William H Steele Financial Disclosure Report for 2007
Category:Financial Disclosure
Number of Pages:12
Date Created:November 3, 2008
Date Uploaded to the Library:November 13, 2013
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UNITED STATES DISTRICT COURT SOUTHERN DISTRICT ALABAMA UNITED STATES COURTHOUSE 113 ST. JOSEPH STREET MOBILE, ALABAMA 36602 WILLIAM STEELE Telephone UNITED STATES DISTRlCT JUDGE (251) 690-3239 August 2008 Judge Ortrie Smith, Chair Committee Financial Disclosure Administrative Office the U.S. Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 Re: Calendar Year 2007 Filing Dear Judge Smith: additional information required, need submit different format, please let know. Thank you. William Steele WHS:kr Name Per.on Reporting Date Report Steele, William 04/28/2008 VIl. INVESTMENTS and TRUSTS -income, value, transactions (1nc1u11es those spouse and dependent children; see PP. 14-60 filing instructions.; NONE (No reportable income, assets, transactions.) Description Assets --;---------------,----------------- Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period Value (4) (5)I (1) (2) (1) (1) (2) Place "(X)" after each asset Gain exempt from prior disclosure Code div., ren Code2 Method buy, sell, MonthCode Code buyer/seller (A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private (Q-W) transaction) Amount Type (e.g., Value Type (e.g.,Value Date Identity 54. Smallcap World Fund Inc. (American Dividend Funds) Washington Mutual (American Funds) Dividend 56. Sun Life Assurance Co. Canada Distribution (annuity-no control)(X2005) Rental property,Orange Beach,AL Rent Buy 11/01 Income Gain Codos: (See Colwnns and D4) Value Codos (See Colwnns and DJ) Value Method Codes (See Column C2) ,OOO less c$50,00 -$I 00,000 c$J5,000 less c$250,00I -$500,000 25,000,00 -$50,000,000 cAppraisal cBook Value =$1,00 -$2,500 =$I 00,00 -$1,000,000 =$15,001 -$50,000 =$500,001 -$1,000,000 =Cost (Real Estate Only) =Other =$2,501 -$5,000 =$1,000,001 -$5,000,000 =$50,00 -$I 00,000 =$!,000,001 -$5,000,000 cMore than $50,000,000 =Assessment ""Estimated 5,00! -$15,000 H2=More than $5,000,000 c$!00,00J -$250,000 =$5,000,001 -$25,000,000 =Cash Market E=$15,00l-$50,000 POSITI NS. (Reporting indivU/1141 only; see pp. 9-13 filing instr11ctUJns.) [Z] NONE (No reportable positions.) Cf) ,-11 o=-": ......... ::s.:: c:;:oZ ..D II. AGREEMENTS. (Reporting UulividlUli only; see pp. U-16 jiling instr11ctUJns.) [Z] NONE (No reportable agreements.) oJ> -nr--m f11 Date Report Steele, William 04/2812008 Ill. NON-INVESTMENT INCOME. (Reportingindividualandspouse;seepp.17-24 offilinginstructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) (youra, not spouse's) 12-31-07 Church Reader Fees 105 12-31-07 Musician Fees 880 Spouse's Non-Investment Income -Jfyou were lltllrried during anyportion the reporting year, comp/de this secfion. (Dollaramount not required except for honoraria) NONE (No reportable non-investment income.) 12-31-07 Self-employed (accounting consultant) 12-31-07 Retirement income from Retirement Systems Alabama 12-31-07 Deferred Compensation distribution from Public Nationwide Retirement Solutions IV. REIMBURSEMENTS -transportJUJon, kH/ging,food, enreruumnent. (Includes those spouse anddependent children; see pp. 25-27 filing instructions.) [Z] NONE (No reportable reimbursements.) Date Report Steele, William 04/28/2008 GIFTS. (Includes those spouse and dependent children; see pp. 18-3I filing instructions.) [Z] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 offtling ills/ructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE Mortgage rental property, Orange Beach, (Pt VII, line 57) Date Report Steele, William 04/28/2008 GIFTS. (lnd11des those SJHlllSe and dependent children; see pp. 28-31 of.flling instr11c:tWns.) [ZJ NONE (No reportable gifts.) VALUE VI. LIABILITIES. (lncbuln those SJHlllSe and dependmt children; see pp. 32-33 of.flling instr11c:tWns.) NONE (No reportable liabilities.) Wachovia Mortgage Coiporation Rental property Date Report Steele, William 04/28/2008 VD. INVESTMENTS and TRUSTS ilu:tlwre, va1 transacdons (Includes thou sp250,001 -$500,000 =$500,001 -Sl,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Ouly) =As.=sment =Cash Market (See Colwnn C2) U=BookValuc =-Other W=Estimatcl Date Report Steele, William 04/28/2008 VII. INVESTMENTS and TRUSTS -income. wzhte, transactions(lncludesthoseofspousean,Jdeperukntchildren;seepp. 34-60 otfilincinstructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period {I) (2) (2) {I) (2) Amount Value Type (e.g., Value Value Gain Identity Place "(X)" after each asset Date Type (e.g., Code div., rent, Code2 Method buy, sell, Month- Code Code2 buyer/seller exempt from prior disclosure int) (J-P) {if private redemption) Day Code3 (A-H) (J-P) transaction) {Q-W) 18. -John Hancock Regional Bank 19. -Alliance Real Estate Investment Fund 20. -Jennison Blend Fund Class 21. AMCAP Fund (American Funds) Dividend 22. Putnam Voyager Dividend Sell Partial 9/12 23. Templeton Foreign Dividend 24. 25. John Hancock Financial Industries Mutual Shares (TESIX) Dividend Dividend 26. 27. Alliance Large Capital Growth Putnam Allstate Advisor (Annuity) None None 28. Gulf Coast Federal Credit Union Interest Closed acct 6/12 29. Steele Enterprises LLC None 30. Putnam for Growth Income Dividend Sell Partial 9/12 31. Putnam Mid Cap Value Fund Dividend 32. Putnam Small Cap Growth Dividend Fidelity Adv Emerging Markets Income Dividend Sell Partial 9112 Fund 34. *AG Edwards IRA (FBO) Dividend Income Gain Codes: A41,000 less B41,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 E415,00I -$50,000 (See Columns and 04) =$50,00! -$100,000 =$100,00J -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes z$J5,000 less z$15,001 -$50,000 450,00 -$I 00,000 =$100,001 -$250,000 (See Colwnns and DJ) 4250,001 -$500,000 z$500,001 -$1,000,000 41,000,001-$5,000,000 45,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes Q=Appmisal zCnst (Real Estate Only) =Assessment =Cash Market (See Column C2) U=BookValue '"0ther =Estimated Date Report FINANCIAL DISCLJSURE REPORT 04/2812008 Steele, William VII. INVESTMENTS and TRUSTS -inco,,,,,, w11,,,,, transactiolt!i (lncllldes t1rOSL ofspollSI! """upetuknJ children; see PP. 34-60 offmng instrllCIWns.J NONE (No reportable income, assets, transactions.) Identity buyer/seller transaction) Income during Gross value end Transactions during reporting period reporting period reporting period (!) (2) (!) (2) (!) (2) (3) (4) (5) Amount Type(e.g., Value Value Type(e.g., Date Value Gain Code! div., rent, Code2 Method buy, sell, Month Code2 Code (A-II) int) (J-P) Code3 redemption) Day (J-P) (A-H) (if private (Q-W) Sell Partial 2/21 Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclostue -Comcast Corp. -AIM Funds Group-Constellation Fund -AIM Funds Group-Charter Fund -Putnam Intl. New Opportunities 39. -Putnam New Opportunities 40. -Putnam Vista Fund -Putnam Voyager Fund Sell Partial 1131 42. -Euro Pacific Growth (American Funds) -Growth Fund America (American Funds) 44. Centennial Money Market Interest EMC Corp. None 46. Intel Corp. Dividend Nokia Corp. Dividend 48. Time Warner Dividend Sell 9/12 Campbell Strategic Allocation Fund Dividend 50. Europacific Growth Fund (American Funds) Dividend 51. Fundamental Investors Inc. (American Funds) Dividend Income Gain Codes: (See Columns and D4) Value Codes (See Columns and D3) Value Method Codes (See Column C2) A=1 ,000 less F=150,001 -$100,000 =115,000 less 4250,001 -$500,000 =125,000,00 -$50,000,000 =Appraisal U=BookValuc =11,001 -$2,500 4100,001 -$1,000,000 =$15,001 -$50,000 4500,00 -$I ,000,000 =Cost (Real Estate Only) V=Other c=12,501 -$5,000 41,000,00! -$5,000,000 L=$50,00 -$I 00,000 41,000,001 -$5,000,000 =More than $50,000,000 =Assessment WEstimatcd D=15,001 -$15,000 =More than $5,000,000 =$100,001 -$250,000 45,000,00 -$25,000,000 =Cash Market =115,001 -$50,000 Date Report Steele, William 04/28/2008 VII. INVESTMENTS smd TRUSTS -inco-, Wllue. lrtllfstu:6ons (lnc11111es t1rOSI! ofspo11Se and deJ1endeni c/Uldren; see pp. 34-60 filing ittstr11ctions.J NONE (No reportable income, assets, transactions.) Description Assets Income dwing Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (2) (2) (2) (3) (5) Amount Value Value Date Value Type (e.g., Identity Place "(X)" after each asset Gain Type (e.g., Code div., rent, buy, sell, Code2 Method Month Code2 Code buyer/seller exempt from prior disclosure (A-H) int) Code3 redemption) Day (J-P) (J-P) (if private transaction) (Q-W) 52. Growth Fund America (American Funds) Dividend 53. New Economy Fund (American F.unds) Dividend 54. Smallcap World Fund Inc. (American Funds) Dividend 55. Washington Mutual (American Funds) Dividend 56. Sun Life Assurance Co. Canada (annuity-no control)(X2005) Distribution Income Gain Codes: =Sl,000 less =$1,001 -$2,500 CS2,501-$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 More than $5,000,000 Value Codes =$15,000 orless 15,00 -$50,000 L=$50,00I-$!00,000 $100,001 -$250,000 (See Columns and DJ) =$250,001 -$500,000 =$500,001 -Sl,000,000 =Si,000,001 -$5,000,000 ns5,ooo,oo S25,ooo,ooo =$25,000,001 -$50,000,000 More than $50,000,000 Value Method Codes Appraisal ost (Real Estate Only) Assessment TMarket (See Column C2) Book Value Vo-Other Estimated Date Report Steele, William 04128/2008 VIII. ADDITIONAL INli'ORMATION EXPLANATIONS. (ltulktdeparto/Report.) VIl.3 -Name change from Public Employees Benefit Co. Nationwide Retirement Solutions. This Deferred Compensation Plan (457b). Investments can selected from finite list VII.29 -It not anticipated that any income will derived from the LLC. All income will realized the manager. VII.35 and .41 -Mandatory IRA (FBO) distnoution required sale assets. Date Report Steele, William 04/2812008 IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, ifany) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. 501 et. seq., U.S.C. 7353, and Judicial Conference regulations. NOTE: ANY INDMDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app. 104) FILING INS1RUCTIONS Mail signed original and additional copies to: Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544