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Judicial Watch • Frank R. Zapata – 2010

Frank R. Zapata – 2010

Frank R. Zapata – 2010

Page 1: Frank R. Zapata – 2010

Category:Federal Judges

Number of Pages:6

Date Created:September 15, 2013

Date Uploaded to the Library:January 06, 2015

Tags:Frank R Zapata, Zapata, tucson, Denver, Frank, 2010, investment, spouse, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{] NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
 
Date Report 
5/5/2011 
Zapata, Frank 
Ill. N-INVES TMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income 
[{] NONE (No reportable non-investment income.) 
 
 
SOURCE AND TYPE 	INCOME 
(yours, not spouses) Spouses Non-Investment Income -lf you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 	NONE (No reportable non-investment income.) SOURCE AND TYPE 2010 	Arizona State Retirement System 
 
 
 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
 
 
 
 
Date Report 
Zapata, Frank 
51512011 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION 	VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
Date Report 
Name Person Reporting 
5/5/2011 
Zapata, Frank 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) Place (X) after .each asset exempt from prior disclosure Income during reporting period {I) Amount Code div., rent, (A-H) int.) 
Chase saving/checking acct Tucson, Interest Chase IRA Tucson, Ariz Interest 
Lincoln Trust, Denver, Co(see attached) Dividend 
Security Benefit Life TSA Topeka, Interest Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50.000 
(See ColurnnsBI andD4) =$50.001 -$100.000 =$100,001 -$1.000.000 =$1,000,001 -$5,000,000 =More than $5.000.000 Value Codes 415.000 less =$15,001 -$50.000 =$50,001 -$100.000 =$100.001  $250,000 
(Sec Colwnns and 03) =$250.001 -$500.000 0=$500,001-$1,000.000 =$1.000,001 -$5,000,000 =$5,000,001 -$25.000.000 =$25.000.001 -$50.000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
Name Person Reporting 
Date Report 
Zapata, Frank 
5/5/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicate partofreport.) 
VII. Investments and Trusts 
***No 2009 report, the asset previously listed Rental Property, Tucson, (8/20/86-$33,708)) isllllll and longer rental. The asset previously listed Fiserv Investment Support Services, Denver, Co. has changed its name to: 
Lincoln Trust, Denver, Co. 
 
Description/Ticker 
CGM Advised Targeted Equity CLA (31) 
Loomis Sayles LTD TRM Govt Agency 1460 
Loomis Sayles Value CLA 
 
***No. 2009 report, the asset previously listed Metropolitan Life TSA, Denver, Co. has been tenninated and funds were invested NEA Value Builder Mutual Fund TSA. 	NEA Value Builder Mutual Fund TSA 
Security Benefit Group Companies 
Ariel Fund 
Calamos Growth Income 
 
This asset has changed to: 
Cambridge Investment Research, Inc. 
Fairfield, 
Pershing LLC, Custodian 
 
 
 
 
 
 
 
Date Report 
Zapata, Frank 
51512011 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Frank Zapata 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544