Codes =$15,000 less K415,00I -$50.000 $50,001 -$100.000 =$100.001  $250.000 
(Sec Columns and 03) =$250.00 -$500.000 =$500,00 -$1,000,000 =$1.000,001 -$5,000,000 =$5,000.001 -$25,000,000 =$25.000.00  $50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Date Report 
DYK, TIMOTHY 
05/02/2012 
VII. INVESTMENT and STS -income, value, transactions (Includes those spo11se and dependent children; see PP 34-60 filing instr11ctions.) NONE (No reportable income, assets, transactions.) 
Transactions during reporting period Description Assets Iricome during Gross value end 
(including trust assets) reporting period reporting period 
(I) (2) (3) 
Place. (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
diy., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) Code redemption) (J-P) (A-H) (if private 
transaction) 
(Q-W) 
103. MASS MUTUAL LIFE INS Dividend 
104. ING LIFE INS Dividend 
I05. PNC BANK WASH Interest 
106. BONDS Interest 
107. J.J. GUMBERG LIMITED PARTNERSHIP Distribution 
108. Income Gain Codes: =$1.000 less 41,001 -$2.500 c=$2.501 -$5,000 D=$5,001 -$15,000 =$15,001 -$50,000 
(Sec Columns and 04) F=$50.001 -$100,000 G=$100,001 -$1.000.000 Ill =$1,000,001-$5.000.000 112 =More than $5,000,000 Value Codes J=$15,000 less K=$15,001 -$50.000 L=$50,001 -$100.000 =$100,001 -$250.000 
(Sec Colmnns and 03) N=$250,001 -$500,000 0=$500,001 -$1.000.000 =$1.000.001 -$5,000,000 12=$5,000.001 -$25,000.000 =$25.000.001 -$50.000,000 P4=More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) U=Book Value =Other W=Estimated 
 
 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) TOTAL INCOME FOR IRA ACCOUNTS TOTAL INCOME REPORTED CUSTODIAN ACCOUNT. TRANSFERS FROM IRA MONEY MARKET PERSONAL ACCOUNT (RMD) NOT SHOWN; DISTRIBUTIONS KIND REPORTED LINES 92. LINES -WILLIAMS COM INC. NOTES WERE EXCHANGED FOR LUCCADIA CORP (COMMON STOCK) 08/16/2011 LINE -THE NAME THE INVESTMENT THE 2010 REPORT WAS INCORRECTLY REPORTED SHARES SP NATIONAL BOND FUND. 
 
 
 
Date Report 
DYK, TIMOTHY 
05/02/2012 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: TIMOTHY DYK 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544