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Judicial Watch • Wade Brorby Financial Disclosure Report for 2009

Wade Brorby Financial Disclosure Report for 2009

Wade Brorby Financial Disclosure Report for 2009

Page 1: Wade Brorby Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:10

Date Created:November 11, 2013

Date Uploaded to the Library:November 23, 2013

Tags:Sweep, brorby, Wade Brorby, Equity, Small, Schwab, trust, 2009, EPA, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge

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AOIO Government Act 1978 
Rev. 111010 
FOR CALENDAR YEAR 2009 U.S.C. opp. JOI-I JI) Penon Reporting (last name, first, middle initial) BRORBY, WADE Tltlr (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Circuit Judge  Senior Court Organization Tenlh Circuit 5. Rtport Typt {check appropriate type) Nominalion. Date Initial Annual Sb. Amended Report Final Datt l!eporl 04/0612010 Rtportlng Period 01/01/2009 12/31/2009 Chamben Office AddrHs P.O. Box 1028 Cheyenne, 82003 the basis the Information contained this Report and any modlntatlons pertaining thereto, ls, opinion, compllsncr with 1pplkable lsws snd regul1tlons. Rrvlewlng Officrr Dair  

IMPORTANT NOTES: The instructions accompan)'ing this form must followed. Complete all parts, checking the NONE box for each part where you ha1e reportable information. Sign last page. NS. (Reporting individ""I 01'1y; see pp. 9-13 fillnt: instrRctwns.) NONE (No reportable positions.) Co-Trustee Trust 

Brorby, Wade 

III, NON-INVESTMENT ME. (Reporting lndlvlll11al and spouse; mpp. 7-U offiling instructions.) Filer's Non-Investment Income 
[ZJ NONE (No reportable non-investment income.) 

(yours, not spouse's) Spouse's Non-Investment Income lf)'Ou were ma"ied during any portion th reportingJar, co1nplete 1hls srction.
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 11125/09 Prudential Insurance -Policy Dividend  See Part VIII 
IV, REIMBURSEMENTS -transportation, lodging, food, entertainmen 
(Includes those spouse and dependent children; see pp. 1527 filing instT11ctfons.) 
[{] NONE (No reportable reimbursements.) 

V GIFTS. (lnduda those spoils. and dependent children; see pp. 28-Jl filing instructions.) 
[Z] NONE (No reportable gifts.) 
VI. LIABILITIES. (lncluda those spouse and dependent children; set pp. J2-JJ filing instructions.) 
[Z] NONE (No reportable liabilities.) 

VII. INVESTMENTS and TRUSTS -incow.e, value, transactions (Includes thou SpoRse 1znd Jepend ...1 chi/Jn:n; ...pp. U-60 filing instrRClions.) NONE (No reportable income, assets, transactions.) 
Gross value end (including trust assets) 
Description Assets Income during reporting period reporting peri Value VaucAmount Type (e.g., 
(1}2) Code
div., rent,
(AH) int.) (J-P) 	Code (Q-W) 
Transactions during n-porting period 
Type (e.g., Date Value Gain Identity buy, sell, !mm/dd/yy Code Code buyer/seller 
rcdcm=--t(J-P) (A-H) (ifprivate
--- ---./ IRA#!: --Acadian Emerging Markets Portfolio (AEMGX) --Artio Int'I Equity Fund (BJBIX)  IntJDiv. --Dodge Cox Intl Stock Fund (DODFX)  Buy (add'!)  11/04/09 --Exxon Mobil Corp. (stock) (XOM)  Sold  07122109 --Federated Total Ret'n Bond (FTRFX)  Buy  07122/09 --!shares Barclays Agg. Bond Fund (AGG) --!shares Trust 500 Index Fund (IVY) --Johnson Johnson (stock) (JNJ)  Sold  07122/09  
10. 11. --Loomis Sayles Bond Fund (LSBRX) --Manning Napier World Oppty. (EXWAX)  Buy (add1)  01120/09  
12.  Buy (add'I)  02/20/09  
13.  Buy (add'!)  03120/09  
14.  Buy (add'!)  04120109  
15. --Merrill Lynch 6.45% (MER+K)  Sold  07122/09  
16. --Morgan Stanley 6.6% Cap Trust (MSZ)  Sold  07/22109  
17. --Nuveen Multi Strat (JPC)  Sold  07/22109 lnttmcGain COOes: >=Sl,000 less =Sl,001  S200 =S2,SOI -SS.000 DsSS,001  SIS,000 "'515,001-SS0,000 (See Columns and 04) =150,001  SI00.000 SI00,001  Sl.000.000 Sl,000,001  Sl,000,000 =More than SS,000,000 =SIS,000 less StS.001-SSO,OllO =SS0,001  $100,000 SI00,001  $250,000 See Columns and Dl) S2SO,OO  $500,000 =$500,001  1,000,000 Sl,000,001  SS,000,000 ss.000,001. S2S,000,001  $50.000,000 =More thao S50,000,000 
Value Method Cudc::s Apprai!>lll Cost (Real Estate Only) =A$Sessment i::::Cash Market 
See Column C2) =Book Value V-Othcr =Estimated 

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1rn:tuaes those spouse""'' aepmamr chaar.n; see PP. J4-6o offitin1: instr,,ctfons.J NONE (No reportable income, assets, transactions.) 
reporting period 
c11 -4i---- -
Type g., ti/ Volue Gain
buy, sell, GCoJe 1buyer/seller 
Description Assets 
(including trust assets) 
Transactions during reporting period 
Gross value end reporting period
Amount [ype(cg., 
 Code div., rent, 
t:_ orint.Value Value Identity r1acc "(X)" after each asset 
exempt from prior disclosure 
mm/dd/yy Code Code Method 
(J-P) (A-HJredemption) 
(1fpria1c transactionJ ___
------_ J___ 
18. --Parnassus Equity Income Fund (PRBLX) 19. 20.  Buy (add'I) Ouy (add'I) Buy(add'I)  01120/09 02120/09 03120/09  
21.  Ouy(add'I)  04/20/09  
22. --Pimco Total Return Fund Class (PTTDX)  
23. -Royce Pennsylvania (PENNX) 24. --Royce Fund YTRX)  Buy  11116109  
25. --Schwab Premier Equity Select (Investor) Shares (SWPSX)  Sold  07/22/09  
26. --Sector SPDR Tech Select Shares (XLK)  Buy  07/22/09  
27. --SPDR Div. ETF (SOY)  Ouy  07/22/09  
28. --UMB Scout International Fund  
29. --Value Line Emerging Oppty. Fund (VLEOX)  Buy (add'I)  01120109  
30. 31.  Buy (add'I) Buy (add'l)  02/20/09 03/20/09  
Buy(add'!)  04/20/09 33.  Sold  11/ 13/09  
34. TRUST#!:  Jnt.!Div. Income Galn Codes: $ ,000 less St,001-S2,500 $2,501 -S5,0QO S5,001 -St5,000 ESl5,00I -$50,()()() (Sec Columns and D4) sso,001 :SJ00,001-Sl,000,000 Sl,000,001 -Sl,OQ0,000 =More than ,000,000 Value Codes J-SI S,000 less --S15.001  S50,000 $50,001  SI00,000 :oS 00,00  5250,000 
(See O>lam"" and OJ) $250,001  SS00,000 S500,00l -Sl,000,000 Sl,000,001  SS,000,000 $5,000,001  525,000.000 S25,000,001  S50,000.000 Mon: than SS0,000,000 Value Metho