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Judicial Watch • Jan E. Dubois – 2007

Jan E. Dubois – 2007

Jan E. Dubois – 2007

Page 1: Jan E. Dubois – 2007

Category:Federal Judges

Number of Pages:9

Date Created:December 11, 2008

Date Uploaded to the Library:October 12, 2014

Tags:DUBOIS, Jan E Dubois, Morgan, Stanley, 2007, assets, transactions, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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POSIT! ONS. (Reporting individual only; see pp. 9-JJ filing instrucdons.) 
[2J NONE (No reportable positions.) 
 
 
 
 
 
Date Report 
DUBOIS, JAN 
08/l 1/2008 
 
Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 
 
instructions.) Filers Non-Investment Income 
[ZJ NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 	INCOME 
(yours, not spouses) Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
 
SOURCE AND TYPE 1987-Pres 	Corporate Alliance for Drug Education 
IV. REIMBURSEMENTS transportation, lodging.food, entertainmenl 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 	New York Intellectual New York City, New York -March 28, 2008 -Annual Property Law Association Dinner (meals and hotel) 
 
 
Date Report 
DUBOIS, JANE 
08/11/2008 GIFTS. (lnc/11des those spouse and dependent children; see pp. 18-31 filing instructions.) 
[Z] NONE (No reportable gifts.) 
SOURCE DESCRIPTION 
VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 filing instructions.) 
[l1 NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION 
 
VALUE CODE 
 
 
 
Name Person Reporting 
Date Report 
DUBOIS, JANE 
08/1112008 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (I) 
(2) 
(2) 
(4) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Bell South Corp.  (50) None Acquisition 113 
10. General Electric Co. 15. Bristol-Myers Squibb Co. 58. Home Depot Inc. {5) IRA Dividend Dividend Dividend Sold 2/1 
59. Intel Corp. (5) IRA Dividend 
64. Morgan Stanley Dean Witter Liquid Asset Fund (5) IRA 66. Morgan Stanley Dean Witter Liquid Asset Fund (6) IRA 69. Merck Co. (5) (42) IRA Distribution Dividend Dividend Full Redemption 12/17 12/26 
78. Bristol Myers Squibb Co. (9} Dividend Sell 6/29 
80. Emerson Electric Co. (9) 88. South Jersey Ind. Inc. (9) 94. Wachovia Bank (10) Dividend Dividend Interest 
99. NCR Corporation (51) None 
102. CitiGroup (5) IRA Dividend 
120. Morgan Stanley Dean Witter SP 500 Index Fund (5) IRA None Sell 8/9 
123. Yahoo (6) (IRA) None 
125. Citigroup (9)(35) Dividend Income Gain Codes: =$11000 less =$t,00l -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$t5,00! -$50,000 
(See Columns and D4) =$50,001  $100,000 =Sl00,001. $1,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =Sl5,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,00  $500,000 =$500,00 $1,000,000 =$1,000,001-$5,000,000 =$5,000,001  $25,000,000 =$25,000,001-$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Ass essment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
Transactions during reporting period 
reporting period reporting period 
(including trust assets) 
(2) (I) (2) (3) 
(5) 
Amount Type (e.g., Value 
Value Type (e.g., Date 
Value 
Place (X) after each asset 
Gain Identity 
Code 
div., rent, Code2 
Code 
exempt from prior disclosure (A-H) int.) 
(J-P) 
(A-H) 
(Q-W) Income Gain Codes: A=$ l,000 less =$1,001. $2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001. $1,000,000 =$1,000,001  $5,000,000 =More than $5,00,000 Value Codes =$15,000 less =$15,001. $50,000 L=$50,00I -$100,000 =$100,001  $250,000 
(Sec Columns and DJ) =$250,001 -$500,000 =$500,001. $1,000,000 =$1,000,001 -$5,000,000 =$5,000,001  $25,000,000 =$25,000,001  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment ash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Date Report 
08/11/2008 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Income during Gross value end 
 
Transactions during reporting period Description Assets 
(including trust assets) reporting period reporting period 
(I) 
(2) 
(I) 
(2) 
Value 
Value Code 
Type (e.g., 
Place (X) after each asset Amount div., rent, Code 
Method (A-H) 
exempt from prior disclosure 
Code (Q-W) int.) (J-P) 
Type (e.g., 
Gain 
 
Date Value Identity 
 
buy, sell, Month -Code Code buyer/seller 
redemption) Day (J-P) 
(A-H) (if private transaction) 
(2) 
(3) 
167. Norwin School Dist 5625, Interest 
168. Pottsville Hosp. 5200 Interest 
170. Noble Intl Ltd. (9) Dividend 
171. Royal Dutch Shell PLC(9)( 44) Dividend 
173. BOP Morgan Stanley Bank (48) Interest 
174. Blackrock World Invest Trust (6) IRA Dividend 
176. New York Community Bancorp, Inc. (5) IRA Dividend 
177. SP 500 Coverd Call Fund (5) IRA None Sell 3/14 
178. Whole Foods Markets, Inc. (5) IRA Dividend 
179. Satellite Radio Hldg. (5) IRA None 
180. Archer Daniels Midland (5) IRA Dividend 
181. Discover Bank (52) Interest Name Change 6/29 
182. Nuveen Global VLE Opport Fund Dividend 
183. Eaton Van Tax MNGD GLBL (9) Dividend 
184. BOP Morgan Stanley Bank (9) (46) Interest 
185. Nuveen Global VLE Opport Fund (9) Dividend 
186. Morgan Stanley Bank Interest Income Gain Codes: =$1,000 orless =$1,001  $2,500 =$2,501  $5,000 =$5,001. $15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001. $100,000 =$100,001 -$1,000,0 Ill =$1,000,001. $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001. $50,000 =$50,001  $100,000 =$100,001 -$250,000 
(Seo Columns and DJ) =$250,001  $500,000 0=$500,001  $1,000,000 =$1,000,001  $5,000,000 =$5,000,001  $25,000,000 =$25,000,001  $50,000,000 =More than $50,000,000 Value Metbod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Casb Market 
(See Column C2) =Book Value =Other Estimated 
 
Date Report 
DUBOIS, JANE 
08/11/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) 
(2) 
(2) (I) 
(2) 
(3) 
(5) 
Type (e.g., 
Value Value Type (e.g., 
Value 
Gain 
Date 
Identity 
Place (X) after each asset Amount 
Code 
div., rent, 
Code Method buy, sell, 
Month- 
Code 
Code 
buyer/seller 
exempt from prior disclosure 
(A-II) int.) 
Code redemption) 
(if private 
Day (J-P) (A-II) 
transaction) 
(Q-W) 
188. Walgreen (5) IRA None Buy 11/21 
189. Starbuck Corp. Washington (5) IRA None Buy 11/21 
190. Veri-Tek IntL Corp None Buy 10/30 
191. Emerging Mkts Domestic Debt (9) Dividend Buy 4123 
192. Discover Financial Services (49) Dividend 
193. ATT (50) Dividend 
194. Teradata (51) None 
195. Morgan Stanley Trust Bank (52) Dividend Income Gain Codes: =$1,000 less =$1,001-$2,500 =$2,50  $5,000 =$5,001  $15,000 =$15,001  $50,000 
(See Colwnns aod F=$50,00l-$100,000 =$100,001. $1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Cndes =$15,000 less =$15,001  $50,000 =$50,001 -$100,000 =$100,001  $250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001. $1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =-Assessment =Casb Market 
(See Column C2) =Book Value =Other =Estimated 
 
Date Report 
08/J 1/2008 
DUBOIS, JANE 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicale parto/Reporl) 
(I) (Line Originally included separate purchases units Pennsylvania Insured Municipal Bond Trusts for the years 1987 through 1991. Ten the groups units the Municipal Bond Trusts were sold 1993 loss. Purchases Pennsylvania Insured Municipal Bond Trusts 1992 are separately listed lines through 37, and 41, 1993 line 45, and 1994 line 55. The figures line are for the four remaining groups units Municipal Bond Trusts -Pennsylvania Insured Municipal Bond Trusts 54M, 55M, 68M, and 7M. All units series 68M (5) and series 7(M) (4) were sold January 31, 995, loss. 
resently owns. units series 54M. 
(5) 
(Lines 58, 59, 64, 69, 102, 106, 120, 132, 134, 136, 137, 151, 152, 176, 177, 178, 179, 180, 188, 189)) Securities IRA Account with Morgan Stanley. 
 
(6) 
(Lines 65, 66, 123, 61, 62, 163, 174) Securities  IRA Account with Morgan Stanley. 
 
(9) 
(Lines 77, 78, 80, 86, 88, 1I1, 125, 138, 139, 170, 183, 184, 185, 191, 192) Securities in-Trust whichis co-trustee and income beneficiary. 
 
 
(JO) (Line 94) Checking Account -First Union changed name Wachovia. 
(35) 
(Line 125) -of Associates First Cap exchanged Citigroup. 
 
(36) 
(Line 139) Spin-off from Ford Motor Company. 
 
(38) 
(Lines 141 and 142) Spin-off from Bristol Myers-Squibb Company. 
 
(42) 
(Line 159) Stock dividend distributed Merck Shareholders (Line 69). 
 
(43) (Line166) .shares Royal Dutch Pete exchanged for shares Royal Dutch Shell PLC. 
 
 
(44) 
(Line 171).shares Royal Dutch Pete exchanged for shares Royal Dutch Shell PLC. 
46) (Line 185) Conversion from Active Assets Account Bank Deposit Program (BDP) -Morgan Stanley Bank. 
 
(47) 
(Line 165) Conversion from Active Assets Account Bank Deposit Program (BDP) -Morgan Stanley Bank. 
 
(48) 
(Line 173) Conversion from Active Assets Account Bank Deposit Program (BOP) -Morgan Stanley Bank. 
49) (Line 192) Stock dividend distributed Morgan Stanley. 
 
(50) 
(Lines and 193) ATT acquired Bell South Corp. 
 
(51) 
(Lines and 194) Stock dividend distributed NCR. 
 
(52) 
(Lines and 195) Discover Bank name changed Morgan Stanley Trust Bank 
 
 
 
Name Person Reporting 
Date Report 
DUBOIS, JAN 
08/11/2008 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, .E. Washington, D.C. 20544