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Judicial Watch • Wilkinson III J H – 2006

Wilkinson III J H – 2006

Wilkinson III J H – 2006

Page 1: Wilkinson III J H – 2006

Category:Federal Judges

Number of Pages:12

Date Created:September 4, 2007

Date Uploaded to the Library:January 25, 2015

Tags:inheritance, classic, wilkinson, Equity, Growth, Estate, stock, 2006, Codes, dividend, IRS, disclosure, reporting, report, Federal Judge, financial, income, Judge


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A010 Government Act 1978 
Rev.1/2007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Wilkinson, Ill, Court Organization 4th Circuit Appeals Date Report 05/10/2007 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Circuit Judge Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/01/2006 12/31/2006 
Sb. Amended Report Chambers Office Address 255 Main Street Rm. 230 Charlottesvile, Va. 22902 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box/or each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) 
[Kl NONE (No reportable positions.) 
POSITION NAME ORGANIZA ON/ENTITY 
-,, 
t=i 
:: . - 
..... 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
... NONE (No reportable agreements.) 
PARTIES AND TERMS will receive salary from former employer the University LaW School. There will continuing participation any benefit plan cntd Part 
 
 
III. NON-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-14 instructions.) Filers Non-Investment Income [2[J NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) 
 
SOURCE AND TYPE 
 
 
-If you were married during any portion the reporting year, complete this section. 
DESCRIPTION 
 
 
 
05/10/2007 
Wilkinson, III, GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
[.Kl NONE (No reportable gifts.) 
DESCRIPTION VALUE 
 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) [.Kl NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
Date Report 
Wilkinson, III, 
05/10/2007 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (!) (2) (1) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) TRUST# Albemarle Corp Common Stock Inheritance 4/5 Fromrust Albemarle CorpCommonStock Dividend Altria Group, Inc. Common Inheritance 4/5 From lmrrust Altria Group, Inc. Common Dividend Bellsouth Corp Common Stock Dividend Deere Co. Common Stock Inheritance 4/5 rust Deere Co. Common Stock Dividend Dupont Nemours Co. Common Stock Inheritance 4/5 From rust 
10. Dupont Nemours Common Stock Dividend 
11. Duke Energy Corp Common merger 4/3 
12. Duke Energy Corp. New Common Stock Inheritance 4/6 From-rust 
13. Duke Energy Corp.New Common Stock Dividend 
14. General Electric Co. Common Stock Inhertance 4/5 
15. General Electric Co. Common Stock Dividend 
16. Hewlett Packard Common Stock Inheritance 4/5 Frorust 
17. Hewlett Packard Common Stock Dividend Income Gain Codes: =$1,000 less =$1,001 -$2,500 c=$2,501 -$5,000 =$5,001 -$15,000 E=$15,001-$50,000 
(See Colwnns and D4) F=$50,00 -$100,000 G=Sl00,00 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes J=$15,000 odess =$15,00 $50,000 L=$50,00l -$100,000 =$100,00 -$250,000 
(See Colwnns and D3) =$250,001 -$500,000 0=$500,001 -$1,000,000 pl=$ ,000,00 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 T=Cash Market 
(See Colwnn C2) Q=Appraisal V=Other =Assessment 
U=BookValue W=Estimated 
 
05/10/2007 
Wilkinson, III, 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
18. Johnson Johnson Common Stock Inheritance 415 Fromt 
19. Johnson Johnson Common Dividend 
20. Lilly Eli Common Stock Dividend 
21. Media General Inc. Common Stock Dividend 
22. Proctor Gamble Co. Common Stock Inheritance 415 From ._.rust 
23. Proctor Gamble Co. Common Dividend Sold 7/11 
24. Proctor Gamble Common Stock Dividend 
25. Providence Worcester Common Stock Dividend 
26. Royal Dutch Petro Shell Com. Common Stock Inheritance 415 
27. Royal Dutch Petro Shell Common Dividend 
28. Schering Plough Corp Common Stock Dividend 
29. SunTrust Banks Inc. Common Stock Inheritance 415 From9mlrust 
30. SunTrust Banks Inc. Common Stock Dividend 
31. Weyth Common Stock Dividend 
32. STI Classic Fd-Large Cap Relative Val I-shs Inheritance 4/27 Fro 
33. STI ClassicFd-Large Cap Relative Val I-Shs Dividend 
34. STI Classic Fd-Sm Cap Growth I-shs Inheritance 4/27 Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 G=$100,00l -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less 15,00 -$50,000 L=$50,00I-$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 T=Cash Market 
(See Column C2) =Appraisal V=Otber =Assessment 
U=BookValue =Estimated 
 
Date Report 
05/10/2007 
Wilkinson, III, 
VII. INVESTMENTS and TRUSTS income, value, transacnons (Includes those the spouse and dependent children. See pp. 34-60 filing instrucnons.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
{I) (2) (1) (2) (1) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
{A-H) inL) (J-P) Code redemption) Day (J-P) (A-H) {if private 
(Q-W) transaction) 
 
35. STI Classic Fd-Sm Cap Growth I-shs Dividend 
36. ST! Classic Cap Val 1-shs Dividend 
37. STI Classic Intl Equity 1-shs Inheritance 4/27 From ...rust 
38. STI Classic Intl Equity 1-shs Dividend 
39. STI Classic Cap Apprec. I-shs Inheritance 4/27 From..Trust 
40. STI Classic Cap Apprec. I-shs Dividend 
41. STI Classic Fd-Aggressive Growth I-shs Dividend 
42. STI Classic Fd. -Va. Inter Muni I-shares Inheritance 4/27 From 9!111rust 
43. STI Classic -Va Muni Shares (became lnterMuni) merger 8/1 
44. ST! Classic -Va Inter Muni Shares Interest 
45. STI Classic -Va. Tax Free Shares Inheritance 415 Fromrust 
46. STI Classic Va. Tax Free Shares 47. STI Classic -Va Tax Free Shares Inheritance Inheritance 6/27 11/28 Frommarrust 
48. STI Classic -Va Tax Free Shares Interest 
49. 
50. IRA (holdings -all mutual funds-include items #51-85) 
51. ST! Classic -Large Cap Value Equity Sold 10/30 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,00l -$1,000,000 =$1,000,001 -$5,000,000 H2=More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,00 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$S0,000,000 =Cost (Real Estate Only) =More than $50,000,000 T=Cash Market 
(See Column C2) Q=Appraisal V=Other =Assessment 
U=Book aloe W=Estimated 
 
 
05/10/2007 
Wilkinson, III, 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure {I) Amount Code (A-H) (2) Type(e.g. div., rent, int.) (I) Value Code (J-P) (2) Value Method Code (Q-W) (1) Type(e.g. buy, sell, redemption) (2) Date Month Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
52. STI Classic -Capital Appreciation Sold 10/30 
53. STI Classic -Short Term Treasury Sold 10/30 
54. STI Classic -LTD Term Fed Mortgage Sold 10/30 
55. Dreyfus/Laurel Fds Prem Sma!ICap Val Buy 10/30 
56. Dreyfus/Laurel Fds Prem SmallCap Val Buy 12/22 
57. Dreyfus/Laurel Fds Prem SmallCap Val Dividend 
58. Goldman Sachs Emerging Mkts Equity I-CL Buy 10/30 
59. Goldman Sachs Emerging Mkts Equity I-CL Sold 12/22 
60. Goldman Sachs Emerging Mkts Equity I-CL Dividend 
61. Pimco Commodity RealRetum Strategy Ins Buy 10/30 
62. Pimco Commodity RealRetum Strategy Ins Buy 12/22 
63. Pimco Commodity RealReturn Strategy Ins Dividend 
64. Rowe Price Real Estate com Buy 10/30 
65. Rowe Price Real Estate com Dividend 
66. STI Classic -Large Cap Relative Val I-shs Buy 10/30 
67. STI Classic -LargeCap Relative Val I-shs Sold 12/22 
68. STI Classic -LargeCap RelativeVal I-shs Dividend Income Gain Codes: =lil,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,0oO 
(See Columns and 04) F=$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$100,00 -$250,000 
(See Colwnns and 03) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 T=Cash Market 
(See Column C2) Q=Appraisal V=Other =Assessment 
U=BookValue W=Estimated 
 
 
Date Report 
05/10/2007 
Wilkinson, III, 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure (I) Amount Code (A-H) (2) Type(e.g. div., rent, int.) {I) Value Code (J-P) (2) Value Method Code (Q-W) {I) Type (e.g. buy, sell, redemption) (2) Date Month Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
69. STI Classic -Sm Cap Growth Stk I-shs Buy 10/30 
70. STI Classic -Sm Cap Growth Stk I-shs Dividend 
71. STI Classic -Intl Equity I-shs Buy 10/30 
72. STI Classic -Intl Equity I-shs Dividend 
73. STI Classic -Mid Cap Equity I-shs Buy 10/30 
74. STI Classic -Mid Cap Equity I-shs Dividend 
75. STI Classic -Cap Apprec I-shs Buy 12/22 
76. STI Classic -Cap Apprec I-shs Dividend 
77. STI Classic -Aggressive Growth Stk I-shs Buy 10/30 
78. STI Classic -Aggressive Growth Stk I-shs Dividend 
79. STI Classic -Emerging Growth Stk I-shs Buy 10/30 
80. STI Classic -Emerging Growth Stk I-shs Dividend 
81. STI ClassicFd -Large Cap Quan Equity I-shs Buy 10/30 
82. STI Classic -LargeCap Quan Equity I-shs Dividend 
83. STI Classic -Mid Cap Value Equity Buy 10/30 
84. STI Classic -Mid Cap Value Equity Dividend 
85. STI Classic -Prime Quality MMKT I-shs Interest Income Gain Codes: =$1,000 less =$1,00l -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 E=$15,001-$50,000 
(See Colwnns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,00l -$250,000 
(See Colwnns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25;000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Other =Assessment =Book Value =Estimated 
 
 
Date Report 
Wilkinson, III, 
05/10/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place 11(X)11 after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type(e.g. Value Value Type(e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) {A-H) {if private 
{Q-W) transaction) 
 
86. 
87. TRUST#2 
88. Albemarle Corp Common Stock Dividend 
89. 90. Bellsouth Corp BLS Group Common Stock pont Nemours Co.Common Stock Dividend Dividend 
91. 92. Duke Energy Corp New Com Hewlett Packard Com Dividend Dividend 
93. Johnson Johnson Com Dividend 
94. Jefferson Pilot Corp Com (became Lincoln) Cash-Merger 4/17 
95. Lincoln Natl Corp Ind Com Dividend 
96. Royal Dutch Petro Shell Common Stock Dividend 
97. Schering Plough Corp Com Dividend 
98. Wyeth Com Dividend 
99. !Shares SP Cap 600 Value Index Dividend 
100. STI Classic -LargeCap Relative Val I-shs Dividend 
101. STI Classic -Sm Cap Growth Stk I-shs Dividend 
102. STI Classic -Intl Equity I-shs Dividend Income Gain Codes: =$1,000 less =$1,001 -$2,500 c=$2,501 -$5,000 =$5,001 -$15,000 E=$15,001 $50,000 
(See Colwnns and D4) F=$50,001 -$100,000 =$100,001 -$!,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=$15,001 -$50,000 L=$50,00 -$100,000 =$100,00 -$250,000 
(See Colwnns and D3) N=$250,00 -$500,000 0=$500,00 -$1,000,000 =$1,000,001 -$5,000,000 P2=$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Colwnn C2) Q=Appraisal V=Other S=Assessment 
U=Book Value W=Estimated 
 
 
05/10/2007 
Wilkinson, III, 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure (1) Amount Code (A-H) (2) Type (e.g. div., rent, int.) (I) Value Code (J-P) (2) Value Method Code (Q-W) (I) Type (e.g. buy, sell, .redemption) (2) Date Month Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
103. STI Classic -Agg ressive Growth Stk I-shs Dividend 
104. STI Classic -Va Inter Mun I-shs Interest 
105. STI Classic -Va Tax Free I-shs Interest 
106. 
107. DEPOSIT ACCOUNTS 
108. SunTrust Interest Checking#I Interest 
109. SunTrust Checking#2 None 
110. 
111. TRUST#3 
112. STI Classic -Va Tax Free I-shs Interest 
113. Income Gain Codes: 1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(See Colwnns and D4) =$50,001 -$100,000 G=$100,00l -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,00 -$100,000 =$I 00,00 -$250,000 
(See Colwnns and D3) =$250,00 -$500,000 0=$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 T=Cash Market 
(See Colwnn C2) Q=Appraisal V=Other =Assessment 
U=BookValue =Estimated 
 
 
 
05/10/2007 
Wilkinson, Ill, 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofReporL) 
Part Parties and Terms Re: will rec, contd .... provided the University although past pension benefits are vested. mortgage was provided favorable rate available faculty members and had refinanced within mo. leaving the University. The mortgage was paid full 02/09/1985. 
The IRA was transferred from SunTrust Investments SunTrust Bank September of2006. All changes the holdings are reflected VII appropriate. The overall asset allocation was expanded include various asset classes, diverse group mutual funds, include SunTrust Bank funds (ST! Classic) and other mutual funds (commonly used within the industry). ....fm:>911fn 1990), established antrust. SunTrust Bank, formerly Crestar Bank, were the CoTrustees. ...rrevocable trust created two trusts, m9rrust -and-.Tru. which were each funded 5/31/05. the income beneficiary these two trusts for.ifetime. result the death 2/9/06), the -Trust was divided and and myself accordance with the terms the document. was part after trust step the cost basis all securities. Those securities were then liquidated and put into money mark.et account (cash). After paid its share the Federal Estate Transfer Tax, was divided and distributed my-and accordance with the language document. They were 
both closed late 2006. 
Based the above events, have inherited individual securities, mutual funds and cash from the-Trust and cash from the rust. With respect particular holding, have listed the inherited amount first. The line below the inherited amount reflects the total amount the holding (as 12/31 /06), including the inherited amount. some cases, the inherited amount comprises the entirety the holding. 
Trust# This trust represents trust, which became Irrevocable atl9cteath (2/9/06). currently referred and final IRS this approval received, will divided into two shares which will later become trusts for me. All the holdings were liquidated and the only asset thisrust money market cash position. 
 
 
 
05/10/2007 
Wilkinson, III, 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: IVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544