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Judicial Watch • Jan E. Dubois – 2011

Jan E. Dubois – 2011

Jan E. Dubois – 2011

Page 1: Jan E. Dubois – 2011

Category:Federal Judges

Number of Pages:8

Date Created:February 26, 2013

Date Uploaded to the Library:October 12, 2014

Tags:DUBOIS, Jan E Dubois, Morgan, Stanley, shares, 2011, assets, transactions, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Government Act/ 1978Rev. FOR CALENDAR YEAR 2011 U.S.C. app.J JOJ.111) Person Reporting (last name, first, middle initial) DUBOIS, JANE. Court Organization U.S.D.C., E.D., Date Report 06/15/2012 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) JUDGE, U.S.D.C. Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2011 12/31/2011 Chambers Office Address 
12613 U.S. COURTHOUSE 60I MARKET STREET PHILADELPHIA, 19106 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSIT! NS, (Reporting individual only; see pp. 9-13 filing instructions.) 
 
 
 
PARTIES AND TERMS 
II. 
AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) [{] NONE (No reportable agreements.) 
 
 
 
 
Date Report 
DUBOIS, JAN 
06/15/2012 
III. N-INVES TMENT INC ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income [{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -lfyo11 were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) ITEMS PAID PROVIDED 
The Waldorf-Astoria (meals, garage and hotel) 
Date Report 
DUBOIS, JAN 
06/15/2012 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[Z] NONE (No reportable gifts.) 
SOURCE DESCRIPTION 	VALUE 
 
 
 
VJ. LJABJLJTJES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[Z] 	 
NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
 
06/15/2012 
DUBOIS, JAN 
VII. INVESTMENT and --income, vallle, transactions (Jnc/111Jes those spouse and dependent children; see PP 34-60 filing instmctions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(includlngtrust assets). reporting period ofreporting period 
(2) (2) (I) (2) (4) (5) 
Place after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
 
14. 161. !Shares MSC! Japan Index Fund (6) IRA Dividend Sold 03/15/11 
15. 162. !shares MSC! EAFE Fund (6) IRA Dividend 
16. 163. Allscripts Healthcare Shs Inc. (6) IRA None 
17. 165. BOP-Morgan Stanley Bank (47) Interest Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2.501 -$5,000 =$5,001 -$15,000 =$15,001 -$50.000 
(Sec Columns and D4) =$50.001 -$100,000 =$100.001 -$1.000.000 Ill =$1.000,001 -$5.000.000 112 =More than $5.000.000 Value Codes =$15,000 less =$15,001 -$50,000 =$50.001 -$100.000 =$100.001 -$250,000 
(Sec Columns and D3) =$250,001 -$500.000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.00 -$50,000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Marker 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
06115/2012 
DUBOIS, JANE. 
VII. INVESTMENTS and TRUSTS --income, value, transactions (lnc/11des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including tmst assets) reporting period reporting period 
(2) 	(2) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
Code 
(A-H) int.) 	Code redemption) (J-P) (A-H) (ifprivate (Q-W) 
transaction) Income Gain Codes: A=$1.000 less =$1,001  $2.500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(Sec Columns and D4) =$50.001 -$!00.000 =$I 00,00 -$1.000.000 =$1,000,001 -$5.000,000 =More than $5.000.000 Value Codes =$15.000 less K=$15,001 -$50.000 =$50,00 I00.000 =$!00.001 -$250,000 
(Sec Columns and 03) N=$250.00 -$500.000 =$500,001  $1,000.000 =$1,000.001 -$5,000,000 =$5,000.001 -$25,000.000 
 
P3=$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) S=Assessment =Cash Market (Sec Column C2) V=Othcr 
U=Book Value =Estimated 
 
06/15/2012 
DUBOIS, JAN 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Iricome during Gross value end Transactions during reporting period 
(including trnst assets) reporting period ofreporting period 
(I) (I) (I) (2) (5) 
Place (X) after each asset Arriount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure. Cocie div., ren? Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller int.) Code3 redemption) (J-P) (A-H) (ifprivate 
(Q-W) transaction) 
 
35. 201. Blackrock GLBL OPP (6) (55) Dividend 
36. 202. Merge Healthcare, Inc. (6) None Sold (part) 10/26/11 
37. 203. Wisdom Tree Int! Large CAP (DOL) (6)j(fff Dividend 
38. 204. !shares MSC! Emerging Mkts FD(6) Dividend 
39. 205. Micron Tech Inc. (6) None Buy 01/31/11 
40. Buy (add!) 07/27/11 
41. 206. Dow Chemical Co. (5) IRA None Buy 10105111 
42. 207. Chesapeake Energy Corp. (5) IRA Dividend Buy 06129111 
43. Buy (add!) 08/09/11 Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501  $5,000 =$5.001 -$15,000 =$15,00 -$50,000 
(Sec Columns and 04) F=$50.001 -$100,000 =$I 00.00 -$1.000.000 =$1.000,001 -$5.000.000 =More than $5.000,000 Value Codes J=$15,000 less K=$15,001 -$50.000 L=$50.00l -$100.000 =$100.001 -$250,000 
(Sec Columns and 03) N=$250.001 -$500.000 0=$500,00 -$1,000.000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Othcr =Estimated 
 
 
Date Report 
Name Person Reporting 
06/15/2012 
DUBOIS, JAN 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
(5) 
(Lines 58, 59. 64, 69, 02, 06, 120, 132, 134, 136, 137, 151, 152, 177, 179, 188, 189, 196, 198, 206, 207) Securities IRA Account with Morgan Stanley. 
 
(6) (Lines 161, 162, 163, 174. 201, 202, 203, 204, 205) Securities 
 
 
(9) 
(Lines 80, 125, 171, 182, 183, 184, 185, 191) Securities co-trustee and income beneficiary. 
 
(JO) 	(Line 94) Checking Account -First Union changed name Wachovia. 
shares Associates First Cap exchanged 
 
 
(36) 
(Line 139) Spin-off from Ford Motor Company. 
 
(43) 
(Linel66) LI! shares Royal Dutch Pete exchanged 
 
(44) 
(Line 	shares Royal Dutch Pete exchanged for shares Royal Dutch Shell PLC. 
46) (Line 186) Conversion from Active Assets Account Bank Deposit Program (BDP) -Morgan Stanley Bank. 
 
(47) 
(Line 165) Conversion from Active Assets Account Bank Deposit Program (BDP) -Morgan Stanley Bank. 
48) (Line 173) Conversion from Active Assets Account Bank Deposit Program (BDP) -Morgan Stanley Bank. 
 
(50) 
(Line 193) ATT acquired Bell South Corp. 
 
(51) 
(Lines and 194) Stock dividend distributed NCR. 
 
(53) 
(Line 197) Ver-Tek Int! Corp., changed its name Manitek Int! Inc. Com. 
 
(54) 
(Lines 179 and 198) Satellite Radio Hldg. A-changed its name Sirius Radio, Inc. 
 
 
 
 
shares Blackrock Global Opportunity Equity Trust stock. 
shares ofBlackrock World Invest Trust stock (55) (Line 201) 
 
 
0611512012 
DUBOIS, JAN 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: JANE. DUBOIS 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544