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Judicial Watch • Harry S. Mattice – 2006

Harry S. Mattice – 2006

Harry S. Mattice – 2006

Page 1: Harry S. Mattice – 2006

Category:Federal Judges

Number of Pages:8

Date Created:September 6, 2007

Date Uploaded to the Library:November 20, 2014

Tags:Harry S Mattice, Mattice, harry, trust, stock, 2006, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. /12007 
FOR CALENDAR YEAR 2006 U.S.C. app.  10/-11 Person Reporting (last name, first, middle initial) Court Organization Mattice, Harry U.S. District Court -EDTN Title (Article III judges indicate active senior status; Sa. Report Type (check appropriate type) magistrate judges indicate full-or part-time) Nomination, Dale U.S. District Judge -Active Initial Annual Sb. Amended Report Final Date Report 05/07/2007 Reporting Period 01/01/2006 12/31/2006 Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance Joel Solomon Federal Bldg. with applicable laws and regulations. 900 Georgia venue, Room Chattanooga, 37402 Reviewing Officer IMPORT ANT TES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. Date POSJTJ ONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Trustee Trust# ,._, 
II, AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) NONE (No reportable agreements.) ..., ouiZ c:Y ;v:r:: rno o:i> -Tl1-q [ll :::---< -P. ..D rr1 
PARTIES AND TERMS 1984-2006 Miller Martin Profit Sharing Plan (former law firm -no control) 2001-2006 Baker, Donelson, Bearman Caldwell, P.C. Retirement Savings Plan (fomer law firm -no control) 
 
Date Report 
Mattice, Harry 
0510712007 
Ill. NON-INVESTMENT COME, (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) SOURCE AND TYPE 
 
 
(yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 2006 Associates Communications Therapies, P.C. -Salary 2006 The Speech Language Reading Center, PLLC -Salary 
 
 
IV, REIMBURSEMENTS -transportation, lodging.food, entertainmenL 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) SOURCE DESCRIPTION GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) (KJ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
Mass Mutual Life Insurance Policy Loan 
Northwestern Mutual Life Ins. Policy Loan 
 
 
 
Date Report 
Mattice, Harry 
0510712007 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those the spouse and dependent children. see pp. 34-60 filing 1ns1ructions.J NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Morgan Stanley Active Assets Money Trust Dividend Morgan Stanley Bank Interest Buy 4/21 Buy 7/14 Buy 8/22 Global Advantage Fund Muta! Fund (FKA Fund Dividend Sell 7/14 ATT Corporation (new) Common Stock Dividend Sell 4/21 Boeing Company Common Stock Dividend Sell 4/21 Charter Communication Corporation Class Common Stock Dividend Sell 4/21 Comcast Corp. (new) Class Common Stock Dividend Sell 4/21 
10. Hewlett Packard Corporation Common Stock Dividend Sell 4/21 
11. Lockheed Martin Corp. Common Stock Dividend Sell 4/21 
12. Microsoft Corporation Common Stock Dividend Sell 4/21 
13. Morgan Stanley Company Common Stock Dividend Sell 4/21 
14. Pfizer, Inc. Common Stock Dividend Sell 4/21 
15. MSDW Dividend Growth Securities Fund (FKA Fund Dividend Sell 7/14 
16. Templeton Global Opportunity Fund Dividend Sell 8/22 
17. Focus Growth Fund (FKA American Dividend Sell 7/14 Income Gain Codes: =$t,000 Jess =$1,00 -$2,500 =$2,501 -$5,000 =$5,001  $15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,00I 100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less 5,00 -$50,000 =$50,001 -$100,000 =$100,001  $250,000 
(See Columns aod DJ) =$250,00I  $500,000 =$500,00I -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated 
 
 
Date Report 
Mattice, Harry 
05/07/2007 
VII. INVESTMENTS and STS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (J) (2) (J) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
Opportunities Fund 
18. MSDW Liquid Asset Fund Exch (FKA MSDW U.S. Government Interest Sell 7/14 
19. Money Market Trust) 
20. IRA: MSDW SP 500 Index Fund None 
21. Miller Martin Profit Sharing (widely held diversified) None Rollover 3/3 
22. Mass Mutual Life Insurance Whole Life (2) Interest 
23. Northwestern Mutual Life Variable Comp Life Agg Growth Ind None 
24. Baker, Donelson, Bearman Caldwell 401(k) Retire MSF Fxd None Rollover 2/1 
25. Trust #I: 
26. SunTrust Reserve Fund M/M Interest Buy 4/10 
27. Sell 8/10 
28. Buy 8/11 
29. Sell 9115 
30. Buy 11/17 
31. Sell 12/5 
32. United States Treasury Note (I) Interest 
33. SunTrust Investments Classic Fnd Intl Eqty Dividend Sell 4110 Income Gain Codes: =$1.000 less =$1,001  $2,500 =$2,501  $5,000 =$5,00  $15,000 =$15,001  $50,000 
(See Columns and D4) =$50,00  00,000 =$100,001  $1,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 Jess K=$15,00J  $50,000 =$50,00  00,000 =$100,00  $250,000 
(See Columns and D3} =$250,001  $500,000 =$500,00  ,000,000 =$1,000,00  $5,000,000 =$5,000,001  $25,000,000 Value Method Codes =$25,000.001  $50,000,000 =Cost (Real Esta