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Judicial Watch • Arthur D. Spatt – 2010

Arthur D. Spatt – 2010

Arthur D. Spatt – 2010

Page 1: Arthur D. Spatt – 2010

Category:Federal Judges

Number of Pages:24

Date Created:October 17, 2011

Date Uploaded to the Library:December 21, 2014

Tags:Arthur D Spatt, Arthur, Gross, 2010, assets, transactions, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


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POSI NS. (Reponing individual only; see pp. 9-1 filing instructions.) 
[{] NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 
 
 
II, AGREEMENTS, (Reponing individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 
 
PARTIES AND TERMS 1979 Prior pension and profit-sharing plans rolled over (See Rider annexed hereto) 1979 Individual Retirement Keogh Plan (See Rider annexed) 
Spatt, Arthur 
 
 
 
Ill. NON-INVESTMENT INCOME. (Reporting individual and spouu; see pp. 17-U o/filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
SOURCE AND TYPE (yours, not spouses) 2010 New York State Retirement Pension $18,820.00 Spouses Non-Investment Income -I/you were maied during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
IV REIMBURSEMENTS -transportation, lodging, food, entertainmenL 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
 
 
 
 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
.5. 
VJ. LIABILITIES. (Includes th.use spouse and dependtnt children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
 
Date Report 
Name Penon Reporting 
05/05/2011 
Spatt, Arthur 
VII. INVESTMENTS and TRUSTS -incomt!, value, transactions (Includes those ofspoust! and dependent children: St!t! pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during roporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) (I) (2) 
(I) 
(3) (4) (5) 
Place {X) after each asset Amount Type (e.g. Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, rrrm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gtiin COOes: =$1,000 less =$1,00 -$2.500 =$2,501 -$5,000 =$5.001 -$15.000 =$15.001 -$50.000 
(Sec Columns and 04) =$50.001 -$I 00,000 =$100.001 -$1.000.000 Ill =$1.000,001 -$5.000.000 112 =Mor< than $5.000.000 Value Codes =Sll,000 less =S15.00I -SS0.000 =SS0.001 -SI00.000 =SI00.001 -$250.000 
(Sec Columns and DJ) =$250.001 -$500.000 =SS00.00 1.000.000 =Sl.000.001 -SS.000.000 =SS.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Asscssmcnl =Cash MarlC1 
(Sec Column C2) =Hook Value =Oth ... .,. =Estimated NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross va1ue end Transactions during reponing period (including trust assets) reponing period reponing period 
(I) (2) (I) (4) (5) 
Place (X) after each assel 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, nun/dd/yy Code2 Code buyer/seller Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501 -$5.000 =$5.00t -SI 5.000 =St5.00I -$50.000 
(Sec Columns and D4) =$50.001 -$100.000 =SJ00.001 -$1.000.000 111 =Sl.000.00t -$5.000.000 I12 =More than $5.000.000 Voluc Cod.:s =SI 5.000 less =SI 5.00 -$50.000 =$50.001  St00.000 =StOO.OOt -$250.000 
(Sec Columns and D3) =$250.001 -$500.000 =$500.001 -$1.000.000 =$1.000.00t -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Meth Codes ==Appraisal =Cost (Real Es1a1 Only) ==AsscssmLTll =Cash Markct 
(Sci! Column C2) =Hook Value =Other =Estimated 
 
 
Name Penon Reporting 
Dale Report 
 
05/05/2011 
VII. INVESTMENTS and TRUSTS -income, .-atue, transactions rrnc1udes thou spouse and dependent children; see pp. 34-60 filing instrudions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) (I) (2) (4) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g. div., rent, int.) Value Code2 (J-P) Value Method Code3 (Q-W) Type (e.g., buy, sell. redemption) Date mrn/dd/yy Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) 
35. Portion Pension Plan Rolled Over (See Part II) 
 
BONDS 
37. NEW YORK HOUSING Interest FINANCE AGENCY 
POWER AUTHORITY Interest Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501  $5.000 =$5.001 -$15,000 =S15.00I -S50.000 
(Sec Columns and D4) =$50.001 -$100.000 4100.001 -$1,000.000 Ill =$1,000,001 -$5.000.000 112 =More than S5.000.000 ValueCod..-s 15.000 kss =$15.001  $50.000 =$50.001 -SI00.000 =SI00.001 -5250.000 
(Sec Columns and DJ) =$250.001 -$500.000 =$500.001 -$1.000.000 =Sl.000.001 -$5.ooo.ooo =S5.000.00t -$25.000.000 =$25.000.001  Sl0.000.000 =More than $50.000.000 Value Method Cocks Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Bool.. Value =Othcr =Estimated 
 
 
 
 
 
 
Date Report 
ame Penon Reporting 
Spall, Arthur 
0510512011 
VII. INVESTMENTS and TRUSTS -income, value, ansacr ions (Inc ludes rhoseofspouse and dep endenrchi1dre see pp. u-600/fili ngi nmucrions.J NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end Transactions during reporting period 
 
(including trust assets) reporting period reporting period 
(I) (2) (I) (I) 
(3) (4) 
Place (X) afier each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code2 Method buy, sell, mm/ddlyy Code2 Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes: =$1.000 less B=Sl .001-$2.500 =$2.501  $5.000 =$5,001. $15.000 =$15.001 -$50.000 
(Sec Columns and 04) =$50.00 -$I 00.000 =$!00.001 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5,000.000 Valu.: Codes 15.000 less =$15.001 -S50.000 =S50.00I-SI00.000 =SI00.001 -$250.000 
(Sec Columns and DJ) =$250.00 -$500.000 =$500.001 -Sl.000.000 =St.000.001  S5.ooo.ooo =S5.ooo.001 -sn.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Valui: Mc1hod Codes Q=Appr.iisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sc.: Column C2J =Book Value =OthlT =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS 
-income, value, transactions (lndudn those spouse and dependent children; pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets Income during reporting period Gross value end reporting period ransactions during reporting period 
 
(I) (2) (I) (2) (I) 
(3) (4) (S) ace (X) after each asset 
Amou Type (e.g., Value Value Type (e.g Date Value Gain Identity exempt from prior discl osu 
Code div. rent, Code2 Method buy, sell mrnldd/yy Code2 Code buyer/seller 
(A-fl) inl.) (J-P) 	Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 15.001 -$50.000 
(See Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 Ill =Sl.000.001 -$5.000.000 112 =More than $5.000.000 V:Jluc Codes 5.000 kss =SI 5.001 -$50.000 =$50.001 -SI00.000 =SI00.001 -$250.000 
(Sec Columns and DJ) =$250.001 -$500.000 =$500.001 -Sl.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More 1han $50.000.000 Value Method Codes =Appraisal =Cost (Real Es1atc Only) =-Assessment =Cash Market 
!Sec Column C2) =-Hook Value =Olhcr W=Estimatcd 
 
 
VII. INVESTMENTS and TRUSTS -income, vatue,transat:tions (rnt:1udn1hose ofspouseanddependm1.:hildr en:supp. 14-6ooffilincins1ru.:1ions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reponing period 
(including trust assets) reponing period reponing period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g. Value Value Type (e.g.. Date Value Gain Identity 
empt from prior disclosure Code div. rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
86. SEMPA ENERGY Dividend 
87. SIERRA PACIFIC Dividend 
88. 
PEPCO HOLDINGS, INC. Dividend 
 
89. 
EAGLE MERGER CORP. Dividend 
 
 
RGS ENERGY GROUP, INC. Dividend 
OCCIDENTAL PETROLEUM CORP. Dividend Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2..lOI  $5,000 =S5.00I  $15.000 =Sl5,00I  S50.000 
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -Sl,000.000 Ill =Sl.000.001 -$5.000.000 112 =More 1han S5.000.000 Value Codes =SI 5.000 less =SIS,001 -SS0.000 =SS0.001 -$100.000 =$100.001 -S250.000 
(Sec Columns and 03) =$250.001 -S500.000 =S500,00 1.000.000 =Sl.000.001 -SS.000,000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More 1han $50.000.000 Vrkct 
(Sec Column C2) =!look Value =Other =Estimated 
 
 
 
 
 
Date Report 
Name Penon Reporting 
Spatt, Arthur 
05/05/2011 II. INV EST NTS and -income, value, transat:tions (Includes thou spouse and dependent children: Set PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) 
(5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/ddlyy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
103. ENERGY TRANFER PARTNERS Dividend 
104. ENERGY INC. Dividend 
105. CORPORA BONDS 
106. TENESSEE VALLEY AUTHORITY Bond 1993 Series Interest 
107. COMMONWEAL EDISON CO. 8.625% Due /2002 Interest 
108. OPPENHEIMER HIGH YIELD FUND (See Rider Dividend 
109. WARWICK CENT. Interest Income Gain Codes: A=$1.000 less B=Sl.001-$2.500 =$2.501 -$5.000 D=$5.001 -$15,000 =$1 5,001 -$50.000 
(See Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000 Value Cod.:s =Sl5.000 less K=SI 5.001 -S50.000 =S50.00I -SI00.000 =SI 00.00  S250.000 
(Sec Columns and DJ) N=S250.00I -$500.000 o=S500.00I -Sl.000.000 =Sl.000.001 -$5.000.000 =$5.000.001 -$25.000.000 
PJ=$25.000.001 -$50.000.000 =More than $50.000.000 Value Mthod Codes Q=Appraisal =Cost (Real Estate Only) S=AsSCSSID..Tll =Cash Marlct 
(Sec Column C2) =Book Value =Othcr =Estimated 
 
 
 
 
 
Name Penon Rrporting 
Date Rport 
05/05/2011 
Spall, Arthur 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofreport.) 
RIDER (Response -AGREEMENTS --first page) former participating member the Spall Bauman, P.C. pension and profit-sharing plan, when withdrew from the firm and the practice law 1978, 
 
share the pension plan was severed and rolled over. The funds were not used and were placed individual retirement accounts two types investments follows: bonds and stocks the aggregate value otJI December 31, cash the Capital One Savings Bank, Great Neck, New York branch, the estimated sum of!9as December 31, 2010. 
RIDER (Response -AGREEMENTS --first page) 
Prior entering into the Spall Bauman, P.C. pension plan, when was single practitioner started individual retirement Keogh Plan. When withdrew 
from the practice oflaw, rolled over the Keogh Plan, and remains that unused condition. The Keogh funds are Oppenheimer High Yield Fund and 
are the value approimately December 31, 
 
 
 
IX. CERTIFICATION. certify Iha all informal ion ghen above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because mel applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions ofS U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Arthur Spatt 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{] NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 
 
PARTIES AND TERMS I979 Prior pension and profit-sharing plans rolled over (See Rider annexed hereto) 1979 Individual Retirement Keogh Plan (See Rider annexed) 
Soatt. Arthur 
 
 
III. NON-INVESTMENT INCOME. (Reponingindividualand spouse;see pp.17-Uofjilinginstructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
 SOURCE AND TYPE INCOME 
(yours, not spouses) 2010 New York State Retirement Pension $18,820.00 Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this uction. 
(Dollar amount not required except for honoraria.) 
[{) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainmenL 
(Includes those spouse and dependent children; see pp. 25-2 filing instructions.) 
[{) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS, (Includes those spouse and dependent children; see pp. 18-31 filing instructions.) [{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 filing 
instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
Name Person Reporting 
Date Report 
Spall, Arthur 
07/11/2011 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1ud thouofspouuand dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Gross value end 
Transactions during reponing period 
Description Assets 
Income during 
(including trust assets) reponing period reponing period 
 
(2) (I) (2) (I) (2) (3) (5) 
Place (X) afler each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1.000 less =$1,00 -$2.500 =$2.501 -Sl.000 D=$l.00t -Sl5.000 =$15.001-SlO.OOO 
(Sec Columns and D4) =$50.001 -$100,000 =$100.001 -SI.000.000 Ill =$1.000.001 -$5.000.000 112 =More than Sl.000.000 Value Codes 15.000 less =Sl5.00I -SS0.000 =$50.001 -SI00.000 =Si00.001  $250.000 
(Sec Columns and 03) =SlS0.00 -SS00.000 =$500.00 1.000.000 =Sl.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.00 -Sl0.000.000 =More than S.50.000.000 Value Method Codes =Appra;sal =Cost (Real Estate Only) =Asscssm1..,,t =Cash Marlct 
(Sec Column C2) =Book Value =Other =Estima1cd 
 
 
 
 
 
Date Report 
Name Person Reporting 
07111/2011 
Spall, Arthur 
VII. INVESTMENTS and TRUSTS -income, value, transactions (/nclud those spouse and dependmtchildren; St!t! pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reponing period 
(including trust assets) reponing period ofreponing period Incom Gain Codes: 1.000 less B=$1,00t -$2.500 42.501  Sl.000 =S5.001  Sl5,000 E=Sl5.00I. S50.000 
(Se Columns and D4) =$50.001 -$100,000 =$I 00.00 -$1.000.000 111 =Sl.000.001 -$5.000.000 112 =More than S5.000.000 Value Codes 15.000 less =Sl5.00l -S50.000 =S50.00I. SI00.000 =SI00.001  S250.000 
(Sec Columns and DJ) N=S250.00 -$500.000 0=S00.001  Sl.000.000 =Sl.000.001. Sl.000.000 =Sl.000.001  $25.000.000 =$25.000.001 -Sl0.000.000 =More than SS0.000.000 Value Method Codes =Appraisal =Cost (Ri:al Estate Only) =-Asscssm1..Tlt T=Cash Market 
(Sec Column C2) =Book Value ==Oth1.1 :ol:::stimatcd 
 
 
 
 
Name Penon Reporting 
Date Report 
Spatt, Arthur 
07111/2011 
VII. INV EST MENT and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP. 14-60 ft/inc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) (2) (4) 
(S) 
Place (X) afler each asset Amount Type (e.g. Value Value Type (e.g., Date Value Gain Identity 
ex.empt from prior disclosure Code div., rent, Code Method buy. sell, mm/dd/yy Code2 Code buyer/seller 
(A-II) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =S15,00l -S50.000 
(See Columns and D4) =$50.00t -$100.000 =SI00.001 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000 Valuo Codes 15.000 less =SI S.001 -$50.000 =$50.001 -SI00.000 =SI00.001 -$250.000 
(Set Columns and 03) $250.00I -$500.000 =Sl00.00 1.000.000 =Sl.000.001 Sl.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Mc1hod Cocks Appraisal =Cost (Real Estate Only) =AsscsslTlCl1t =Cash Marlct 
{Sec Column C2) =Boo Valul! =Othc..T ==Estimated 
 
 
 
-income, value, transactions onc1udeo those spouu and dqundm1 children; see PP. 1-t-60 filing instr11c1ions.J NONE (No reportable income, assets, transactions.) Descriplion Assels (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
 
(I) (2) (I) (3) 
(4) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure 
Code 
div., rent, Code 	Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-ll) int.) (J-P) 	Code redemption) (J-P) (AH) (if private (Q-W) transaction) Income Gain Ccxlcs: =$1.000 less =$1,001 -$2.500 =$2.50I -$5.000 =SS.001 -St5.000 =St5.00t -S50.000 
(See Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 111 =Sl.000.001 -$5.000.000 112 =More than $5.000.000 Value Codes 15.000 less =$15.001 -$50.000 =$50.001 -St00.000 =St00.001 -$250.000 
!Sec Columns and DJ) =$250.001 -$500.000 =$500.001 -Sl.000.000 =Sl.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Volue Method Codes =Apprais:il =Cost (Real Ec.siatc Only) =Assessment =Cash Market 
(Sci! Column C2) =Book Value =Other =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes thou spouse and dependent children; see PP. 1-1-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reponing period 
(including trust assets) reponing period reponing period 
 
(I) 
(2) 
(I) 
(2) (I) 
(4) (S) 
Place (X) after each asset 
Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller Income Gain Codes: =$1,000 less li=Sl,001 -$2,500 =$2,501  $5,000 =$5,001  $15.000 E=Sl5,00l -S50.000 
(See Columns and 04) =$50.001  $100.000 =SI00.001 -$1.000.000 Ill =$1.000.001  $5,000.000 112 =More than $5.000.000 Value Codes =Sl5.000 less =Sl5.00I. $50.000 =$50.001  SI00.000 =SI00.001. $250.000 
(See Columns and DJ) =$250.001  $500.000 =$500.00  1.000.000 =Sl.000.001  $5,000,000 =Sl.000.001 -$25.000.000 =$25.000.001  $50.000.000 =More than $50.000.000 Value Method COOcs =Appraisal =Cost (Real Estalc Only) ::::Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
 
NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
 
(I) (2) (I) 
(3) (4) (5) 
Place (X) afer each asset exempt from prior disclosure 
Amount Type e.g., Value Value Type (e.g., Date Value Gain Identity Code 
div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) int) (JP) 	Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes: =$1,000 less =$1.001  $2.500 =$2.501 -$5.000 0=$5.001-$15.000 =$15.001 -$50.000 
(Sec Columns and 04) F=S50.00l $100.000 =$100.00  1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000 Value Cod.:s =S15.000 less =SIS.001 -SS0.000 =$50.001  SI00.000 =SI 00.00  $250.000 
(Sec Columns and DJ) =$250.001  $500.000 =$500.001  Sl.000.000 =Sl.000.001  Sl.000.000 =$5.000.001 -$25.000.000 =$25.000.00  $50.000.000 =Moce thon $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Asscssmcn1 =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
 
Date Report 
Name Person Reporting 
Spall, Arthur 
07111/2011 
VII. EST MENTS and TRUSTS -income, vatue, transactions