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Judicial Watch • Alvin W. Thompson – 2006

Alvin W. Thompson – 2006

Alvin W. Thompson – 2006

Page 1: Alvin W. Thompson – 2006

Category:Federal Judges

Number of Pages:7

Date Created:August 31, 2007

Date Uploaded to the Library:December 26, 2014

Tags:Redemp, Alvin W Thompson, Business, ALVIN, Thompson, price, meeting, travel, lodging, 2006, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app. IOI-///) Person Reporting (last name, first, ddle initial) Thompson, Alvin Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge -Active Court Organization U.S. District Court (Conn.) Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Date Report 05110/2007 Reporting Period 01/01/2006 12/31/2006 
Sb. Amended Report Chambers Office Address United States District Court 450 Main Street Hartford, 06103 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! NS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Chair 
Immediate Past Chair 
 
 
 
II. REE (Reporting individual only; see pp. 14-16 instructions.) 
[KJ NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
 
 
Name Person Reporting 
Date Report 
Thompson, Alvin 
05/10/2007 
III, N-INVES TMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income 
[RJ NONE (No reportable non-investment income.) 
 
(yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
AND TYPE 2006 Windsor Public Schools 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainmenl 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) 
SOURCE DESCRIPTION ABA/Section Business Law Jan. 12-16, 2006, meals. Midwinter Council Meeting, Phoenix, Arizona. Travel, lodging and ABA/Section Business Law Feb. I0-12, 2006, Midyear Meeting, Chicago, Illinois. Travel, lodging and meals. ABA/Section Business Law April 5-10, 2006, Spring Meeting, Tampa, Florida. Travel, lodging and meals. ABA/Section Business Law June 21-23, 2006, National Conference for the Minority Lawyer, Philadelphia, 
Pennsylvania. Travel, lodging and meals. ABNSection Business Law Aug.2-8, 2006, Annual Meeting, Honolulu, Hawaii, Travel, lodging and meals. ABA** October 3-4, 2006, Disaster Response and Readiness Committee, Washington, DC. Travel, lodging and meals. ABNSection Business Law  Reimbursed capacity Officer the Section Business Law. December 1-2, 2006, Officers Meeting, Washington, D.C. Travel, lodging and meals. Reimbursed capacity member the Comm. Disaster Response ... 
 
 
V GIFTS. (Includes those spouse and dependent children. See pp. ZS-JI instructions.) 
[Kl NONE (No reportable gifts.) 
 
DESCRIPTION VALUE 
 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 3Z-JJ instructions.) 
[Kl NONE (No reportable liabilities.) 
 
DESCRIPTION VALUE CODE 
 
 
 
Name Person Reporting 
Date Report 
Thompson, Alvin 
05/10/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 offiling instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
(I) 
Place (X) after each asset Type (e.g. 
exempt from prior disclosure buy, sell, redemption) 
Income during Gross value end 
reporting period reporting period 
(I) (2) (I) (2) 
Amount Type (e.g. Value Value 
Code div., rent, Code Method 
(A-H) int.) (J-P) Code 
(Q-W) 
Transactions during reporting period 
(2) Date Month-Day 
Value Gain Identity 
Code Code buyer/seller 
(J-P) (A-H) (if private 
transaction) 10. 11. 12. 13. 14. Rollover IRA, Rowe Price Rollover IRA, Rowe Price U.S. Govt Bonds/Strips -TINT (RBC Dain Rauscher) Connecticut State G/O College Savings Bonds (RBC/DR) Vanguard Tax-Managed Growth Income Fund Webster Bank Accounts None None Interest Interest Dividend Interest Part Redemp. Part Redemp. Part Redemp. Part Redemp. Part Redemp. 12/4 7/25 8/15 12/15 8/1  Continued Part Vlll  Continued Part VIII  Continued Part VIII  Continued Part VIII 
15. 16. 17. Income Gain Codes: =SI ,ODO less 1,00 -$2,500 =S2,50 -$5,000 =$5,001 -St5,000 =$15,001 -S50,000 
{See Columns and D4) =S50,00I -SI00,000 =SI00,001 -$1,000,000 1,000,00 -$5,000,000 =More than SS,000,000 Value Codes =$15,000 less =SI 5,001 -$50,000 =$50,00 I00,000 =$100,001 -$250,000 
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =Sl,000,001 -S5,000,000 =$5,000,001 -S25,000,000 Value Melhod Codes =S25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal =Other =Assessment =Book Value Estimated 
 
 
Date Report 
Name Person Reporting 
Thompson, Alvin 
05/10/2007 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReport.) 
 
Part VI. fonner partner the law firm Robinson Cole, have been reporting that may contingently liable for the debts the partnership incurred while was partner the firm. left the firm October 1994. have been informed that there are longer any such contingent liabilities. 
Part VII. 
Lines -Held three common funds 
-T. Rowe Price Small Cap Fund 
-T. Rowe Price Value Fund 
 
-T. Rowe Price Spectrum Income Fund 
Part VII. 
Lines 3-4 -Broker left Advest, Inc. and went RBC Dain Rauscher 
 
 
 
Name Person Reporting 
Date Report 
Thompson, Alvin 
05/10/2007 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544