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Judicial Watch • Alvin K. Hellerstein – 2011

Alvin K. Hellerstein – 2011

Alvin K. Hellerstein – 2011

Page 1: Alvin K. Hellerstein – 2011

Category:Federal Judges

Number of Pages:7

Date Created:December 1, 2012

Date Uploaded to the Library:October 29, 2014

Tags:Lavan, Hellerstein, Stroock, Alvin K Hellerstein, ALVIN, 2011, investment, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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AOJO 
111 Government Act 1978 
Rev 112012 
FOR CALENDAR YEAR 2011 U.S.C. app. JOI-I Person Reporting (last name, first, middle initial) Hellerstem, Alvin Court Organization District Court -NY-South Date Report 06/19/2012 Title (Article Ill judges indicate active senior status; mag1strale judges md1cate full-or part-lime) U.S. D1stnct Judge (Senior) Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Fmal Reporting Period 01/01/2011 12/31/2011 Chambers Office Address 
United States District Court 500 Pearl Street -Room 1050 New York, New York 10007 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Trustee synagogue 
Columbia Law School Alumini class gathering 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 
 
PARTIES AND TERMS 1/1/96 Stroock Stroock Lavan LLP, former law firm (Pension Plan for retired partners)(No Control) 
1/1/89 Stroock Stroock Lavan Retirement Plan (management firms IRA and 401 plans)(No Control) 
1/1/84 Stroock Stroock Lavan Investment Partnership (No Control) 
 
 
 
Date Report 
Name Person Reporting 
Hellerstein, Alvin 
06119/2012 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME 
(yours, not spouses) 
Pension from former law firm $451,778.00 Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honorana) 
[{] NONE (No reportable non-investment income.) SOURCE AND TYPE 
 
IV. REIMBURSEMENTS -transportation, lodging.food, entertainment. 
(Include> those spouse and dependent ch1/dren, see 25-27 fl/mg mstruct1ons) 
[{] NONE (No reportable reimbursements.) GIFTS. (lnc/11des those spo11se and dependent children; see pp. 28-31 filing instr11c/ions.) [{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
VJ. LJABJLJTJES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) CREDITOR Chase Mortgage Corp. DESCRIPTION Mortgage, condominium VALUE CODE 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instrucrions.J NONE (No reportable income, assets, transactions.) 
Descnpt1on Assets Income during Gross value end TransactJons dunng report penod 
(includmg trust assets) reporting period reporting period 
 
(I) (2) (2) (I) (3) (4) (5) 
Place (X) after each asset 
Amount Type g., Value Value Type g., Date Value Gam ldentJty 
Code 
exempt from prior disclosure 
div.. rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
Code redemption) (J-P) (A-H) (if pnvate 
(Q-W) transaction) New York City Condominium Rent Morgan/Chase Interest 
Franklin Templeton Mut. Qua!. Fund (IRA) Dividend 
Dreyfus Money Market Funds Interest Income Gnm Codes A$1.000orless B$1,00 -$2.500 c$2.501 -$5,000 =$5 001 -$15.000 =$15,001 -$50.000 
(See Columns and 04) =$50.001 -$100,000 =$100,001 -$1.000,000 =$1.000,001 -$5,000.000 =More 1han $5,000.000 Value Codes =$15,000 less K$15,001 -$50.000 =$50.001 -$!00.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.00 -$500.000 =$500.00 -$1,000.000 =$1.000.001 -$5.000,000 =$5.000.001 -$25.000 000 425,000.00 -$50.000.000 =More 1han $50.000.000 Value Me1hod Codes Q=Appr.nsal =Cos1 (Real Es1a1e Only) =Assessment =Cash Markel 
(Sec Column C2) =Book Value =01hcr =Estunated 
 
 
VII. INVESTMENTS and TRUSTS --income, value, transactions (1nc111des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting penod reporting period 
 
(I) (2) (2) (I) (2) (3) (4) 
Place (X) after each asset Amount Type (e.g., Value Value Type g., Date Value Gain Jdentity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mmfddlyy Code Code buyer/seller 
(A-H) int (J-P) Code redemption) (J-P) (A-H) (ifpnvate 
(Q-W) transacllon) Income Gam Codes =$1.000 less =$1,001 -$2.500 =$2.501 -$5,000 0=$5.001-$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50.001 -$100,000 G=$100.00l -$1,000.000 Ill =$1.000,001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00 -$I 00.000 =$100.00 -$250.000 
(See Columns and 03) =$250,00 -$500.000 =$500,00 -$1.000.000 =$1.000.001 -$5,000,000 =$5.000.001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50.000,000 Value Method Codes Q=Appraisal =Cost (Real E.statc Only) =Assessment =Cash Market 
(See Column C2) =Book Value =01hcr =Estunatcd 
 
 
 
Name Person Reporting Date Report 
Hellerstein, Alvin 06/19/2012 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicaleparlofreporl.) 
Footnote --Results investments, inclusive realized and unrealized gains and losses and dividends and distributions, are reported quarterly and for year end. separate figure for dividends was not reported gain loss reported, since the investment qualifies IRA/401-K. previous years, was subject mandatory withdrawal of!RN401-K funds, and withdrew funds the value ofM. 
Footnote --Cash value and dividends are applied premmms, resulting paid-up life insurance, payable the second 
the policy does not pay dividends, and has gross value. 
 
 
 
Name Person Reporting 
Date Report 
Hellerstein, Alvin 
06/19/2012 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Alvin Hellerstein 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544