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Judicial Watch • Yeakel III Earl Lee – 2003

Yeakel III Earl Lee – 2003

Yeakel III Earl Lee – 2003

Page 1: Yeakel III Earl Lee – 2003

Category:Federal Judges

Number of Pages:9

Date Created:February 4, 2005

Date Uploaded to the Library:January 26, 2015

Tags:Yeakel, Austin, Bought, president, texas, mutual, stock, 2003, Codes, dividend, disclosure, reporting, report, Federal Judge, income, Judge


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A0-10 	FIN.ANCIAL DISCLOSl.JRE REPORT Government Act 1978 
Rev. 112004 
Calendar Year 2003 U.S.C. app.  101-111) Person Reporting (L3:,-t name,  First Middle initial) Court Organization Date ofReport 
Yeakel Ill, Earl 	District Court, W.D. Texas 
6/14/2004 Title (Article lII Judges indicate active senior status; ReportType (check appropriate type) Reporting Period 
magistrate judges indicate fi.111-or part-time) 
Date 
1/1/2003 
U.S. District Judge -Active 
to0 Initial Amwal Final 12/31/2003 	Chambers Office Address the basis of.the infomuition contained this Report and any modifications pertain_ing tben:to., is, opinion, compliance 
United States Courthouse 
with applicable laws and regulations. 200 West 8th Street 
Austin, Texas 78701 
IMPORTANT NOTES: The instructions accompanying this fonn must followed. Complete all parts, checking the NONE box for each part where you have reportable infonnation. Sign last page. POSmONS. (Reporting individual on1y; see pp. 9-13 filing instructions) NONE -(No reportable positions.) 
POSITION 
Trmtcc Vice President 	Theodore Roosevelt Association Trmtcc 	Austin Rotary Club Foundation 
Director, President-Elect, President 	Rotary.Club Austin 
Member 	University Texas Longhorn Foundation Advisory Board 
Member 	Texas Commission Unifrom State Laws 
Member 	National Conference Commissioners Unifonn State Laws 
President 	Austin Chapter, The English-Speaking Union 
Member 	Advisory Board, Austin Lawyers Chapter, The English-Speaking Union 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions) 
 NONE (No reportable agreements.) 
,._.... 
....,., A:1 
Cf) c:= 
 
:i:;::= (J1 ..,, 
() 
fl! 
 
 
III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24offilinginstructions) Filers Non-Investment Incom NONE -(No reportable non-investment income.) 
 
 
Name Person Reporting 
Date Report GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) NONE {No such reportable gifts.) Austin Chapter, Federal Bar Association lnvestiture Ceremony Travis County Bar Association Investiture Ceremony 
 
Income dmiog 
 
Name Person Reporting Date Repon 
VIl. INVESTMENTS and TRUSTS -income, value, traosca1ions (includes those the spouse and dependent cbildn:n. See pp. 34-57 filinginstructions.) 
 
Gross value end Traosac:rioos during reporting period 
Dcsc:ription A.5scis (includiag lnJsl asaeis) not exempt from 
(2) (I) 
 
(2) 
(I) 
Value 
 
Value 
Place (X) after each asset exempt 
(e.g. 
Date: 
 
Amount 
ldeolity 
Value Gain 
limn prior disclosure 
Code2 
 
buy, sell, 
Method 
Month- 
 
Code! 
div. rant. 
buyer/seller 
Codc2 Code 
 
merger, 
Code3 
int) (J-P) 
(A-1-1) Day 
_redemption) 
(Q-W) 
(if privare 
(J-P) (A- 
 
transaction) 
DNONE (No incame, ;mclS. lransadioiis) 
AXP Common Stock 
 
 
BUD Common Stock 
TWX Common Stock (formerly AOL) Common Stock 
 
BMY Common Stock 
 
CASS Common Stock 
 
SCH Common Stock 
 
CVX Common Stock Common Stock 
 
CMCSA Common Stock 
10. 
 
11. 
DCX Common Stock 
 
DELL Common Stock 
12. 
 
XOM Common Stock 
13. Common Stock 
14. 
 
HPQ Common Stock IS. Common Stock 
16. 
 
 
INT-C Common Stock 
17. JncamelGain Codes: -Sl,OOOorleu (See Columns and 04) -SS0,001-$100,000 Value Codes: -SlS,000 less IC. 
(See Cobmms and 03) $2SO,OOO-$SOO,OOO -S2S,000,001-$S0,000,000 Value Method Codes -Appraisal (Sea Collllllll Cl)  Book Valna 
Dividend 
Dividend 
None 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend 
None 
Dividend 
None 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend Sold 
Sold 
Sold 
Sold 
Sold 
Sold 
Sold 
Sold 
1Ul4 11124 11124 
11124 12126 
 
 
12102 
11124 
 
11124 
 
 
-Sl,001-$2,500 $2,501-SS,OOO 
-Sl00,001-$1,000,000 -Sl,000,001-SS,OOO,OOO =More than SS,000,000 =SlS,001-$50,000 -SS0,001-$100,000 $100,001..$250,000 -SS00,001-$1,000,000. -Sl,000,0C>I-SS,000,000 -SS,000,001..$25,000,000 SMore than SS0,000,000 -Assessment Casb/Market Other Estimated 
-Cost (Real F.slate Only)  SS,001-$15,000 -SIS,001-SSO,OOO 
merger, 
 
FINA.tf CIAL DISCLOSURE REPORT 
 
 
Name Person Reporting 
Date Repott 
 
Yeakel ill, Earl 
6/!412004 
VII. INVESTNIENTS and TR.US -income:, value, transcatioos (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) A.. Income during Gross value end Transactioos during reporting period 
Descriplion Assets 
 
reporting period n:pcriig period 
(including trust assets) 
 
(I) (2) (I) not exempt from 
(2) (3) (4) (S) 
Place (X) after each asset exempt Amount Type (e.g. Value Value Type (e.g. Dab:: Value Identity from prior disclosure: 
Code div. rent Code2 Method buy, sell. Month-Codc2 Code buyer/seller 
(A-H) int.) (J-P) 
Code3 
Day (J-P) 
i.n 
 
(if privale 
tramaction)(Q-W) 
18. JPM Common Stock Dividend 
19. LEH Common Stock Dividend Sold 11/14 
20. MSFI Common Stock None 
21. PDC Common Stock None Common Stock None 
23. Common Stock Dividend 
24, LUV Common Stock Dividend 
25. SPND.OB Common Stock None 
26. TGT Common Stock Dividend Sold 11/24 
27. UCL Common Stock Dividend 
28. VIAb Common Stock None 
29. Common Stock Dividend 
30. DIS Common Stock Dividend 
31. WFC Common Stock Dividend Sold 11124 
32. GTTCX Mutual Fund Dividend 
 
35. 
 
FBGRX Mutual Fund Dividend 
FHKCX Mutual Fund Dividend 
FfEXX Mutual Fund Dividend IncomdGain Codes: -SI,000 orless -Sl,001-$2,500 si.so1-SS.ooo -SS,001-SlS,OOO $1S,OOI-SS0,000 
(Seo Calumns and 04) -SS0,001-$100,000 -$100,001-$1,000,000 =Sl,000,001..SS,OOO,OOO -More dmo SS,000,000 Value Codes: -SIS,000 less -SlS,001-$50,000 SS0,001-$100.000 $100,001-$250,000 
{Seo Columns and DJ) -S2SO.OOO-SSOO,OOO SS00,001-$1,000,000 s1.ooo,001-ss.ooo.ooo ss.000.001-ru.ooo.ooo $2S,OOO,OOI-SSO,OOO,OOO SMoR: than SS0,000.000 Value Mdhod Codes -Appr.Dsal -Cost (Real Eslate Only) =Assessment Cash/Market 
(See Colmnn C2)  Book Valuo Other -Estimaled 
(See Columns and 03) -$250,000-$500,000 $500,001-Sl.OOO,OOO $25.000,00l-SS0,000,000 SMorc than SS0,000,000 Value Method Codes Appraisal Cost (Real Estde Only) -Assessment -Cash/Market 
(See Column CZ) Book Value Olhc:r -Estimated 
 
Name Person Reporting 
 
Yeakel III, Earl 
6/14/2004 VIl. INVESTl.1ENTS and TRUSTS -income, value, tr.mscalions (includes those the spouse and dependent children. See pp. 34-57 offiling_inslrul:tions.) 
 
lnc:omc: during Gross value end Transactions during reporting period Description Assets repmtiog period reporting period(including trust asselS) 
(2) 
 
(1) 
oot exempt disclosure 
(2) (1) 
(3) (4) 
 
(5) 
Place QC) after each asset exempt 
 
Value Value Type (e.g. 
Date: 
Amount 
Type (e.g. 
Identity 
Valuc Gain 
from prior disclosure 
 
lliv. raJt. 
Code 
int) 
(A-H) 
Irrevocable Trust 
 
Distribution 
Code2 Method buy, sell, 
Month 
buyer/seller 
Code2 Code 
 
(J-P) Codc3 merger, 
Day 
(if private 
(J-P) 
 
J.T 
 
(Q-W) 
54. 
 
55. 
Great Hall Invesunent Funds Prime 
 
 
 
Dividend Bought 
10/31 
56. Great Hall Investment Funds Prime 
 
Sold 
12122 
None 
Calamos Growth Income (Mutual Fund) Bought 
12122 
None 
58. American Balanced (Mutual Fund) Bought 
12122 
60. 
 
Kopp Emerging Growth Fund Class (Mutual None Bought 12122 
Fund) 
Thornburg Value Fund Class (Mutual Fund) None Bought 12122 
 
61. FPA Capital (Mutual Fund) 
Scudder Dreman High Return Equity Fund Class 
62. 
(Mutual Fund} 
63. Common Stock (X) (See Note) 
ZMH Common Stock (X) (See Note) 
64. Jni:omelGain Codes: -Sl,000 less (SceColummBl andD4} SS0,001-$100,000 Value Codes: $15,000 le3s 
(See Columns and D3) -$250,000-$500,000 $25,000,001-$50,000,000 Value Mc:tbod Codes =ApJnisal (Seo Column Cl) Book Value 
None 
None 
None 
None Bought Bought 
Sold 
Sold 
 
12122 
12/22 
11/24 
11/24 
 
-$1,001-$2,500 -S2,S01-SS,OOO SS,001-$15,000 $15,001-$50,000 
-Sl00,001-$1,000,000 1,000,001-$5,000,000 =More than SS,000,000 
=SIS,001-$50,000 -sso,001-s100.ooo $100,001-$250,000 SS00,001-Sl,000,000 $1,000,001-$5,000,000 -SS,000,001-$25,000,000 =$Mon: than $50,000,000 
=Cost (Real Estate Only) -Assessmeot Casb/Malkd 
Other Estimated 
 
 
(Indicate part Report.) 
 
 
VIII. ADDIDONAL iNFORMATION EXPLANATIONS Part VU. item 53. The oil gas working interests San Juan County, New Mexico, are operated XTO Energy, Inc. Part VII, items 64. The Lucent Technologies (LU) and Zimmer Holding.!. Inc. (ZMH) common stocks were not listed the previous report neither had fair market value excess $1000 nor had received income excess $200 from either during the reporting period. the time the shares were sold, each rcali7.l:d slightly over 000 and thus are reported here. 
 
 
 
 
 
 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C.  501etseq.,5 U.S.C. 7353, and Judicial Conference regulations. 
 
 
yFALSIFIES ORF AILS FILE nns REPORT 
FILING INSTRUCTIONS Mail signed original and additional copies to: 
Committee onFinancial Disclosure 
Administrative Office ofthe United States Comts 
Suite 2-301 
One Columbus Circle, .E. 
Washington, D.C. 20544