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Judicial Watch • John C. Shabaz – 2006

John C. Shabaz – 2006

John C. Shabaz – 2006

Page 1: John C. Shabaz – 2006

Category:Federal Judges

Number of Pages:17

Date Created:January 31, 2008

Date Uploaded to the Library:December 16, 2014

Tags:Abbey, SHABAZ, John C Shabaz, Attachment, Sachs, CAPITAL, security, National, money, trust, Market, 2006, transactions, report, Federal Judge, income, Judge


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I ITI NS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 
Custodian For benefit others VII: entries 11, 12, 15, 
Co-Trustee Trust VII, entry Attachment Co-Trustee Co-Trustee Co-Trustee Member Member Member Member Lakeside Lutheran School, Lake Mills, WI, Board Regents. Having responsibility for fund raising investments. 
JI. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) NONE (No reportable agreements.) 
 
 PARTIES AND TERMS Stipulation dated 1/3/1985 w(Vll-4) (alimony) hich Wisconsin Retirement System benefits have been irrevocably assigned another. 
 
 
 
Date Report 
SHABAZ, JOHN 
05/01/2007 
Ill, NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income Q[J NONE (No reportable non-investment income.) 
SOURCE AND TYPE fNCOME (yours, not spouses) Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
Q[J NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
JV, REIMBURSEMENTS -transportation, lodging.food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instruct ions.) Q[J NONE (No reportable reimbursements.) SOURCE DESCRIPTION 
 
 
 
Date Report 
05101/2007 
SHABAZ, JOHN 
 
V GIFTS. (Includes those spouse and dependent children. See pp. 18-31 instructions.) 
[Ij NONE (No reportable gifts.) 
DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 31-33 instructions.) 
[Ij NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
Date Report 
05101/2007 
SHABAZ, JOHN 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those oft1ie spouse and dependent children. see PP 34-60 offuing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =S1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,00 -$15,000 =$15,00 -$50,000 
(See Columns and 04) =$50,00 100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$100,001 -5250,000 
(See Columns and 03) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 $50,000,000 Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated 
 
 
Date Report 
Name Person Reporting 
05/01/2007 
SHABAZ, JOHN 
VII. INVESTMENT and income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end 
Transactions during reporting period 
(including trust assets) 
reporting period reporting period 
(I) 
(2) (I) 
(2) 
(2) 
(4) 
(5) 
Place (X) afer each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
 
transaction) 
18. MI Bank, Madison, Interest savings account Income Gain Codes: $1,000 less =$1,00 -$2,500 =$2,501 -$5,000 =$5,00 -$15,000 =Sl 5,00I -S50,000 
(See Columns and 04) =S50,00I  00,000 =$100,001  $1,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes 15,000 less =$15,001  $50,000 =$50,00I  00,000 =$100,001 -$250,000 
(See Columns and 03) =$250,00  $500,000 =$500,001 SI ,000,000 =$1,000,00I  $5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 ::::Cash Market 
(See Column C2) =Appraisal =Other :=:Assessment =Book Value =Estimated 
 
 
Date Report 
05/01/2007 
SHABAZ, JOHN 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicate parto/Report.) Northwestern Mutual Life Insurance policies. 
 
 
Date Report 
0510112007 
SHABAZ, JOHN 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions ofS U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 
 
 
SHABAZ, JOHN Date Report: 5/01/2007 
ATTACHMENT (PART VII, ITEM TRUST 
SECURITY INCOME AMOUNT and MARKET VALUE 
General Government Securities/Cash/ Money Market 
Citigroup Capital VIII 
CORTS Bell South 
The following transactions took place during the year 2006: 
 
SECURITY 	AMOUNT 
Sold/ Redeemed: 01/06/06 Exchange Natl 
0.000 01/06/06 Chicago 
06/30/06 Citigroup Capital VIII (Partial Redemption) 
06/30/06 	Firserv Inc. 
06/30/06 	Saturns Goldman Sachs 
11/09/06 	Abbey National PLC 7.25%--7.375 
Bought: 	INCOME AMOUNT 
10/18/06 	Royal Bank Scotland 
12/06/06 	ING Groep 
 
SHABAZ, JOHN Date Report: 5/01/2007 
ATTACHMENT PART VII, ITEM 
Robert Baird Self-Directed Pension/ Profit Plan and Trust 
Robert Baird Co., Inc., Trustee, FBO John Shabaz 
Keogh Profit Sharing, P.O. Box 672, Milwaukee, Wisconsin, 53201 
 
The undersigned, pursuant appropriate resolution, has previously designated Robert Baird Co., Inc. trustee his retirement plan; that all assets the plan should invested through account with Robert Baird Co. Inc. and said company authorized and directed perform any and all acts determined its discretion necessary appropriate accomplish the intent the foregoing resolution. 
Holdings said plan December 31, 2006 are follows: 
SECURITY INCOME MARKET VALUE 
Lasalle Natl Bank Zero CPN 
10/31/08 
Green Tree Finl Corp. Due 02/01/30 
MI Bank 
Morgan Stanley Capital 
Corp Backed Trust CTS Goldman Sachs 
Common Stock follows: 
General Electric Co. Johnson Johnson Kohls Corp. Oracle Corp. Amgen Citigroup Preferred Bell South Cap. Merrill Lynch PFD CAP Bank America Corp Saturns Goldman Sachs Cash Money Market 
 
ATTACHMENT (PART VII, ITEM Page 
The following transactions took place during the year 2006: 
 
Sold/ Redeemed: 02/07/06 
02/07/06 
10/16/06 
Bought: 02/07/06 
10/18/06 
 
SECURITY AMOUNT 
Exchange Natl 0.000 01/06/06 Chicago Exchange Natl 0.000 02/07/06 Chicago Abbey National PLC 7.25% 
Corp Backed CTFS Republic New York Corp Citigroup Capital INCOME AMOUNT 
 
 
SHABAZ, JOHN Date Report 5/01/2007 
ATTACHMENT (PART VII, ITEM 10) 
Irrevocable Trust INCOME VALUE 
Money Mkt Cash Account, MI Bank GNMA Pool 8.75% 5/15/11 GNMA Pool #- 25% 8/15/02 Maricopa County Revenue Bond DEV FIN ATH PRVENA 
HLTH RFDG MBIA B/E 
due 05/15/23 
 
WISCONSIN HLTH EDL 
FACS AUTH AMBAC UTD 
 
due 12/15/27 Merrill Lynch PFD CAP 7.28% Saturns Goldman Sachs Corp Backed Trust CTFS 
 
 
Goldman Sachs Morgan Stanley Capital 
Common Stock follows: Midwest Express Holdings 
The following transactions took place during the year 2006: 
DATE SECURITY Sold: 04/13/06 Prairie Chien Redev Auth Redev 
05/25/06 Agilent 
11/09/06 Harley Davidson, Inc. 
 
 
 
ATTACHMENT (PART VII, ITEM 10) Page 
 
SECURITY INCOME AMOUNT 
 
Bought: 
11/09/06 Royal Bank Scotland 
12/06/06 ING Groep 
 
 
 
 
 
SHABAZ, JOHN Date Report: 5/01/2007 
ATTACHMENT (PART VII, ITEM 11) 
JOHN SHABAZ TRUST 
JOHN SHABAZ CUSTODIAN 
 
 
 
SECURITY INCOME AMOUNT and 
MARKET VALUE General Money Market/ Cash 
Morgan Stanley CAP PFD 7.25% 
Saturns Goldmans Sachs Morgan Stanley Capital Trust PFD 6.25% 
Corp Backed Trust CTFS Goldman Sachs Merrill Lynch 
The following transactions took place during the year 2006: 
SECURITY AMOUNT 
 
Called 
Redeemed: 
11/09/06 Abbey National PLC 
7.25% -7.375% 
 
Bought: 06/22/06 Abbey National PLC 7.25% -7.375% 
 
SHABAZ, JOHN Date Report: 5/01/2007 
ATTACHMENT (PART VII, ITEM TRUST JOHN SHABAZ CUSTODIAN 
SECURITY 
General Money Market/ Cash turns Goldmans Sachs Morgan Stanley Capital Trust PFD 6.25% 
Merrill Lynch 12) 
INCOME 
AMOUNT and MARKET VALUE 
 
 
 
 
 
 
 
 
Date Report: 5/01/200/ 
 
 
SECURITY INCOME AMOUNT and 
MARKET VALUE 
General Money Market/ 
Cash 
Citigroup Capital PFD 7.25% turns Goldmans Sachs turns BellSouth 
 
 
The following transactions took place during the year 2006: 
DATE SECURITY AMOUNT 
 
Called 
Redeemed: 
11/09/06 Abbey National PLC 
7.25% -7.375% 
 
Bought: INCOME AMOUNT 06/22/06 Abbey National PLC 
 
7.25% 7.375% 11/09/06 Royal Bank Scotland 12/06/06 ING Groep 
 
 
::iHllliAZ JOHN 
Date Report: 5/01/2007 
 
ATTACHMENT PART VII, ITEM 16) 
 
SECURITY INCOME AMOUNT and MARKET VALUE 
General Money Market/ Cash 
Citigroup Capital PFD 7.25% turns Goldmans Sachs turns BellSouth 
The following transactions took place during the year 2006: SECURITY AMOUNT 
Sold: 
11/09/06 Abbey National PLC 
7.25% -7.375% 
 
Bought: INCOME AMOUNT 11/09/06 Royal Bank Scotland 12/06/06 ING Groep