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Judicial Watch • Arthur J Schwab Financial Disclosure Report for 2010

Arthur J Schwab Financial Disclosure Report for 2010

Arthur J Schwab Financial Disclosure Report for 2010

Page 1: Arthur J Schwab Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:22

Date Created:October 17, 2011

Date Uploaded to the Library:November 13, 2013

Tags:Scirica, Arthur J Schwab, ANTHONY, Arthur, Schwab, 2010, EPA, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act 1978 
Rev. 112011 
FOR CALENDAR YEAR 2010 V.S.C. opp. 101-l Person Reporting (last name, first, middle initial) Schwab, Arthur Court Organization Western District Pennsylvania Date Report 04/06/2011 Title (Article Ill judge indicate active senior status; magistrate judges indicate full-or part-time) District Judge -Active  Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address U.S. Courthouse 700 Grant Street, Suite 7280 Pittsburgh, 15219 the basi the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSJTI NS, (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  Part-time Professor (evening course)  Grove City College  

Secretary and member the Board Trustees (non-compensated) Grove City College 
Faculty member (non-compensated) 	University Virginia School Law -Trial Advocacy Program 
II, AGREEMENTS. (Reponing individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 

PARTIES AND TERMS 07/11/91 	Single life annuity through life insurance company through prior employer, Reed Smith LLP, beginning monthly 01/01/2012. 
2.2010 Grove City College -Part-time Professor -evening course -intellectual property law (compensation within the applicable judicial guidelines) 

Arthur 

Name Person Reporting 
Date Report 
Schwab, Arthur 
04/0612011 
Ill. NON-INVESTMENT INCOME. (Reportingindividual and spouse;see pp.17-2.fofjilinginstructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2010  Grove City College -teaching  $12,500.00 Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV REIMBURSEMENTS -transportation, lodging, food, entertainmenL (Includes those spouse and dependent children; see pp. 25-2 filing instructions.)  NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  University Virginia School Law  01/07/10 01/10/10  Charlottesville, Virginia  Faculty  mileage, tolls, meals (29th Annual National Trial Advocacy College) 

Date Report 
Name Person Reporting 
04/06/2011
Schwab, Arthur 

[{]  NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE 

DESCRIPTION VALUE CODE 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] 

Name Penon Reporting 
Date Report 

04/06/2011 
VII. INVESTMENTS and TRUSTS ncome, vatue, transactions r1nc1udn 1hos eofspouseand dep endm1 ildren; see PP. 34-60offili instrudions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period including trust assets)  reporting period reporting period  

(I) (2) (I) (I) 
(4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code2 Method buy, sell, nun/dd/yy Code2 Code buyer/seller (A-H) int) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 

(See Columns and 04) =$50.00I -SI 00,000 =SI00,001 -Sl,000.000  111 =Sl,000,001 -$5,000.000  112 =More than $5.000.000 Value: Codes 15,000 less 15.00I -SS0.000 =S50.00 -SI 00.000 =SI00.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =SS00.001 -Sl,000.000 =Sl.000,001  SS.000.000 =S5,000.001  $25.000,000 =$25.000.001 -SS0.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessmcnr =Cash Market  
(Sec Column C2) =!look Value =Other =Estimated  

(See Columns and 04) =$50,001 -$I 00,000 =$100.001 -$1,000.000 111 =Sl.000.001 -$5.000.000 112 =More 1han SS.000.000 Value Codes 15.000 orless =Sl5.001 -SS0.000 =S50.00I -SI00.000 =SI00.001 -S250.000 (Sec Columns and DJ) =S250.00I -$500.000 =SS00.001 1.000.000 =Sl.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Mc1hod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Other =Book Value =Estimated

VII. INVESTMENTS and TRUSTS 
-income, value, transactions r1nc1udes those spouse and dependent children: see PP. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) 
(2) (I) (2) 
(4) (5) 
Amount Type (e.g., Value Value Type( e.g., Date Value Gain Identity exempt from prior disclosure 
Place "(X)" after each asset 
CodeI 
div., rent, Code2 Method buy, sell, rnm/dd/yy Code2 Code buyer/seller (A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) Value Codes =Sl5.000 less =$15.001 -$50.000 =SS0.001 -SI00.000 =SI00.001 -$250.000  
(See Columns and DJ) =$250.001 -$500.000 =$500.001 -Sl.000.000 =Sl.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value McdlOd Codes =Appraisal =Cost (Real Estate Only) Asscssmcnl =Cash Market  
(Sec Column C2) =Book Value =Othcr =Estimated  

Date Report 
Name Person Reporting 

04/06/2011 
VII. EST MENTS and TRUSTS -income, vatut', transactions r1nc1udt!s those spoust' and dependtnt children: see PP. J4-6o filing ins1ruc1ions.J NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end Transactions during reporting period 

(including trust assels) reporting period reporting period 

(2) (I) (2) (I) (2) (3) (4) (S) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code Method buy, sell, mm'dd/yy Code2 Code buyer/seller (AH) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes: =$1,000 less =$1,00  $2,500 =$2,501  $5.000 =$5.001  $15.000 =$15.001-$50.000  
(See Columns and 04) =$50.001  $100.000 =$I 00.00  $1.000.000  Ill =Sl.000.001  SS.000.000  112 =More than $5.000.000 Value Codes =SI S.000 less =SI S.001  S50.000 =S50.00I  SI00.000 =SI 00.00  5250.000  
(See Columns and DJ) =$250.00  $500.000 =Sl00.001 -Sl.000.000 =Sl.000.001  S5.000.000 =SS.000.001  S2S.ooo.ooo =S2S.OOO.OOI  SS0.000.000 =More than SS0.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) ::Asscssmenl =Cash Market  
(See Column C2) =Book Value :::00th1..'T =Estimated  

Name Penon Reporting 
Date Report 

04/06/2011 
VII. INVESTMENTS and STS -im:omt, alut, transactions (Includes thost spoust and dtpmdtnl children; pp. 34-60 filing instruction!..) NONE (No reportable income, assets, transactions.)  
Description Assets  Inc ome ring  Gross value  Transaction during reporting period  
(inc luding trust sets)  repor ting period  ofreporting period  

(2) (I) (2) (3) 
Place "(X)" after each set ount Type (e.g., Value Val Type (e.g., Date Value Gain Iden tity 
CodeI
exempt from prior discl osure 
div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int) (J-P) Code3 redemption) (A-H) (if private 
(Q-W) transact ion) 
69. 
-JP Morgan Chase Co. 

70. 
-RS Emerging Mkts Fund
Buy 06/21/10 
71. -Perkins Mid-Cap Fund 
Buy 08/18/10 
72. -Blackrock Global Fund 
Buy 
08/18/10 
-Kinder Morgan Energy 
Buy 
08/20/10 
74. -Dividend Cap Ind Trust 
Buy I/26/10 
RIVERFRONT CAPITAL FUND (A) (See Distribution 
VJll) 
76. RIVERFRONT CAPITAL FUND (B) (See Distribution 
VJll) Income Gain Codes: =$1,000 less =$1,001 -$2.500 =$2,501 -$5,000 =$5,001  $15.000 =$15,001  $50.000 (See Columns and 04) =$50.001  $100,000 =SI 00,00 -$1.000,000 111 =Sl.000,001 -$5,000.000 112 =More than $5,000.000 
Yalu! Codes 15.000 less =SI S,001 -$50,000 =$50.001 -SI00,000 =SI00.001  $250.000 

(Sec Columns and DJ) =S250.001 -S5oo.ooo =$500.00I 1.000.000 =Sl.000.001 -$5.000.000 =SS.000.001 -$25,000,000 =$25.000.00  $50.000.000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Cash Market Assessm1.-nt (Sec Column C2) =Other =Book Value =Estimated 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicat partofrporL) 
PART II: PARTIES AND TERMS re: Grove City College, cntd ... (stated part-time teaching 01/21/02). 
PART VII: INVESTMENTS AND TRUSTS, cntd ... (Limited Partnership with investments CENTRIA) through Riverfront Capital Fund. Two different investments --Both (A) and (8) are stand-alone investments. have mangagement responsibilities therein --solely passive investment. The partial sale Verizon Communication Inc. stock (see VII, item 65) was the result Frontier Communications being spun-off from Verizon around July 2010 (fractional share .012 sold 07/1612010 and the remaining shares sold 08/20/10), with total value 

Name Penon Reporting 
Date Report 
Schwab, Arthur 
04/06/2011 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certiry that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353 and Judicial Conference regulations. 
Signature: Arthur Schwab 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 

Reporl Required /he hies GOernment Act 1978 
Rev. 112011 
FOR CALENDAR YEAR 2010 U.S.C. app. JOI-I Person Reporting (last name, first, middle initial) Scirica, Anthony Court Organization U.S.Court Appeals for the Third Circuit Date Report 05/03/2011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Circuit Judge  Sa. Report Type (n and regulations. Revitl'ing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! ONS. (Reporting individual only: see pp. 9-13 filing instructions.) 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Trustee 
Visitor 
Visitor 
Director 

II. AGREEMENTS. (Reporting individual only: see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 
Scirica, 

Date Report 
Name Person Reporting 
05/03/2011
Scirica, Anthony 
III. NON-INVESTMENT INCOME. (Reportingindfridual and spouse;mpp.17-14ofjilinginstructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2010  Commonwealth Pennsylvania -Pension  $28,883.00  

$10,000.00 2010 Fall 
$4,500.00 2010 Fall 
$5,000.00 2010 June Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainmenL 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) DATES PURPOSE ITEMS PAID PROVIDED 
Lodging, Travel 

Name Person Reporting 
Date Report 
Scirica, Anthony 
05/03/2011 GIFTS. (lncluJn thou spouse anJ Jeptndtnl chi/dun; supp. 28-31 filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION 
VALUE 

VJ. LIABILITIES. (Includes those spouse and Jependenl children; see pp. 32-33 filing instructions.) 
[{]  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  

VALUE CODE 

VII. INVESTMENTS and TRUSTS -income, value, transactions (/nc/ucll!S thOSl!ofspouuancl cll!pl!ncltntchilclren; Sl!l!pp. 34-600/filinginstructions.) NONE (No reportable income, assets, transactions.)  
Des cription Assets  Income during  Gros value alend  Transactions during reponing period inclu ding trust assets)  reponing period reponing period  

(I) (I) (2) 
(4) (5) ount Type (e.g., Value Value Type(e.g. Date Value Gain Identity exempt from prior disclosu 
Place "(X)" after each asset 
Code 
div., rent, Code2 Method buy, sel mm/dd/yy Code2 Code buyer/sel ler (A-H) int.) (J-P) Code3 redemp tion) (J-P) (A-H) (ifprivate (Q-W) transaction) Income Gain Codes: =$1.000 less =Si.001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =515.001-$50.000  
(Sec Columns and D4) =$50.001 -$100,000 =SI00.001 -Sl.000.000  Ill =Sl.000,001 -$5.000.000  112 =More than 55.000.000 Value Codes =SI .000 k-ss =515.001 -SS0.000 =550.001 -5100.000 =SI00.001 -S250.000  
(Sec Columns and DJ) =5250.0015500.000 5500.00 1.000.000 =Sl.000.001 -SS,000,000 =SS,000.001 -525.000.000 =525.000.001 -550.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Asscssmen1 =Cash Market  
(Sec Column C2) =Book Value =Oth1..'T =Estimated  

Name Person Reporting 
Date Report 
Scirica, Anthony 
05/03/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (/ndkatepartofreporL) 

Name Penon Reporting 
Date Report 
Scirica, Anthony 
05/03/2011 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions ofS U.S.C. app. SOI et. seq., U.S.C.  73S3, and Judicial Conference regulations. 
Signature: Anthony Scirica 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS (SU.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 
Reporr Required the Ethics Government Act 1978 
Rev. 11201 
FOR CALENDAR YEAR 2010 V.S.C. app. JOI-I Person Reporting (last name, first, middle initial) Scirica, Anthony Title (Article Ill judges indicate acthe senior status; magistrate judges indicate full-or part-time) U.S. Circuit Judge Court Organization U.S.Court Appeals for the Third Circuit Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Date Report 05/03/2011 Reporting Period 01/01/2010 12/31/2010 Chambers Office Address 22614 U.S. Courthouse 601 Market Street Philadelphia, 19106 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page- POSJTJ NS, (Reporting individual only; see pp. 9-JJ filing instrudions_) 	NONE (No reportable positions.) POSITION NAME ORGANTZA ON/ENTITY Trustee 
Visitor 
Visitor 

Director 
II. AGREEMENTS, (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 
Scirica. Anthony 

Name Person Reporting 
Date Report 

05/03/2011 
III. NON-INVESTMENT INCOME. (Reportingindividual and spouse;mpp.17-Uoffiling instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 2010 Commonwealth Pennsylvania -Pension 2010 Fall 

$10,000.00 2010 Fall 
$4,500.00 2010 June 
$5,000.00 Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2010 
JV. REJMB URSEMENTS -transportation, lodging.food, entertainmenL 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES 

Name Penon Reporting 
Date Report 
Scirica, Anlhony 
05/03/2011 GIFTS. (Includes thou spouu and dependent children; set pp. 28-31 filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

VII. INVESTMENTS and TRUSTS -incomt', va/ut', transactions (lnc/udt'S those spouse and dept'ndmt childrm; St't' pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (I) 
(3) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity eempt from prior disclosure 
Place "(X)" after each asset 
Code 
div., rent, Code Method buy, sell, mm/ddlyy Code Code buyer/seller (A-H) int.) (J-P) Code) redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gain Ccxlcs: =$1.000 less =$1.001 -$2.500 =$2.501 -$5.000 =$5.001 -$15,000 =Sl5.001 -$50.000  
(Sec Columns and D4) =$50.001 -$100,000 =Sl00.001-$1.000.000  lll =SI.000.001 -$5.000.000  112 =More than $5.000.000 Valul! Codes 15.000 odcss =$15.001 -$50.000 =$50.001 -Sl00.000 =$100.001 -$250.000  
(Sec Columns and DJ) =$250.001 -$500.000 =S.001 -Sl.000.000 =Sl.000.001 -S5.000.000 =S5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estarc Only) =Assessment =Cash Markct  
(Sec Column Cl) =Book Value =Other =Estimated  

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lnJicaltpartofrtport.) 

Name Person Reporting 
Date Report 
Scirica, Anthony 
05/03/2011 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions ofS U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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