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Judicial Watch • Anthony Battaglia – 2012

Anthony Battaglia – 2012

Anthony Battaglia – 2012

Page 1: Anthony Battaglia – 2012

Category:Federal Judges

Number of Pages:7

Date Created:May 12, 2014

Date Uploaded to the Library:July 08, 2014

Tags:BATTAGLIA, Anthony Battaglia, profit, sharing, ANTHONY, vanguard, 2012, trust, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app. JOI-I/ Person Reporting (last name, first, middle initial) BATTAGLIA, ANTHONY Court Organization DISTRICT COURT Date Report 04111/2013 Title (Article Ill judges indkate active senior status; magistrate judge. indicme full-or part-time) DISTRICT JUDGE -ACTIVE  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sh. Amended Report Final Reporling Period 01/01/2012 12/31/2012 Chambers Office Address 
United States District Court 221 West Broadway, Room 2125 San Diego, 92101-8927 
IMPORT ANT NOTES: The instructions accompanying this form m11st followed. Complete all parts, checking the NONE box for each part where yo11 have reportable information. POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY Trustee  Pension Profit Sharing Trust 
Trustee Trust (has reportable assets) 
Trustee Trust (has reportable assets) 

II. REE MENTS. (Reporting imlfridual only; see pp. 14-16 filing instructions.) 
LZJ NONE (No reportable agreements.) 

PARTIES AND TERMS 

Date Report AGUA, ANTHONY 04/11/2013 
III. N-JNVESTMENT ME. (Reporting indil'id11al and spo11se; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 
INCOME 
(yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion oft/le reporting year, complete tltis section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2012 Attorney 

IV. REJMB URSEMENTS -transportation, /odging,Jood, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 (filing instructions.) [{] NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Dote Report 
04/11/2013BATTAGLIA, ANTHONY GIFTS. (Includes tltose spouse and dependent children: see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (/nc/11des those spouse and dependent children: see pp. 32-33 filing instructions.) 
[{]  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  

VALUE CODE 

04/ 11/2013 
BATTAGLIA, ANTHONY 
VII. INVESTMENTS and TRUSTS -income, value, transactions (/nc/11des those o/spmtse and dependent children; see PP 34-60 filing inslritL"tions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reponing period (including trust assets) reporting period reporting period 
(2) 
(J) (1) (2) 
(3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Rowe Price Equity Inc Fund (Pension Plan)  Dividend Vanguard High Yield Fund (Pension Plan)  Dividend Vanguard Star Fund (Profit Sharing Plan)  Dividend Vanguard Prime Fund (Profit Sharing)  Dividend  See VIII Rowe Price High Yield Fund (Profit Sharing)  Dividend Vanguard GNMA Fund (Profit Sharing)  Dividend Rowe Price Spectrum Growth Fund (Profit Sharing)  Dividend Law Office Close Corp. Stock  None Hennessy Fund (Tamarack Babson Value Fund)(Pension Fund)  Dividend  
10. Proctor Gamble Common Stock  Dividend Vanguard Index 500 Fund (Profit Sharing Plan)  Dividend  
12. Vanguard Money Market  Dividend  
13. Rowe Price Equity Income Fund (Trust #2)  Dividend  See Vlll  
14. Vanguard Health Care Fund (Profit Sharing)  Dividend  
15. Artisan Mid Cap Fund (Profit Sharing Plan)  Dividend  
16. Vanguard Inflation Protected Securities  Dividend  
17. Vanguard GNMA Fund-IRA  Dividend Income Gain Codes: =$1.000 Jess =$1.001  $2.500 =$2.501 $5.000 =$5.001  $15.000 =$15.001  $50.000  
1s" Columns and 04) =$50.00t  $t00.000 =$I 00.00 -$1.000.000  Ill =$1.000.001. $5.000.000 =More than $5.000.000 Value Codes 4t5.000 less =$15.00t -$50.000 =$50.001  $100.000 =$100.00  $250.000  
(Sec Columns and 03) =$250.00t  $500.000 =$500.00  $1.000.000  1'1 =$1.000.001 -$5.000.000  1'2 =$5.000.001 $25,000.000  
1'3 =$25.000.00  $50.000.000  1'4 =More thnn $50.000.000 VaJ11c Method Codes =Appraisal =Cos1 (Real Estate Only) =Assessment =Cash Market  
{Sc Column C2) =Book Value =Other o::Estimntcd  

04/1J/20J3BATTAGLIA, ANTHONY 
VII. INVESTMENTS and TRUSTS --income, 11/ue, 1rm1saclions r1nc111des those ofspome and dependent children; see PP 34-60 filing ins1ruc1ions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(J) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivate  
(Q-W)  transaction)  

18. Sempra Energy  Dividend  
19. Vanguard 500 Index IRA  Dividend  
20. Vanguard Midcap IRA  Dividend  
21. Vanguard Total Bond  Dividend  
22. Vanguard Small Cap IRA  Dividend  
23. Vanguard International  Dividend  
24. Vanguard Total Bond (Profit Sharing Plan)  Dividend  See Vlll Jncomt' G:lin Codes: =$1.000 kss =$t,00t -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 $15.001 -$50.000  
(Sec Columns ;:md D4) =$50.001 -$100.000 =$100.00 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000  
{Sec Columns and DJ) =$250.001 -$500.000 =$500.00 -$1.000.000  l'I =$1.000.001 -$5.000.000  1'2 $5.000.00 -$25.000.000  
l'J =$25.000.00 -$50.000.000 =More than $50.000.000 Value Mclhod Codes =Appraisnl =Cost {Re Esrnlc Only) =Ass..:ssmcnt =Cash Marki.:t  
(Sec Column C2) =Hook Value =01hcr =Cs1imatcd  

Date Report 
04/11/2013
BATTAGLIA, ANTHONY 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate part report.) 
Part Vll. 
#4: 	1/31112' pension contribution value code 
216112 Partial redeem and transfer #24 value code 
4/J 3/12 Partial redeem and transfer #24 value code 
12/28/12 Partial redeem and transfer #24 value code 

#14: Full redemption for benefit beneficiary value code 
#24: 	Transfer from #4; 216112 value code 
4/13/12 Value code 
12/28/12 Value code 

BATTAGLIA, ANTHONY 
04/I 1/2013 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: ANTHONY AGLIA 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544