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Judicial Watch • Beaty Jr James A – 2010

Beaty Jr James A – 2010

Beaty Jr James A – 2010

Page 1: Beaty Jr James A – 2010

Category:Federal Judges

Number of Pages:8

Date Created:September 9, 2013

Date Uploaded to the Library:January 15, 2015

Tags:Beaty, James, stock, 2010, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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AOJO Rev.112011 Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Beaty Jr., James Court Organization District Court -4th Cir. Date Report 05/06/2011 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Article III Judge Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address 251 Main Street -Suite 248 Winston-Salem, N.C. 27101-3984 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Foundation Board Member Western Carolina University 
Board Trustees Senior Services Forsyth County 
Board Member New Winston Museum 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PAR TIES AND TERMS 
 
 
 
 
Beaty Jr., James 
 
 
 
 
 
05/06/2011 
Beaty Jr., James 
III. N0N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE INCOME 
(yours, not spouses) 2010 Judicial Retirement Vested Benefit $31,342.00 Spouses Non-Investment Income you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 2010 The Speech Center-Clerical 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainmenL (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED Just The Beginning Foundation 0913012010-1012120 Atlanta, Georgia Conference Hotel, Meals, Lodging 
 
 
 
 
05/06/2011 
Beaty Jr., James GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION 
 
VALUE CODE 
 
 
 
 
 
 
 
 
0510612011 
Beaty Jr., James 
VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
 
(1) (2) (3) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) (e.g., div., rent, int.) Value Code2 (J-P) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd/yy Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) Wachovia Brokerage IRA Dividend Sold 12122110 
-Citigroup Common Stock Sold 12122110 
-Microsoft Common Stock Sold 12122110 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5.00 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,00I -$100,000 =$100,00I -$1,000,000 =$1,000,00I -$5.000.000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100.000 =$100,00I -$250,000 
(Sec Columns and D3) =$250,001 -$500,000 =$500,00I -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
 
 
 
Beaty Jr., James 
05/06/2011 
VII. INVESTMENTS and -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description ofAssets Income during Gross value end Transactions during reporting period (including.trusfassets) reporting period ofreporting period 
(2) (!) (2) (4) (5) 
Place (X) after each asset Type (e.g., Value Value Type(e.g;, Date Value Gain Identity 
exelllpt fromprior discl6s1lre div;, rent, Code.2 Method buy, sell, Code buyer/seller int.) (J-P) Code3 (ifprivate 
(Q-W) transaction) 
 
18. -Fed. Strat. Val. Fund Class Mut. Fund 
CSX, Corp., Common Stock Dividend 
20. 
Exxon Mobil Common Stock Dividend 
 
21. Income Gain Codes: =$I ,000 less =$1,001 -$2,500 =$2.501 -$5,000 D=$5,00l -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 0=$500,001 -$1,000,000 =$1,000.00 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
 
 
 
 
Date Report 
Beaty Jr., James 
0510612011 
VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) lncomc Gain Codes: =$1,000 less 41.001  $2,500 =$2,501 -$5,000 =$5,00 -$15,000 =$15,001 -$50,000 (See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$100,000 =$100,00 -$250,000 
(Sec Columns and 03) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.00 -$50,000.000 =More than $50,000,000 Value Method Codes =Apprnisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other =Estimated 
 
 
 
Name Person Reporting 
Date Report 
Beaty Jr., James 
05/06/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofreport.) 
Part VII. Items 31-32 and 35-38 have been identified closed during the reporting period, and have been added the balance #28. 
 
 
 
 
 
Date Report 
Beaty Jr., James 
05/06/201 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
Signature: James Beaty Jr. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544