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Judicial Watch • Andrew J. Kleinfeld – 2006

Andrew J. Kleinfeld – 2006

Andrew J. Kleinfeld – 2006

Page 1: Andrew J. Kleinfeld – 2006

Category:Federal Judges

Number of Pages:8

Date Created:September 19, 2007

Date Uploaded to the Library:November 11, 2014

Tags:kleinfeld, Andrew J Kleinfeld, andrew, Morgan, Stanley, trust, 2006, assets, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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II. AGREEMENTS. (Reporting individual only; see pp. U-16 instructions.) 
NONE (No reportable agreements.) 
 
ABA Members .Retirement Program, control 
 
 
 
2.2006 Metropolitan Life Insurance Co. {Deferred Comp) 21936.00 
3.2006 Prudential Life Insurance Co. {Deferred Comp) 20652.00 Spouses Non-Investment Income -If you were married during any portion thueporting yl!11r, compleu this section. (Dollar amountnot required except far honoruria.).: NONE (No reportable non-investment income.) 2006 
2.2006 
 
 
3.2006 State Alaska -Permanent Fund Dividend 
 
 
-transportation, lodging, food, entertainment 
(KJ 
 
 
 
Date Report 
 
06/13/2007 GIFTS. (Includes those spouse and dependent childrelL See pp. 28-31 instructions.) 
[Kl NONE (No reportable g!fts.) 
 
 
 
 
VI. LIABILITIES. (Includes those spouse and dependenJ childrelL See pp. 31-33 ofinstructionJ.) 
[KJ NONE (No reportable liabilities.) 
 
 
 
 
Date Report 
 
 
Kleinfeld, Andrew /13/2007 
 
VII. INVESTMENTS and STS -inC0171t!, value, transactions (lncluda those the spoUSt! and dt!pt!ndent childrt!n. Set! pp. 34-60 filing instruaions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure Morgan Stanley -Money Mkt Account 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type(e.g. Date Value Gain Identity 
Code div., rent, Code2 Method buy, sell, Month Code2 Code buyer/seller 
(A-H) int.) (J-P) CodeJ redemption) Day (J-P) (A-H) (if private 
 
 (Q-W) transaction) 
Dividend Radio Shack common stock Dividend 
(DWS) Scudder Investments-Int Global Dividend Name change Funds 
Keogh Plan -Administered ABA Dividend 
Merrill Lynch Bond Fund now Black Rock Dividend 
403(b) Plan ING Interest 
att common stock formerly SBC Dividend Acquisition name change 
 
 
Qwest common stock Dividend Elect Power common stock Dividend 
 
10. 
Bell South common stock Dividend 	acquisition 12128 Bought att 
 
11. 
Verizon common stock Dividend 
 
12. 
Northrop Grumman, common stock Dividend 
 
13. 
Denali State Bank Accounts Interest 
 
 
15. 
 
Morgan Stanley Utility Fund (Tmst #1) Interest 
U.S. Savings Bonds (Trust #1) Interest 
 
16. 
Morgan Stanley Govt Secutities Interest (Trust #1) 
 
17. 
Morgan Stanley Tax Exempt Sec (Trust Income Gain Codes: 1,000 less 
(See Columns and 04) =$50,Uill -5100,000 
Value Codes 15,0UO less 
 
(See Columns and DJ) =S25U,UO  $500,000 =$25,0011.00  $50,000,000 
Value Method Codes =Appraisal (See Column C2) =Book V;1lue 
Interest =Sl,001 -$2,500 =SI00,001 -Sl,000,000 =SI 5,UOI  SSO,OOU =$500,00 -$1,000,000 =Cost (Real Estale Only) V=Other =$2,501 -$5,000 =$1,000,001 -Sl,000,000 =SS0,00 -SI 00,000 =Sl,000,001 -$5,000,000 =More than $50,00U,OOO =Asscssmo:nt =Estimated D=S5,001-Sl5,000 E=Sl5,001-Sl0,000 =More than SS,000,000 =$I 00,001  $250,000 =$5,000,001 -$25,000,000 =Cash Market 
Date Report 
 
Kleinfeld, Andrew 
06/13/2007 
 
VII. INVESTMENTS and TRUSTS -income, valUJ!, trunsacdoM (Includes those the spouse and dependent children. See pp. 34-60 offllilrg instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure Income during Gross value end i>. Transactions during reporting period 
reporting period reporting period 
c1> (2) Amount Type(e.g. Code div., rent, (A-H) int.) (I) (2) Value Value Code2 Method Code3(J-P) (Q-W) (I) Type( e.g. buy, sell, redemption) (2) Date Month-Day (3) Value Code2 (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (ifprivate transaction) Jncome Gain Codes: =SI ,000 t1r less =Sl,001 -S2,500 =$2,501 -$5,000 =$5,001-$15,000 =SIS,001 -S50,000 
(See Columns and 04) =550,UU  UO,UOO =$100,UUI -Sl,000,000 =Sl,000,001 -55,000,000 =More than $5,000,000 Value Codes 1=SI5,000 less =$15,001 -$50,000 L=S50,001-SIOO,OOO =SI 00,00 -$250,000 
(See Columns and 03) =$250,UUJ -5500,000 =$500,00 1,000,000 =Sl,000,001 -SS,000,000 =$5,000,001  525,000,000 Value Method Codes =SlS,000,00 -SSU,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Apprnisal =Other =Assessment =Book Value =Estimated 
 
Name Person Reporting 
Date Report 
 
06/13/2007 
 
VII. INVESTMENTS and STS -income, volue, trtmsactions (lncluda those the spouse and tkpendent children. See pp. 14-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) D.A 
Description Assets Income during Gross value end Transactions during reporting period 
I(including trust assets) reporting period 
reporting period 
(I) 
Code 
(3) 
(I) 
(2) (I) 
(2) 
(5) 
(4) 
Value Value 
Date 
Gain 
Amount Place (X) after each asset exempt from prior disclosure 
Type (e.g. 
Identity 
Code2 
Method buy, sell, 
Month 
Code2 
Code 
buyer/seller 
redemption) 
(if private 
ValueType (e.g.div., rent, int.) 
(-H)A 
 
Code3(J-P) Day {A-H)(J-P) 
 
(Q-W) transaction) 
 
Transmerica Occidental Life Interest 
35. Transamerica Occidential Life Interest 
36. State Housing Fin Corp Interest 
 
Kitsap Coty Wash Interest 
38. Mat-Su Interest 
Wachovia -,Evergreen money market Interest 
40. Fidelity Investments Deferred Comp Interest 
First Trust Target May Interest Redemption 615 
 
42. First TrustTarget October Interest 
First Trust Target November Interest 
44. First Trust Target June Interest Buy 6/1 
Idrearc Inc Dividend spin-off 11/17 Verizon spin-off 
46. 
48. 
 
49. Income Gain Codes: =Sl,OUU less =Sl,001  S2,500 =S2,501 -SS,000 =S5,00I -Sl5,000 =Sl5,00I -S50,000 
(See Columns and 04) =S50,00 -SI 00,000 =SI 00,00 1,000,000 =Sl,000,001 -SS,000,000 =More than $5,000,000 Value Codes =SI 5,000 less K=Sl5,00l -S50,000 =$50,00 -SI 00,000 =SI 00,00 -$250,000 
(Sec Columns and DJ) =$250,UO -SS00,000 =$500,00  1,000,000 1,000,00 -$5,000,000 =SS,000,001 -$25,000,000 Value Method Codes =$25,UOIJ.001 -$50,000,000 =Cost (Real Estate Only) =More than S50,000,000 =Cash Market 
{Sec Column C2) =Appraisal V=Othcr =Assessment =Book ;ilue =Estimated 
 
Date Report 
 
 
Kleinfeld, Andrew 
06/1312007 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto/Report.) 
Various stocks (including att, Qwest, American Electric, Northrup Grumman, and Verizon) accrue additional shares through dividend reinvestment programs. 
.rust 
 
Judge Kleinfeld (Person Reporting) Co-Trustee -Northern Trust Bank ofFloridao-Trustee. Judge Kleinfeld receives income and has the power invade principal subject standard. Judge Kleinfeld The descriptions the assets controlled the 
trust are listed Part VII the disclosure report and are llesignation. 
  
 
Person receied compensation for articles wr!tten, rsearh services provied cnferences tte?ded fro the follow ing entities: 
 
University North Star Borough School D1stnct, University Alaska, Benng Strait School D1stnct and, Faubanks Daily News-Mmer. 
 
Date Report 
 
Kleinfeld, Andrew 
06/13/2007 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the hcst knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the.provisions L.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544