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Judicial Watch • Walker Jr John M – 2011

Walker Jr John M – 2011

Walker Jr John M – 2011

Page 1: Walker Jr John M – 2011

Category:Federal Judges

Number of Pages:11

Date Created:December 1, 2012

Date Uploaded to the Library:January 25, 2015

Tags:walker, 2011, Market, assets, INVESTMENTS, transactions, TRUSTS, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. 112012 
FOR CALENDAR YEAR 2011 U.S.C. app.  101-1I1) Person Reporting (last name, first, middle initial) Walker, John Court Organization United States Court Appeals for the Second Circuit Date Report 05/09/2012 Title (Article III judges indicate active senior status; magistrate judges md1cate full-or part-time) Senior Circuit Judge Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Fmal Sb. Amended Report Reporting Period 01/01/2011 12/31/2011 Chambers Office Address Court Appeals Second Circuit 157 Church Street New Haven, 06510 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSIT! NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Director Dwight Opperman Institute Judicial Administration Past President Federal Judges Association Director U.S. Association ofConstitituional Law Director Friends ofCEELI Director American Society oflntemational Law, Judicial Advisory Board Director Spencer Williams Foundation for Judicial Independence 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) [{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
05/09/2012 
Walker, John 
Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 7-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) Jan-April Income Lecturer, Yale Law School $26,250.00 Sep-Nov Income Lecturer, Yale Law School $26,250.00 Sep-Dec Income Lecturer, Yale Law School $47,500.00 Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 offilmg instructions.) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION The CEELI Institute 7/4/2011 -7/12/2011 Prague, Czech Republic National Committee 9/14/2011-9/16/2011 Glen Cove, New York 
China Relations 
 
PURPOSE ITEMS PAID PROVIDED 
Conference Chief Justices Central and Eastern Europe Transportation, meals, lodging 
Educational seminar Transportation, meals, lodging GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION 	VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
05/09/2012 
Walker, John 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reportmg penod 
(including trust assets) reporting period ofreporting period 
 
{l) (2) (2) (1) (3) 
(4) 
(5) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gam Identity 
Code 
exempt from pnor disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) Code redemption) (J-P) (A-H) (ifpnvate 
(Q-W) transaction) --COMMON STOCK- 
AES CORP None Sold 04/20111 Income Gam Codes. =$1,000 less =$1,001 -$2,500 =$2.501 -$5,000 =$5.001 -$15,000 =$15,001 -$50.000 
(Sec Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 Ill =$1,000,001 -$5.000,000 ll2 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$!00.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250,00 -$500.000 =$500,001 -$1,000.000 =$1,000.001 -$5,000,000 =$5,000.001 -$25,000.000 =$25,000.001 -$50.000.000 =More than $50.000,000 Value Method Codes Q=Apprmsal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other W=Est1matcd 
 
 
 
Date Report 
Walker, John 
05/09/2012 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent c1111dren; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income dunng Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
 
(I) (2) (1) (2) (3) (4) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
18. 
CINCINNATI BELL INC None Buy 06/27/11 
 
19. 
CISCO SYSTEMS INC Dividend Buy 02/25/11 Income Gain Codes. =$1,000 Jess =$1,001 -$2.500 =$2.501 -$5.000 D=$5.001 -$15,000 =$15,00 -$50,000 
(See Columns and 04) F=$50,00! -$100,000 =$100,001 -$1,000,000 =$1.000,001 -$5.000.000 112 =More than $5,000.000 Value Codes J=$15.000 less K=$15,001 -$50.000 L=$50.001 -$!00.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250,001 -$500.000 0=$500,001-$1,000.000 =$1.000.001 -$5,000,000 =$5,000,001 -$25,000.000 =$25,000.001 -$50.000.000 =More than $50,000,000 Value Method Codes Q=AppraJSal =Cost (Real Estate Only) =Assessment T=Cash Market 
(See Column C2) U=Book Value V=Other =Estnnatcd 
 
 
Walker, John 
0510912012 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instr11ctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income durmg Gross value end Transactions during reporting penod 
(including trust assets) reporting period reporting period 
 
(I) (I) (2) 
(I) 
(3) 
(4) (5) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (ifprivate (Q-W) transaction) 
INTERNATIONAL BUSINESS Buy 09/12/1 
Dividend MACHINES (add!) 
36. Sold 03/16/11 Income Garn Codes =$1.000 Jess =$1,001 -$2.500 =$2.501 -$5,000 D=$5,001 -$15,000 =$15,001 -$50,000 
(Sec Columns and 04) =$50,001 -$100,000 G=$100.001-$1,000.000 =$1.000,001 -$5,000.000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -S100.000 =$100.001 -$250.000 
(See Columns and 03) =$250.001 -$500.000 =$500.001 -$1.000.000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50,000,000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V=Othcr =Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent c/zildren; see pp. 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dunng reporting penod 
(includmg trust assets) reporting period reporting period 
 
(!) (2) (I) (2) (I) (2) (4) 
(5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Garn Codes =$1.000 less =$1,001 -$2.500 =$2.501 -$5.000 =$5.001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) f=$50.00I -$100,000 =$1 00,001 -$1,000,000 =$1,000,001 -$5,000.000 112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50,000 =$50.00 -$I 00,000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.00 -$500.000 =$500,00 -$1,000.000 =$1.000,001 -$5.000,000 =$5,000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Othcr =Estimated 
 
 
05/09/2012 
Walker, John 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reportmg penod reporting period 
 
(I) (2) (I) (2) (I) (2) (3) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) mt.) (J-P) Code3 redemption) (A-H) (if private 
(Q-W) transaction) 
69. Sold 01/19/11 
(part) Income Gam Codes =$1.000 less =$1,001 -$2.500 c=$2,501  $5,000 0=$5,001  $15,000 =$15,00 -$50,000 
(Sec Columns and 04) =$50,001  $100,000 G=$100.001 -$1.000,000 =$1.000,001  $5,000.000 =More than $5,000.000 Value Codes =$15.000 orless K=$15,001 -$50.000 L=$50,00I -$100.000 =$100,001 -$250.000 
(Sec Columns and 03) =$250,001 -$500.000 0=$500.001 $1,000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000,00  $50,000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Othcr W=Estnnatcd 
 
 
Date Report 
Walker, John 
0510912012 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
 
(I) (2) (I) (2) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
{A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (ifpnvate 
(Q-W) transaction) Income Gam Codes. =$1.000 less =$1,001 -$2.500 42,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50.001 -$100,000 =$100.001 -$1,000.000 =$1,000,001 -$5.000,000 =More than $5.000.000 Value Codes =$15,000 less K=$15.001 -$50.000 L=$50,001 -$100,000 =$100.001 -$250,000 
(See Columns and D3) =$250,00I -$500.000 =$500,001 -$1,000.000 =$1,000.001 -$5,000,000 =$5.000,001 -$25,000.000 =$25,000.001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) U=Book Value V=Other W=Estimatcd 
 
 
 
Name Person Reporting 
Date Report 
05/09/2012 
Walker, John 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
 
 
Date Report 
Walker, John 
05/09/2012 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: John Walker 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544