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Judicial Watch • William H. Steele – 2007

William H. Steele – 2007

William H. Steele – 2007

Page 1: William H. Steele – 2007

Category:Federal Judges

Number of Pages:12

Date Created:November 3, 2008

Date Uploaded to the Library:December 22, 2014

Tags:William H Steele, Steele, Putnam, funds, American, Growth, william, 2007, assets, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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UNITED STATES DISTRICT COURT 
SOUTHERN DISTRICT ALABAMA 
UNITED STATES COURTHOUSE 
113 ST. JOSEPH STREET 
 
MOBILE, ALABAMA 36602 
WILLIAM STEELE Telephone UNITED STATES DISTRlCT JUDGE (251) 690-3239 
August 2008 
 
Judge Ortrie Smith, Chair Committee Financial Disclosure Administrative Office the U.S. Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 
Re: Calendar Year 2007 Filing 
Dear Judge Smith: additional information required, need submit different format, please let know. Thank you. 
 
 
William Steele 
WHS:kr 
 
Name Per.on Reporting 
Date Report 
Steele, William 
04/28/2008 
VIl. INVESTMENTS and TRUSTS -income, value, transactions (1nc1u11es those spouse and dependent children; see PP. 14-60 filing instructions.; NONE (No reportable income, assets, transactions.) Description Assets --;---------------,----------------- Income during Gross value end Transactions during reporting period 
 
(including trust assets) reporting period reporting period Value 
(4) 
 
(5)I (1) (2) (1) 
 
(1) 
(2) 
 
Place (X) after each asset Gain 
exempt from prior disclosure Code div., ren Code2 Method buy, sell, 
MonthCode Code buyer/seller (A-H) int.) (J-P) Code redemption) 
Day (J-P) (A-H) (if private 
(Q-W) 
transaction) 
Amount Type (e.g., Value Type (e.g.,Value Date Identity 
 
54. Smallcap World Fund Inc. (American Dividend Funds) 
Washington Mutual (American Funds) Dividend 
56. Sun Life Assurance Co. Canada Distribution (annuity-no control)(X2005) 
Rental property,Orange Beach,AL Rent Buy 11/01 Income Gain Codos: (See Colwnns and D4) Value Codos (See Colwnns and DJ) Value Method Codes (See Column C2) ,OOO less c$50,00 -$I 00,000 c$J5,000 less c$250,00I -$500,000 25,000,00 -$50,000,000 cAppraisal cBook Value =$1,00 -$2,500 =$I 00,00 -$1,000,000 =$15,001 -$50,000 =$500,001 -$1,000,000 =Cost (Real Estate Only) =Other =$2,501 -$5,000 =$1,000,001 -$5,000,000 =$50,00 -$I 00,000 =$!,000,001 -$5,000,000 cMore than $50,000,000 =Assessment Estimated 5,00! -$15,000 H2=More than $5,000,000 c$!00,00J -$250,000 =$5,000,001 -$25,000,000 =Cash Market E=$15,00l-$50,000 POSITI NS. (Reporting indivU/1141 only; see pp. 9-13 filing instr11ctUJns.) 
[Z] NONE (No reportable positions.) Cf) ,-11 o=-: ......... ::s.:: c:;:oZ ..D 
 
 
II. AGREEMENTS. (Reporting UulividlUli only; see pp. U-16 jiling instr11ctUJns.) 
[Z] NONE (No reportable agreements.) 
 
oJ> -nr--m f11 
 
Date Report 
 
Steele, William 
04/2812008 
 
 
Ill. NON-INVESTMENT INCOME. (Reportingindividualandspouse;seepp.17-24 offilinginstructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 
(youra, not spouses) 12-31-07 Church Reader Fees 105 12-31-07 Musician Fees 880 Spouses Non-Investment Income -Jfyou were lltllrried during anyportion the reporting year, comp/de this secfion. (Dollaramount not required except for honoraria) NONE (No reportable non-investment income.) 12-31-07 Self-employed (accounting consultant) 12-31-07 Retirement income from Retirement Systems Alabama 12-31-07 Deferred Compensation distribution from Public Nationwide Retirement Solutions 
 
IV. REIMBURSEMENTS -transportJUJon, kH/ging,food, enreruumnent. (Includes those spouse anddependent children; see pp. 25-27 filing instructions.) 
[Z] NONE (No reportable reimbursements.) 
 
 
Date Report 
Steele, William 
04/28/2008 GIFTS. (Includes those spouse and dependent children; see pp. 18-3I filing instructions.) 
[Z] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 offtling ills/ructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE Mortgage rental property, Orange Beach, (Pt VII, line 57) 
 
 
 
 
 
Date Report 
 
Steele, William 
04/28/2008 GIFTS. (lnd11des those SJHlllSe and dependent children; see pp. 28-31 of.flling instr11c:tWns.) 
[ZJ NONE (No reportable gifts.) 
 
VALUE 
 
 
VI. LIABILITIES. (lncbuln those SJHlllSe and dependmt children; see pp. 32-33 of.flling 
instr11c:tWns.) NONE (No reportable liabilities.) Wachovia Mortgage Coiporation Rental property 
 
 
 
 
Date Report 
Steele, William 
04/28/2008 
VD. INVESTMENTS and TRUSTS ilu:tlwre, va1 transacdons (Includes thou sp250,001 -$500,000 =$500,001 -Sl,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Ouly) =As.=sment =Cash Market 
(See Colwnn C2) U=BookValuc =-Other W=Estimatcl 
 
 
Date Report 
Steele, William 
 
04/28/2008 
VII. INVESTMENTS and TRUSTS -income. wzhte, transactions(lncludesthoseofspousean,Jdeperukntchildren;seepp. 34-60 otfilincinstructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
{I) 
(2) 
(2) 
{I) 
(2) 
Amount 
Value 
Type (e.g., 
Value 
Value 
Gain 
Identity 
Place (X) after each asset 
Date 
Type (e.g., 
Code 
div., rent, Code2 
Method 
buy, sell, 
Month- 
Code 
Code2 
buyer/seller 
exempt from prior disclosure int) (J-P) 
{if private 
redemption) 
Day 
Code3 
(A-H) 
(J-P) 
transaction) 
{Q-W) 
18. -John Hancock Regional Bank 
19. -Alliance Real Estate Investment Fund 
20. -Jennison Blend Fund Class 
 
21. AMCAP Fund (American Funds) Dividend 
22. Putnam Voyager Dividend Sell Partial 9/12 
23. Templeton Foreign Dividend 
24. 25. John Hancock Financial Industries Mutual Shares (TESIX) Dividend Dividend 
26. 27. Alliance Large Capital Growth Putnam Allstate Advisor (Annuity) None None 
28. Gulf Coast Federal Credit Union Interest Closed acct 6/12 
29. Steele Enterprises LLC None 
30. Putnam for Growth Income Dividend Sell Partial 9/12 
31. Putnam Mid Cap Value Fund Dividend 
32. Putnam Small Cap Growth Dividend 
 
Fidelity Adv Emerging Markets Income Dividend Sell Partial 9112 Fund 
34. *AG Edwards IRA (FBO) Dividend Income Gain Codes: A41,000 less B41,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 E415,00I -$50,000 
(See Columns and 04) =$50,00! -$100,000 =$100,00J -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes z$J5,000 less z$15,001 -$50,000 450,00 -$I 00,000 =$100,001 -$250,000 
(See Colwnns and DJ) 4250,001 -$500,000 z$500,001 -$1,000,000 41,000,001-$5,000,000 45,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes Q=Appmisal zCnst (Real Estate Only) =Assessment =Cash Market 
(See Column C2) U=BookValue 0ther =Estimated 
 
 
Date Report 
FINANCIAL DISCLJSURE REPORT 
04/2812008 
Steele, William 
VII. INVESTMENTS and TRUSTS -inco,,,,,, w11,,,,, transactiolt!i (lncllldes t1rOSL ofspollSI! upetuknJ children; see PP. 34-60 offmng instrllCIWns.J NONE (No reportable income, assets, transactions.) 
Identity buyer/seller 
transaction) 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(!) (2) (!) (2) (!) (2) (3) (4) (5) 
Amount Type(e.g., Value Value Type(e.g., Date Value Gain 
Code! div., rent, Code2 Method buy, sell, Month Code2 Code 
(A-II) int) (J-P) Code3 redemption) Day (J-P) (A-H) (if private 
(Q-W) 
 
Sell Partial 2/21 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclostue 
-Comcast Corp. 
-AIM Funds Group-Constellation Fund 
-AIM Funds Group-Charter Fund 
-Putnam Intl. New Opportunities 
39. 
-Putnam New Opportunities 
40. -Putnam Vista Fund 
-Putnam Voyager Fund Sell Partial 1131 
42. 
-Euro Pacific Growth (American Funds) 
-Growth Fund America (American Funds) 
44. 
Centennial Money Market Interest 
EMC Corp. None 
46. Intel Corp. Dividend 
Nokia Corp. Dividend 
48. 
Time Warner Dividend Sell 9/12 
Campbell Strategic Allocation Fund Dividend 
50. Europacific Growth Fund (American Funds) Dividend 
51. Fundamental Investors Inc. (American Funds) Dividend Income Gain Codes: (See Columns and D4) Value Codes (See Columns and D3) Value Method Codes (See Column C2) A=1 ,000 less F=150,001 -$100,000 =115,000 less 4250,001 -$500,000 =125,000,00 -$50,000,000 =Appraisal U=BookValuc =11,001 -$2,500 4100,001 -$1,000,000 =$15,001 -$50,000 4500,00 -$I ,000,000 =Cost (Real Estate Only) V=Other c=12,501 -$5,000 41,000,00! -$5,000,000 L=$50,00 -$I 00,000 41,000,001 -$5,000,000 =More than $50,000,000 =Assessment WEstimatcd D=15,001 -$15,000 =More than $5,000,000 =$100,001 -$250,000 45,000,00 -$25,000,000 =Cash Market =115,001 -$50,000 
 
 
Date Report 
Steele, William 
04/28/2008 
VII. INVESTMENTS smd TRUSTS -inco-, Wllue. lrtllfstu:6ons (lnc11111es t1rOSI! ofspo11Se and deJ1endeni c/Uldren; see pp. 34-60 filing ittstr11ctions.J NONE (No reportable income, assets, transactions.) 
Description Assets 
Income dwing 
Gross value end 
Transactions during reporting period 
(including trust assets) 
reporting period 
reporting period 
(2) 
(2) 
(2) 
(3) 
(5) 
Amount 
Value 
Value 
Date 
Value 
Type (e.g., 
Identity 
Place (X) after each asset 
Gain 
Type (e.g., 
Code 
div., rent, 
buy, sell, 
Code2 
Method 
Month 
Code2 
Code 
buyer/seller 
exempt from prior disclosure 
(A-H) int) 
Code3 
redemption) 
Day 
(J-P) 
(J-P) (if private 
transaction) 
(Q-W) 
52. Growth Fund America (American Funds) Dividend 
53. New Economy Fund (American F.unds) Dividend 
54. Smallcap World Fund Inc. (American Funds) Dividend 
55. Washington Mutual (American Funds) Dividend 
56. Sun Life Assurance Co. Canada (annuity-no control)(X2005) Distribution Income Gain Codes: =Sl,000 less =$1,001 -$2,500 CS2,501-$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 More than $5,000,000 Value Codes =$15,000 orless 15,00 -$50,000 L=$50,00I-$!00,000 $100,001 -$250,000 
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -Sl,000,000 =Si,000,001 -$5,000,000 ns5,ooo,oo  S25,ooo,ooo =$25,000,001 -$50,000,000 More than $50,000,000 Value Method Codes Appraisal ost (Real Estate Only) Assessment TMarket 
(See Column C2) Book Value Vo-Other Estimated 
 
 
Date Report 
Steele, William 
04128/2008 
VIII. ADDITIONAL INliORMATION EXPLANATIONS. (ltulktdeparto/Report.) 
VIl.3 -Name change from Public Employees Benefit Co. Nationwide Retirement Solutions. This Deferred Compensation Plan (457b). Investments can selected from finite list 
VII.29 -It not anticipated that any income will derived from the LLC. All income will realized the manager. 
VII.35 and .41 -Mandatory IRA (FBO) distnoution required sale assets. 
 
 
Date Report 
Steele, William 
04/2812008 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, ifany) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDMDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
 
 
 
FILING INS1RUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544