Skip to content

Get Judicial Watch Updates!

DONATE

Judicial Watch • DiClerico Jr Joseph A – 2011

DiClerico Jr Joseph A – 2011

DiClerico Jr Joseph A – 2011

Page 1: DiClerico Jr Joseph A – 2011

Category:Federal Judges

Number of Pages:15

Date Created:February 26, 2013

Date Uploaded to the Library:January 17, 2015

Tags:diclerico, Joseph, Estimated, American, 2011, assets, INVESTMENTS, transactions, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!


See Generated Text   ∨

Autogenerated text from PDF

Reporl Required the Ethics Government Act 1978Rev. FOR CALENDAR YEAR 2011 U.S.C. app. Ii 1-11 Person Reporting (last name, first, middle initial) DiClerico, Jr., Joseph Court Organization United States District Court District New Hampshire Date Report 41212012 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) District Judge Senior Status Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Final Sb. Amended Report Reporting Period 1/1/2011 12/31/2011 Chambers Office Address Pleasant Street, Room 400 Concord, 03301 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
/MPO ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSJTJ ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 
Trustee 	Trust 
Trustee 	Mayhew Program 
Trustee 	Ausbon Sargent Land Preservation Trust 
Director 	Little Lake Sunapee Protective Association 
JI. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[Z] 	NONE (No reportable agreements.) PARTIES AND TERMS 
 
 
Date Report 
DiClerico, Jr., Joseph 
41212012 
 
III. N-INVESTMENT ME. (Reporting individ11al and spo11se; see pp. 17-24 filing instr11ctions.) Filers Non-Investment Income 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income yo11 were married d11ring any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2011 
 
 
IV. REIMBURSEMENTS transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 offiling instructions.) [{] NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
 
 
Date Report 
DiClerico, Jr., Joseph 
4/212012 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) NONE (No reportable gifts.) 
SOURCE 	DESCRIPTION VALUE Use boathouse dock boat (See Part VIII) $2,500.00 
Use barn store boat (See Part VIJI) 	$780.00 
 
 
VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 
 
instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR 	DESCRIPTION VALUE CODE 
 
 
 
 
Date Report 
DiClerico, Jr., Joseph 
4/2/2012 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing ins1mc1ions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) (I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type(e.g., Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Ccide2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) redemption) 
(A-H) 
(if private transaction) Income Gain Codes: =$1.000 less =$1,001 -$2,500 c=$2,501 -$5,000 0=$5,001-$15,000 E=$15,001  $50,000 
(Sec Columns and 04) =$50.001 -$100,000 =$100,001 -$1,000.000 =$1,000,001-$5,000.000 =More than $5.000.000 Value Codes =$15,000 less K=$15,001 -$50.000 L=$50.001  $100,000 =$100.001 -$250,000 
(Sec Columns and 03) =$250.001 -$500.000 0=$500,001  $1,000.000 =$1.000.001-$5,000,000 =$5,000,001 -$25,000,000 
P3=$25.000.001 -$50.000.000 P4=More than $50,000,000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) U=Book Value V=Othcr W=Estimated 
 
 
Date Report 
DiClerico, Jr., Joseph 
4/2/2012 
VII. INVESTMENTS and TRUSTS -income, va111e, transactions r1nc111des those spouse and dependent children; see pp. 34-60 offili11c i11s1r11ctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reportingperiod reporting period 
 
(2) 
(3) (5) 
Place. (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior di.iIosure Code _diy.,fent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) Code3 redemption) (J-P) (A-H) (if private 
 
transaction) Income Gain Codes: 41.000 less =$1.001 -$2.500 =$2,501  $5,000 D=$5.00l -$15,000 =$15,00 -$50,000 
(Sec Columns and D4) =$50.001 -$100,000 =$I 00.00 -$1.000.000 =$1.000,001 -$5.000.000 H2=More than $5.000.000 Value Codes =$15,000 less =$15,001 -$50.000 =$50.00I -$100.000 =$100.001 -$250.000 
(Sec Columns and D3) =$250,00t -$500,000 =$500,00 -$1,000.000 =$1.000.001 -$5,000,000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) ===Assessment =Cash Market 
(Sec Column C2) U=Book Value V=Othcr W=Estimated 
 
 
Date Report 
DiClerico, Jr., Joseph 
412/2012 
VII. INVESTMENTS and TRUSTS --income, value, transactions (lnc/11des tlwse ofspo11se and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) repo11ing period reporting period 
 
(2) (1) (2) (5) 
Place. after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exe.mpt from prior disclospre 
div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) 
Code redemption) (J-P) {A-H) (ifprivate (Q-W) transaction) 
35. 10/12/11 
36. -PR Comwlth. Hwy Transn. Auth. Zero Coup. Bnd 7/1/15 None 
37. -University Rev. Zero Coup. Bnd 611113 None 
38. -PR Commwlth. Cap. App. Zero Coup. Bnd 7/1/14 None Buy 07/27/11 
39. 
40. Brokerage Account 
41. -Sh. Com. Community Bancorp Dividend 
42. -Sh. Com. Thrift Bankshares Dividend 
43. -Wells Fargo Adv. Bk. Dep. Sweep Prg. Interest 
44. -Blackrock Global Alloc Global Allocation Instil. Dividend 
45. -American Funds Capital Income Bldr Class Dividend 
46. -American Funds Capital World Growth Inc. Fnd -Class F-1 Dividend 
47. -Dodge Cox FDS Int! Stk Dividend 
48. -Wells Fargo Adv. Asset Alloc ADM Dividend 
49. -American Funds Int! Growth Income Class F-1 Dividend 
50. -American Funds Fundamental Invs. Inc. Class F-1 Dividend 
51. -IVA Worldwide Fund Class Dividend Income Gain Codes: =$1.000 less B=$1,001 -$2.500 c=$2.501 -$5,000 =$5.001 -$15.000 E=$15,00I -$50.000 
(Sec Columns and D4) =$50.001 -$100.000 =$I 00.00 -$1.000.000 =$1.000.001 -$5.000.000 112 =More than $5,000.000 Value Codes J=$15,000 less K=$15,001 -$50.000 L=$50.00 I00.000 I00.00  $250.000 
(Sec Columns and D3) N=$250.00 -$500.000 0=$500,00 -$1,000.000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.001 -$50,000.000 P4=More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column Cl) U=Book Value V=Other =Estimated 
 
 
Date Report 
4/2/2012 
DiClerico, Jr., Joseph 
VII. INVESTMENTS and STS --income, vaflle, transactions (Includes those spouse and dependent children; see PP 34-60 filing instmllions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) (3) (4) (5) 
Place after each asset 
Amount Type (e.g., Value Value Type (e.g. Date Value Gain Identity 
xempt from prior disclosure 
Code div:, rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller (A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private (QW) 
transaction) Income Gain Codes: =$1.000 less =$1,00 -$2,500 =$2.501 -$5.000 =$5.001 -$15,000 =$15,00I -$50,000 
(Sec Columns and 04) =$50.001 -$100.000 =$I 00.00 -$1.000.000 Ill =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50,001 -$!00.000 =$!00.00 -$250,000 
(Sec Columns and 03) =$250,001 -$500.000 0=$500,001 -$1,000.000 =$1.000.001 -$5,000,000 =$5.000.001 -$25.000.000 =$25,000.001 -$50.000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) U=Book Value V=Othcr =Estimated 
 
 
Date Report 
412/2012 Clerico, Jr., Joseph 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income. during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) (I) (2) (I) (2) (3) (5) 
Place(X) after each asset Amount (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from priordisclosure div., rept, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1.000 Jess =$1,001 -$2.500 =$2.501 -$5,000 =$5,001 -$15.000 =$15,00 -$50.000 
(Sec Columns and 04) F=$50.001 -$100.000 I00.00 -$1,000.000 Ill =$1.000.001 -$5.000.000 =More than $5.000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.00 -$I 00.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.001 -$500.000 0=$500,001 -$1.000.000 =$1.000.001 -$5,000,000 =$5,000.001 -$25,000.000 
P3=$25.000.001 -$50.000.000 =More than $50.000.000 Value Mc1hod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Date Report 
DiClerico, Jr., Joseph 
4/2/2012 
VII. INVESTMENTS and STS --income, vallle, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trustassets) reporting period ofreporting period 
(2) (I) (2) (3) (4) (5) 
Place after each asset Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity 
exemptfrom prior disclosure Code dv., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
{A-H) int.) Code3 redemption) (J-P) {A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1,000orless =$1,001 -$2.500 =$2,501 -$5,000 =$5,00t -$15,000 =$15.00 -$50.000 
(Sec Columns and 04) F=$50.00l -$100,000 =$I 00.00 -$1.000.000 =$1,000,001 -$5.000.000 =More than $5,000.000 Value Codes =$15,000 less =$15,001 -$50.000 =$50.00I -$100.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.00 -$500.000 =$500,001 -$1.000.000 =$1.000.001 -$5,000,000 =$5,000,001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) ==Assessment ash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Date Report 
412/2012 
DiClerico, Jr., Joseph 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc111des those spouse and dependent children; see PP 34-60 fl/inc im1ruc1ions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income dtiring Gross value end (including trust assets) reporting period ofreporting period 
Transactions during reporting period 
(2) (I) (3) (4) (5) 
Place (X) after each asset 
Anount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure 
Code div.,xnt, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) Code redemption) 
(J-P) (A-H) (if private 
transaction) 
(Q-W) Income Gain Codes: =$1.000 less 41,001 -$2.500 c=$2,501 -$5,000 45.00t -$15,000 =$15,001 -$50,000 
(Sec Columns and D4) F=$50,00l -$I 00,000 G=$100.00 -$1.000,000 =$1.000,001 -$5.000.000 =More than $5.000.000 Value Codes J=$ 5.000 less K=$15,00l -$50,000 L=$50.00 -$100.000 =$100.00 -$250.000 
(Sec Columns and D3) =$250,001 -$500,000 0=$500,001 -$1,000.000 =$1,000.001 -$5,000,000 =$5,000.00l -$25,000.000 =$25.000.00 -$50.000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) U=Book Value V=Othcr W=Estimated 
 
 
Date Report 
DiClerico, Jr., Joseph 
4/2/2012 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent; Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (ifprivate 
(Q-W) transaction) 
 
120. 
121. TRUSTXIV Int./Div. 
122. -Wells Fargo Adv. Bk. Dep. Prog. 
123. -Blackrock Global Alloc. Global Alloc. Instil. 
124. -Dodge Cox Stock Fund 
125. -Wells Fargo Advantage Asset Allocation Admin.CL 
126. -FPA New Income Inc. 
127. -Fairholme Fund 
128. -Hartford Mutual Funds Capital Appreciation Class Sold 05/26/1 
129. -FPA Crescent Instil. Buy 06/01/1 
130. -Longleaf Partners Fund Trust -IVA Worldwide Fund Class 
132. -Loomis Sayles Fund -Strategic Income Fund CL-Y 
133. -PlMCO Unconstrained Fund Institutional 
134. -PIMCO All Asset FND Inst. 
135. -Rowe Price Int! Funds Emerging Markets Stock Fund 
136. -American Funds: International Growth and lncome CLA Open 06/01/1 see Part VIII Income Gain Codes: =$1.000 or. less =$1,001 -$2.500 =$2.501 -$5,000 D=$5.001 -$15.000 =$15,00 -$50.000 
(Sec Columns and 04) =$50.001 -$100,000 4100.00 -$1.000.000 fJl =$1.000,001 -$5.000.000 112 =More than $5.000.000 Value Codes J=$15.000 ori.Ss =$15,001 -$50.000 =$50,001 -$100.000 =$100.00 -$250.000 
(Sec Columns and DJ) =$250.00  $500.000 =$500.00  $1.000.000 =$1.000.001  $5,000.000 =$5,000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes. =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) U=Book Value V=Othcr W=Estimated 
 
 
 
Date Report 
DiClerico, Jr., Joseph 
412/2012 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (inducting trust assets) reporting period reporting period 
(I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int,) (J-P) Code redemption) (JP) (A-H) (if private 
(Q-W) transaction) 
 
137. -American Funds: New world Fund Open 06/01/11 see Part VIII 
138. 
139. TRUST Int./Div. 
140. -Sh. Com. Community Bancorp 
141. -Sh. Com. Thrift Bankshares 
142. 143. -NH Mun. Bnd. Bk., Pinkerton Academy due 6/1/13 -Portsmouth OID due 9/15/18 Redeemed 06/01/11 
144. -Wells Fargo Adv. Bk. Dep. Sweep Prg. 
145. -American Mutual Inc. 
146. -American Fund Capital Income Bldr 
147. 148. 149. 150. -American Fund Capital World Growth Income Inc. Class -American Fund Europacific Growth Class -American Fund Fundamental Investors Inc. Class -American Fund New World Fund Class Sold Sold 11/28/I 11/28/11 
151. 152. -Blackrock Global Alloc. Global Allocation Instit. -Dodge and Cox FDS Int! Stk 
153. -Fairholme FDS Inc. Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501 -$5,000 =$5.001 -$15,000 =$15,001 -$50.000 
(Sec Columns and D4) F=$50.001 -$100.000 =$100.001 -$1,000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000,000 Value Codes J=$15.000 less K=$15.001 -$50.000 L=$50.001 -$100.000 =$100.001 -$250,000 
(Sec Columns and D3) =$250.001 -$500.000 0=$500,001 -$1,000.000 =$1.000.001 -$5,000,000 =$5,000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) S=Assessment =Cash Market 
(Sec Column C2) U=Book Value V=Other =Estimated 
 
 
Date Report 
Name Person Reporting 
4/2/2012 
DiClerico, Jr., Joseph 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes t/10se spouse and dep endent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including tmst assets) reporting period reporting period 
 
(3) (4) (5) 
Place (X) after each asset 
Amount (e.g., Value Value Type (e.g., Date Value Gain ldeniity exempt from prior disclosure 
Code 
div.,_ rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) orint) Code redemption) (J-P) (A-H) (ifprivate transaction) Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(Sec Columns and D4) =$50.001 -$100.000 =$100.001 -$1.000.000 Ill =$1.000,001  $5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50,001 -$100.000 =$100.001 -$250.000 
(Sec Columns and D3) =$250.001 -$500.000 =$500,00 -$1,000.000 =$1,000.001 -$5,000,000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Othcr =Estimated 
 
 
Date Report 
DiClerico, Jr., Joseph 
412/2012 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofreport.) 
PART -GIFTS 
Due frienship with these individuals, disqualified from presiding over any case involving them their families, and they are not seeking business 
 
with the court. 
 
PART VII -INVESTMENTS AND TRUSTS 
 
 
 
 
Date Report 
4/2/2012 
DiClerico, Jr., Joseph 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and miuor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
Signature: Joseph DiClerico, Jr. 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544