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Judicial Watch • Tom S. Lee – 2010

Tom S. Lee – 2010

Tom S. Lee – 2010

Page 1: Tom S. Lee – 2010

Category:Federal Judges

Number of Pages:8

Date Created:September 12, 2013

Date Uploaded to the Library:November 14, 2014

Tags:Tom S Lee, municipal, united, 2010, transactions, TRUSTS, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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V. 112011 
Reporl Required /he Elhics Governmenl Ac/ 1978 
FOR CALENDAR YEAR 2010 U.S.C. app. JOI-I I/) Person Reporting (last name, first, middle initial) LEE, Tom Court Organization United States District Court Southern District Date Report 05/12/2011 Title (Ankle III judges indicate active senior status; magistrate judges indicate full-or part-time) Senior United States District Court Judge Sa. Report Type (check appropriate type) Nomination, Date Initial [Z] Annual Final Sb. Amended Report Reporting Period 01/01/2010 12/31/2010 Chambers Office Address 245 East Capitol Street Suite I09 Jackson, 39201 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reporlable informalion. Sign last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY General Partner Tom 
 
Limited Partnership 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 
 
PAR TIES AND TERMS 2010 State Employee Pension Fund; pension upon retirement age 
 
 
 
 
Date Report 05/12/2011 
Ill. N-INVES TMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructio11s.) Filers Non-Investment Income [{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 2010 Director -Community Bancshares MS, Inc. 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 ojjiling instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
 
 
V GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] 
 
DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION 
 
VALUE CODE 
income, value, transactions r1nc1udes those spouse and dependent c11udren; see PP 34-60 filing instructions.) 
VII. INVESTMENTS and TRUSTS NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end 
Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
(!) (2) (I) (2) (I) (2) (3) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) INGNQVAR None American Skandia Prudential( name change) None Van Kampen Muni Opp (VMO) Dividend Sold 03/30/10 Coupon Bond None Eaton Vance Fund Dividend Hospital FAC Bond Interest Shares Community Banschares MS, Inc. Dividend ING. American Skandia Prudential (name change) None None 
IO. His Hartford IRA- None 
11. Land Scott Co., None 
12. U.S. Ser. Bonds None 
13. Phoenix Life None 
14. Community Bancshares Interest 
15. INGVIRA- None 
16. Hartford NQ- None 
17. INGVA IRA None Income Gain Codes: =$1,000 less =$1.00 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(See Columns and D4) =$50,001 -$I 00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More lhan $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,001 -$!00,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,001  $5,000,000 =$5,000,00  $25,000,000 =$25,000.001  $50.000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
FIN ANCIAL DISCLOSURE REPORT Page 5of8 Name Person Reporting LEE, Toms. Dote l{eport 05/12/2011 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes tlwse spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
 
(1) (1) (2) (I) (3) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
18. Franklin Income Dividend 
19. ABB Limited None 
20. CS Municipal Dividend 
21. Municipal Dividend 
22. CS Municipal Dividend 
23. Thornburg Income Builder Dividend 
24. Corp. Strength Dividend 
25. Utility Income Dividend Sold 03/30/10 
26. Thornburg Income Builder Dividend 
27. Matrix Am. First Income Trends Dividend Sold 08/04/10 
28. Municipal Ins. Dividend 
29. Municipal Ins. Dividend 
30. Emerging Markets Dividend 
31. Sector Rotation Dividend 
32. Advantage Dividend Buy 07/20/10 
33. Claymore MLP Dividend Buy 03/30/10 
34. .FT Global Commodities Dividend Buy 07/27/10 Income Gain Codes: =$I ,000 less =Sl,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(Sec Columns and D4) =$50,001 -$!00,000 =$100,001 -$1,000,000 =$I ,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$I 5,000 less =$I 5,00 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and D3) =$250,00 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Name Person Reporting 
Date l{eport 
 
05112/2011 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes t1tose spouse and dependent r11ildren; see PP J4-6o filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reponing period 
(including trust assets) reponing period reponing period 
 
(2) (I) (3) 
Place (X) after each asset Amount Type(e.g., Value Value Type(e.g., Date Value 
Gain identity 
Code buyer/seller 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction) 
35. Eaton Vance Local. Dividend Buy 11/16/10 
36. 
37. 
38. 
39. Income Gain Codes: =$1 ,000 less 1,001 -$2,500 =$2,501 -$5,000 =$5,001-$15,000 =115,00 -$50,000 
(See Columns and D4) =$50,001  $!00,000 =$!00,001 -$1,000,000 =$1,000,001-$5.000,000 =More than $5,000,000 Value Codes =$15,000 less K=$15,001-$50,000 =$50,001 -$100,000 I00,00 -$250,000 
(See Columns and DJ) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,00 -$5,000.000 =$5,000,001 -$25.000.000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
Dare Report 
Name Person l{eporling 
05112/2011 
LEE, Toms. 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofreport.) 
Practically all annuities, mutual fund accounts, stocks and bonds are held LPL Financial Account. 
The proceeds all sales and redemptions shown this Report were received that account and all funds for purchases were disbursed from that account. 
 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Toms. LEE 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544