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Judicial Watch • Duffey Jr William S – 2007

Duffey Jr William S – 2007

Duffey Jr William S – 2007

Page 1: Duffey Jr William S – 2007

Category:Federal Judges

Number of Pages:15

Date Created:November 7, 2008

Date Uploaded to the Library:January 17, 2015

Tags:duffey, transfer, william, Estate, 2007, assets, transactions, TRUSTS, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Z] NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Government Act 1978 
Rev. 112008 
FOR CALENDAR YEAR 2007 U.S.C. app.  101-11 Person Reporting (last name, first, middle initial) Duffey, Jr., William Court Organization Northern District Georgia Date Report 05/08/2008 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) District Court -Active Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Sb. Amended Report Final Reporting Period 01/01/2007 12/31/2007 Chambers Office Address 1721 United States Courthouse Spring Street, S.W. Atlanta, 30303-3309 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
/MPO ANT TES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POS ITI NS, (Reporting individual only; see pp. 9-13 filing 
instructions.) 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing 
instructions.) 
[Z] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
Name Person Reporting 
05/08/2008 
Duffey, Jr., William 
Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
INCOME 
(yours, not spouses) Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 2007 Random House, Inc. -Royalties from copyrights 
2.2007 Holtzbrink Publishing Holdings, -royalties from copyrights 
Penguin Group (USA) Inc. -royalties from copyrights 
4.2007 Self-employed writer 
 
IV. REIMBURSEMENTS -transportation, /odging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) ITEMS PAID 
 
 
 
Name Person Reporting 
Date Report 
Duffey, Jr., William 
05/08/2008 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing 
instructions.) 
[2J NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
VJ, LIABILITIES, (Includes those spouse and dependent children; see pp. 32-33 filing 
instructions.) 
[2J NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
 
Name Person Reporting 
Duffey, Jr., William 
05/08/2008 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure (I) Amount Code (A-H) (2) Type (e.g., div., rent, int.) (!) Value Code (J-P) (2) Value Method Code (Q-W) (!) Type (e.g., buy, sell, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) Income Gain Codes: 1,000 less 1,00 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -Sl00,000 =$100,001 -Si,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes $15,000 less K=$15,001 -$50,000 =$50,00t -$100,000 =$100,001 -$250,000 
(See Columns an:..03) =$250,00 -$500,000 =$500,001 -Si,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -550,000,000 =More than $50,000,000 Value Method Codes =Appraisal R=Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V=Other Estimated 
 
Date Report 
Duffey, Jr., William 
05/08/2008 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(l) (2) (1) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
18. IRA#! Dividend 
19. Interest 
20. -MS Bank Deposit Program (Formerly Liquid Asset Fund) 
21. -Health Care Se! Sect Spdr Sell 09-13 
22. -!shares MSC! Eafe Fund Sell 06-14 
23. -Powershares Yid Div Sell 06-14 
24. -Utilities Se! Sect Spdr Fund Sell 06-14 
25. -Government National Mortgage Assn Pool 7.5% Sell 05-15 
26. -FHR 2920 5.25% Partial Sale 11-15 
27. -Federal National Mtg Assn Partial Sale 12-25 
28. -MS International Small Cap Sell 03-02 
29. -MS Special Value Fund Sell 03-02 
30. -MS International Fund 
31. -MS Special Value Fund Sell 03-02 
32. -Fed Home 5.00% 
33. -Franklin Perspectives All Buy 09-14 
34. -AIPABSRT Buy 07-01 Income Gain Codes: =SI ,000 less =$1,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 5,001 -$50,000 
(See Columos and D4) =$50,001 -SI00,000 =$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than S5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00I -$I 00,000 =SI00,00 -$250,000 
(See Columns and 03) =$250,00I -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00I -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting 
05/08/2008 
Duffey, Jr., William 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent c1tudren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure (I) Amount Code (A-H) (2) Type (e.g., div., rent, int.) (I) Value Code (J-P) (2) Value Method Code (Q-W) (I) Type (e.g., buy, sell, redemption) (2) Date Month Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
35. IRA#2 Dividend 
36. Interest 
37. -MS Bank Deposit Program 
38. -Eaton Vance LTD Duration Inc. Transfer Out 09-17 
39. -!shares Basic Materials Transfer Out 09-17 
40. -!shares Healthcare Transfer Out 09-17 
41. -!shares Financial Partial Sale 03-02 
42. Transfer Out 09-17 
43. -!shares Consumer Cyclical Partial Sale 08-28 
44. Transfer Out 09-17 
45. -!shares SP Global Energy Transfer Out 09-17 
46. -Morgan Stanley Emerg Mkts Fund Sell 03-02 
47. -Powershares Dynamic Pharmaceutical Transfer Out 09-17 
48. -Powershares Exchange Transfer Out 09-17 
49. -The Technology Se! Sec SPDR Transfer Out 09-17 
50. -US Treasury Zero Coupon, 5/07 Sell 05-15 
51. -US Treasury Note 4.75% 11/15/08 Transfer Out 09-17 Income Gain Codes: =$1,000 Jess =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00! -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$I 00,00 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$2:.00,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting 
Duffey, Jr., William 
05/08/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J.P) Code redemption) Day (J.P) (A-H) (if private 
(Q-W) transaction) 
 
52. -US Treasury Zero Coupon 2109 Transfer Out 09-17 
53. -US Treasury note 6%, due 8/09 Transfer Out 09-17 
54. -FNMA Bond 3.25%, 11/07 Transfer Out 09-17 
55. -FHLB Bond 4.75%, 9109 Transfer Out 09-17 
56. -Government National Mortgage Assn. 8%, 11/24 (Y) Partial Sale 9-20 
57. Transfer Out 09-17 
58. -MS Special Value Fund Sell 03-02 
59. -MS Spectrum Select (Dean Witter Spectrum Select) Sell 09-30 
60. -MS Spectrum Currency Sell 09-30 
61. -MS Charter Campbell Sell 09-30 
62. -MSDW Charter DWFCM Sell 09-30 
63. -MS Charter Graham Sell 09-30 
64. -Fidelity Adv Growth Opp Sell 09124 
65. -!shares Lehman 1-3 TSY Sell 08-16 
66. -Putnam Premier Income SB! Sell 09-14 
67. -FHR 3237 7/36 Partial Sale 9-15 
68. Transfer Out 09-17 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,00! -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =SI 00,00 -$250,000 
(See Columns and 03) =$250,00 -$500,000 =$500,001 -$1,000,-00 =Sl.000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Date Report 
Duffey, Jr., William 
05/08/2008 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) ncome during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure (1) Amount Code (A-H) (2) Type (e.g., div., rent, int.) (1) Value Code (J-P) (2) Value Method Code (Q-W) (I) Type (e.g., buy, sell, redemption) (2) Date Month Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) Income Gain Codes: =$1,000 less =$I,0-01 -$2,500 c=$2,501  $5,000 =$5,001 -$15,000 =$15,001  $50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001  $1,000,000 =$1,000,001 -$5,000,000 =More than S5,000,000 Value Codes =$15,000 less K=$15,001 -$50,000 L=$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D:} =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,001 -S25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal R=Cost (Real Estate Only) Assessment T=Cash Market 
(See Column C2) =Book Value V=Other =Estimated 
 
Name Person Reporting 
05/08/2008 
Duffey, Jr., William 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nctudes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
86. 87. -Unit Van Kampen Core Equity Allocation Port 88. Mutual Extra Ordinary Life 89. Mutual Estate CompLife 90. Mutual Life Distribution Dividend None None None Buy 08-14 
91. Investments Interest 
92. Dividend 
93. Distribution 
94. Capital L.P. Dividend 
95. Interest 
96. Distribution 
97. Capital II, L.P. Interest 
98. Distribution 
99. Betsy Byars, Inc. None 
100. Gold coins None 
101. Brokerage Account 
102. -MS Bank Deposit Program Interest Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(Sec Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,00 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -S25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other Estimated 
 
Name Person Reporting 
Duffey, Jr., William 
05/08/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001-$15,000 =$15,00 -$50,000 
(See Columns and 04) =$50,001 -S!00,000 =$100,0-01 -$1,000,000 =$1,000,001 -$5,000,000 =More than S5,000,000 Value Codes =$15,000 less K=$15,00l -$50,000 =$50,00I -$I 00,000 100,00 -$250,000 
(See Columns and 03) =$250,001 -$500,000 0=$500,001-$1,000,000 =$1,00-0,001 -$5,000,00-0 =$5,000,001 -$25,00C,;JOO =$25,0-00,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) Assessment T=Cash Market 
(See Column C2) =Book Value V=Other =Estimated 
 
Duffey, Jr., William 
05/08/2008 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those ofpouse and dependent children; see PP 14-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: ,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Colwnns and D4) =$50,001 -$100,000 =$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$I 00,00 -$250,000 
(See Colwnns and D3) =$250,001 -$500,000 =$500,001 -Sl,000,000  =$1,000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25,000,00 -$50,0000000 =More than $50,000,000 Value Metho Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other Estimated 
 
Name Person Reporting 
Date Report 
Duffey, Jr., William 
05/08/2008 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(1) (2) (2) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: $1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,0-01 -$50,00-0 =$50,00 -$100,000 =$100,00 -$250,000 
(See Columns and D3) =$250,00 -$50-0,000 =$500,001 -Sl,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment Cash Market 
(See Column C2) :=:Book Value =Other =Estimated 
 
 
Date Report 
Duffey, Jr., William 
05/08/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes t1tose spouse and dependent c1tildren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure (1) Amount Code (A-H) (2) Type (e.g., div., rent, int.) (1) Value Code (J-P) (2) Value Method Code (Q-W) (1) Type (e.g., buy, sell, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
154. -GNMA Pool Transfer 09-17 
155. Partial Sale 12-20 
156. -US TSY Note 8115109 Transfer 09-17 
157. -US TSY Note 11/15/08 Transfer 09-17 
158. -MFS Charter Income SB! Transfer 09-27 
159. -US TSY Fed 2/15/09 Transfer 09-17 
160. -!shares MSC! Growth Index Transfer 09-27 
161. -FHLMC Buy 10-23 
162. -!shares Glbl Tech Sectr Buy 10-23 
163. One Georgia Bank (See Part VIII for details) None Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$15,001 -$50,000 (See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 
Value Codes =$15,000 less =$15,001 -$50,000 
 
(Sec Columns and D3) =$250,001 -$500,000 =$500,00 -$1,000,000 =$25,000,001 -$50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) (See Column C2) =Book Value =Other 
 
 
Date Report 
Duffey, Jr., William 
05/08/2008 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicale partofReporl) 
*Ownership interest percentage 0.26121 During the reporting period, CB Capital L.P. held interests the following companies: Ancillary Health Care Solutions, Inc. (Formerly Cypress Care, Inc.) Central Security Group, Inc. VCG, Inc. 
S.P.l. Dynamics, Inc. 
Global Care, Inc. 
NuBridges, Inc. 
Alliance Surgery, Inc. 
Alimera Sciences, Inc. 
Focus Receivables Management, Inc. 
 
**Ownership interest percentage 0.74340%. During the reporting period, CB Capital II, L.P. held interests the following companies: Default Services, Inc. SnagAJob.com, L.P. CBG Holdings, Inc. The VIP Tour Company, Inc. (d/b/a TicketsNow) 
**Error Corrections -Part VII -One Georgia Bank -stock was purchased 515106 the amount $10,000. 
 
 
Date Report 
Name Person Reporting 
0510812008 
Duffey, Jr., William 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544