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Judicial Watch • Jan E. Dubois – 2003

Jan E. Dubois – 2003

Jan E. Dubois – 2003

Page 1: Jan E. Dubois – 2003

Category:Federal Judges

Number of Pages:9

Date Created:February 3, 2005

Date Uploaded to the Library:October 12, 2014

Tags:Jan E Dubois, Witter, Equity, Morgan, Stanley, 2003, assets, TRUSTS, Codes, dividend, reporting, report, Federal Judge, income, Judge


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FLAlCIAL DISCLOSlTRE REPORT Governmenl Act Jl978 Calendar Year 2003 U.S;C. app.  101-111) Person Reporting (Last name, Fitst name, Middle initial) Court Organization -DUBOIS, JAN U.S.D.C., E.D., 	Title (Ai:tfole III Judges indicate active senior stntus; ReportType (check appropriate type) magistrate judges indicate full-or pa1rt-ti1111e) Nomination.. Date JUDGE, u.s.:o.c. Initial Fina1 Date Report 7126/2004 	Reporting Period 11112003 1213 l12Cl03 Chamb4-,W Office Address the basis ofthe information contained this Report and any modifications pertainingthereto, is, opinion, compliance 
12613 U.S. COURTIIOUSE 
with applicable laws and regulations. 
601 MARKET STREET 
Reviewing Officer. 
P1D.LADELPHIA,PA 19106 
DlllPORTANT NOTES: :lns1nlctions accompanying this form must follo1d. Complete all parts, checking the NONE box for each part where you have reportable infbnnation. Sign last page. POSITIONS.. (Reportilig individual on1y;seepp. 9-13 rfiling inslructions) 
 
c:: 
 NONE  rTi1. .,, 
:=.. 
:::! 
... .c.. 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing .instructions) 
 NONE (Noreportablugn:cmcnts.) 
ill. NON-INVESThlfT INCOME. (Reportingindividualandspouse;seepp.11-24offilingins1n1ctions) OliifE -(No rcporltable non-investment income.) 
 (yours, not spouses) 1. 
 
NruncofPerson Reporting DateofReport 
FINAN(.1A.L DISCLOSUJRE REPORT 1n6120 
IV. REIMBURSEMENTS -transportation. lodging, food, entertainment 
(Im:ludes the spouse and dependent children. See 25-27 instructions.) NONE (No such reJPOrtable reimbursements.) 
s.mm New York Intellectual PropeJrty Law Association March 27, 2003 -31st Annual Dinner Honor the Federal Judiciary New Yoirk City, New 
York (Hotel and Dinner) Aspen Institute Seminar November through 16, 2003 WYf=, Maryland (nnlcage, lodging and meals) GIFTS. (Includes those spouise and dependent children.. Sec pp. 28-31 instructions.) 
 NONE -(No such rq10Jrta11,: gifts.) LLA.BILITIES. (Incl1J1des those spouse and dependent children.. See pp. 32-34 ofinstructions.) 
 NONE .-(Noreportablcliaoilities.) 
VALUE 
FINAJ.CIAL DISCLOSURE REPORT 
Name Person Rcponing 	Date ofRport ... 
DUBOIS, JA;-l 
_?age 1of5 
7/26/2004 
VII. INVESTN.IBNTS and TRUSTS income, value, transc:itions (includes those the spouse and dependent children. Sec pp. 34-57 ofiiling instructions.) Income durn11g Gmss value end Transactions during reporting period 
Dc=si:riptioo Assels reporting period reporting period 
(i.n:luding trust assets) 
 
ti) (2) 
(2) (1) 
l2) 	(5) 
Date: 
Id=ntityof 
Place (X) after each m1111:t e:amtpt Amolllll Type (e.g. Value Vahte Type {e.g. fro111 prier disclosure div. rent. 
Value 
Code2 Method buy, sell, Monlh-Code! Codc2 Code bfCl/sellerint.) (J-P) C) Dividend 
89. Quest Com. Intl Inc. (9)(311) --94. Fin.rt Union National Bank (10) -96. LibtCrty All Star Equity FI> SBI (9) None Interest Dividend 98. Treasury Bond Fed S:tri1> Interest Payment Zero oupon -DUC 05/05/03 (5) IRA -99. NCR Corporation -102.. citiGroup (5) lRA None None Dividend Redeem SIIS lucome/Gain Codes: Sl,000 less $l,OOl-S2.500 $2,501-$5,000 =SS,ODISIS,000 -$15,001-$50,000 
(Sec Colmnm; am! 04) SS0,001-$100,000 G SJOQ,001-$1,00(),000 Sl,000,00J-S:i,OOll,DOO =More than SS,000,000 Value Codes: =SI5,000 less $!5,001-$50,000 =.$50,001-$100.000 :SI00,001-$250,000 
(SeeColum11:s and 03) :so,000-ssoo,ooo S500,00l-S!,OOO,OOO Sl,OOO.OO!-S5,000,000 .P2 $5,000,001-S:!.5,00D,OOO S25,000,00lS50,000,000 Slliore than S50, 000, 000 Vnlt1< Mc:faod Cocll!li =Apprni!1t! Cost (Real Estate Oniy) Asses.::.m-nt Cush/Marke 
(Sro Cohtmn =Book Viue =Other , =Estimated 
-.. Income during Gross value end Transactions during reporting period 
Description Assi:t.S reporting period n:porting period (iErclnding trust assets) 
(I) (2) (I) (2) (l} 
P111 (X) after cad! asset exempl: AmOUDt (e.g. Value Value Type (e.g. Date: Value Gain Identity frcm prior Wsc:losure Coded div. ient. Codc2-Method buy, sell, Month-Codc2 buyer/seller {AH) int.) (I.P) Code3 merger, Day (IP) (A {ifp!Wate (Q-W) n:demplion) 
lransaction) 
None 
106. Cpital Opportunity (6)(28)IRA Dividend 
109. 
Motgan Stanley Dean WiitterHigh YieldB 
 
110. 
AJctivc .Assets Moneyrin:ist (t7) Dividend 
 
111. 
A1::tive Assets MonCy Tn:ist (17)(9) Dividend 
 
 
112. AJ:tive Assets ManeyrilllSt (17) Dividend 
120. Morgan Stanley Dean B(5)IRA Dividend 
t23. Y:ahoo, Inc. (6)1Ri None 
125. Citigroup Dividend 
130. AIDL Time Wamcr(Ok /a.Amedca None Online,lnc.XS)IRA 
Sell 
131. Housing Mort. 5.2% Duc4/l/07 Interest 
IRA 132. MICH. ST. HOSP. FIN At.rm REV REF-TRllNl.rY HEAL1li-SER. 134. Oracle. Corp. (5) IRA Interest None 
135. Mricrosoft Corp. (5) IRA Dividend 
136. Nokia ADR (5) l[RA Dividend 
137. Cisco Sys Inc. (5) IRA None 
 
138. MlorganStanlcyDeat1Wittel Dividend 
1391. Visteon Corp. (9)1[36) Dividend l4CJI. Biogen (6)IRA None 
 
 
(See Collll!Ul1s and 04) :SSCOOl-:Sl00,000 G =$100,001-$1,000,000 H.I Sl,000,00!-$5,000,000 =More than $5,000,000 Value Codes: S,000 less $!5,001-$50,000 =SSO,OOl-$100,000 $100,001-$250,000 
(See Calun111is wid D3) s:!5o,.ooo-ssoo,ooo $500,0D1-$1,00il,OOO $1,000,001-$5,0GO,OOO S5.000,00lS25,000,000 $25,{100,001-$50,000,000 =$More lhan SS0,000,000 Value Mt:lhod Codes =Appmisal =Cost (Real Estnte Only) =Ill Cash/lvlllrket 
(Se-.: Column C.2) Boiok Value Other Estimated 
 
FINAliClA.L DISCLOSURE REPORT 
Nume Person Reporting 
Date Report 
DUBOIS, JAN 
-income, ltlue, lranscntions (includes those the spouse il8d dependent cliildren. Sec pp. 34-57 filing insrrm;tions.) 
VII. INVE.ST:rvIENTS and TRUSTS Income during Gross value end 
Transactions duling reporting period 
I)cription Assets reportingperiod reporting period 
(in1cluding trust assets) 
 
(2) {I) 
(2) 
(1) 
lll 
141. 142 143 a.ce (Xr after each a:s,,c:t 11.tClll)rt from prior disclosure .mmer Hldgs. Inc.. (38) :mmer Hldgs. Inc. (:18) -Tr:avelers PPT CAS ICP (40) -Amount Code! (AH) Type (e.g. div. n:lll. int.} None None Dividend Value -COde2 (J-P) Value Method Codel (Q-W) Type le.g. buy, sell. merga,Tedemption) l2)Date: Month-Day Value Codc2 (J-P) Gain Ciide (A J.JI Identity ofbuyer/seller(if private tnmsaelion) 
144. 145 146. 147. 148 149. ISO. 151. 152. 153. Tr;avelers PPIY CAS CJf {l) -n. HLIH FAS-A (07.01-10) --Tr:.avelers PPIY CAS -Tr:.avelers PPTY. CAS CPA (4CJI} --Dt1ke Energy Corp. --w1csand Cnty (Jeni 4.45 12/01/05 --IVCll. Roberts Sch Dist 5315 5/15/18 -DOO less Sl,OCll-$2,500 S2,501-S5,000 $5,001-$15,000 S15,00J-S51>,000 
(See Co!ll!llllli and D4) Sji0,001-$100,000 G $100,001-$1,000,000 SJ,OOO,OOl-$5,000,000 =More than SS,000,000 Value OXles: = $13,000 tlr less $!5,00J-SS0,000 SS0,001-$100,000 $100,001-S250,001) 
(See Cofomns and DJ) $250,000-S500,000 S500,00l-Sl,OOO,OOO $1,00tl;OOl-S5,000,000 S5,000,00lS25,000,000 $2S,00Ci,00l$50,000,000 SMlre than SS0,000,000 Value lte1mo6 Cedes Appraisal Ccst (Real Estate Only) Ass..Ssment -Cash/Mm:ke! 
(Sec Colt1m11 C2} Botik Va!ue =Othr Estimmed 
FINAJTCIAL DISCLOSl.Jl.lE :REPORT 
 
vTII. ADIUTIONAL INFORMATION EXPLAlATIONS. 
(Indicate part report.) 
 
VII. INVE:SMENTS and TRUS.r:S 
(1) (Line 211 Originally c.l11ded.separate purchases units Pennsylvania insured Municipal Bond Trusts for the yeais 1987 through 1991. -of the 9groups units the Municipal Bond Trusts were sold 1993 Purchases P.i!lnltsylvania Insured Municipal Bond T=sts .1992 separatel.y l.isted lines 
 
loss. are through 37,. and 41, 1993 l.ine 45, and 1994 line 55. The figures line are for the :remaining gioups units :L:n Mtmicipal Bond Trusts -Pennsylvania Insured Municipal Bond Trusts 54M, 55M, 68M, and 117M. lUl. units series 68M (5) and series 117M {4) were sold January 1995, loss. 
presmtly owns i1l:s series 54m. 
(5) (Lines !j8, 59, 62, 64, 613, 69, 97, 98, 102, 120, 130, 134, 135, 136, 137, 151, 152, 155, 156, 157, 158) 
Securities :Ln IRA AccoWlt with Morgan, Stanley, Dean, Witter, Inc. 
 
(6) (Lines 156, 106, 123, 140, 153) Securities -IRA Accoilnt with Morgan, Stanley, Dean, Witter, 
Inc. 
 
(9) 	(Lines 75, 77, 78, 80,, 82, 86, 88, 89, 96, 111, 125, 138, 139, 154 Securities rust which 
co-trustee and income beneficiary. 
 
(10) (Line !94) Checking Acco1!lil1:. 
(17} (Lines 110, 111 andl 112) Morgan Stanley Dean Witter Money Market Fundis. 
(28) 
(Line :106) Morgan Sta.nl.iey Dean Witter Mid-Cap Growth changed name Morgan Stanley Dean Wi.tter Mid-Cap Equity Trust Morgan Stanley Dean Witter Mid-Cap Equity Trust changed .name capital. Opportunity Trust 
 
(33) 
(Line :38) Name correct.ion from Phila Wtr Swr 12th Ser. MBIA-IBC MBIA 7/1/16. 
 
(34) 
(Line B9)  u.s. West Inc., exchanged for ? Quest communications International, Inc. 
 
(35) 
(Line 125) tllllllllllllAssociates First cap exchanged for lllllllllll Citigroup. 
 
(36) 
(Lin.e 139) Spin-off. fx:om :Ford Motor company. 
 
 
{37) (Lines and 77) Bel.l Atlantic Corporation changed its name Verizon COJlllllUDications. 
(38) (Lines 141 and. 142) Spin-off from Bristol Myers-Squibb Company 
(39} (Line 113) Inadver-ten1:J.y omitted redemption -asset June 26, 2000. 
(40) (Lil1ef1 143, 144, 146 ;and 147) Spin-off from CitiGroup. 
 (4lr (Li11ef1 and 158) Ail:n V