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Judicial Watch • Kim M. Wardlaw – 2005

Kim M. Wardlaw – 2005

Kim M. Wardlaw – 2005

Page 1: Kim M. Wardlaw – 2005

Category:Federal Judges

Number of Pages:51

Date Created:September 21, 2006

Date Uploaded to the Library:December 31, 2014

Tags:Kim M Wardlaw, WARDLAW, Exempt, Estate, Gross, 2005, assets, transactions, TRUSTS, dividend, disclosure, reporting, Federal Judge, income, Judge


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A0-10 Government Act 1978 
Rev. 112004 
FOR CALENDAR YEAR 2005 U.S.C. app.  101-11 Person Reporting (last name, First name, Middle initial) WARDLAW, KIM Court Organization NINTH CIRCUIT COURT APPEALS Date Report 7/13/2006 Title (Article llf Judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. CIRCUIT JUDGE -ACTIVE ReportType (check appropriate type) Nomination. Date Initial (!)Annual Final Reporting Period 111/2005 12/31/2005 Chambers Office Address U.S. COURT APPEALS 125 SOUTH GRAND VENUE PASADENA, 91105 the basis ofihe information contained this Report and any modifications pertaining thereto; is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. 
...... POSITIONS. (Reporting individual only; see pp. 9-l3 filing instructions) NONE -(No reportable positions.) 
POSITION NAME ORGANIZA TJONiENTJTY 
Board Trustees Director 
(Reporting individual only; see pp. 14-16 offiling instructions) 
JI. AGREEl11.ENTS. 
 NONE -(No reportable agreements.) 
PARTIES AND TERMS 
......, 
:-7 
C:-:> 
::u --,, 
Ci-:._..r/ -.:  ::>o 
:-:J ;;:: rr:, 
....... 
 
-.1.- 
,.,1 
 
(yours, not spouses) 
 
 
WARDLAW, KIMM 
(Includes those spouse and dependent children. See pp. 28-31 instructions.) (No such reportable gifts.) 
(No reportable liabilities.) 
 
 
 
 
Date Report 
Name Person Reporting 
VIl. INVESTMENTS and TRUSTS -income. value. transcations (includes those the spouse and dependent children. See pp. 34-57 tiling instructions.) 
Descriptio1i Assets (including trust assets) Income during reporting period Gross alue end reporting period Transactions during reporting period not exempt from disclosure(2)(I) (2) 
(2) (3) (5) 
Value Value Type (e.g. Date: Value Gain Identity 
Code2 Method buy, sell, Month- Code.! Code buyer/seller 
 
Place (X) after each asset exempt Amount T}pe 
from prior disclosure 
Code div. rent. 
(A-H) int) (J-P) 	Code3 merger, Day (J-P) (A-H) (if private (Q-W) redemption) transaction) 
 
DNONE (No reportable income. assets, tr:lnsactions) (IRA) -Capital SSGA Money Market Fund Interest Income/Gain Codes: $2,501-$5,000  $5.r)()!-$15,000 !.: :  51.000 less 
(Se! C11lurnus and D4) $50.tlf.ll-$100,000 V11lrn; Coessmcnt E;tirnJteJ $15.00l-S50.0Qii 
1:12 lkre than S5.UOll,IJOO $1.;0.Hum1s andD-l 1.000.001-$5.000.llOO = S5.liii0,001-$.:5.000,DOO 
,.$.fJ S25,000,001-$5l,011J.000 =$.fore thon S50,00l.fill0 
  $250,D0tl-$50U,OOO $500,001-Sl.OOO,OOO 
 ,__ Appra i;;a  Cose (Hal Estate Only) = Asses;ment = Ca;IFMarket 
tS.:e Cofumn C::!) B,mk Value =Other =E;timateJ 
 
WARDLAW, KIMM 
vn. INVESTMENTS and TRUSTS -income. value. tl3nscations (includes those the spouse and dependent cln1dren. See pp. 34-57 offiling instructions.) Incom: dwing Gross value end Transactions during reporting period O...>:>eription Assets reporting peripd reporting period 
(including lrust assets) not exempt from disclosure 
(!) 
(2) (2) 
(2) 
Place (X) after each asset exempt 	Type (e.g. 
Amount Tpc (e.g. Value Value Date: 
Value Gain Identity 
from prior disclosure 
Code div. rent. Codc2 Method buy, sell. Month Code2 Code buyeriscllcr 
(A-H) int.) (J-P) Code3 merger, Day (J-P) (A-HJ (if private 
(Q-W) redemption) transaction) 
 
145. 
Sprint Corp (Fon Group) Dividend Sell 4/27 
 
146. 
Sprint Nextel Corp Series Dividend Buy 1114 
 
147. 
Sprint Nextel Corp Series 	Buy 1117 ,,,. ,Olj) Jess $1,001-$2,SOO $2,5!11-$5,000 SS.)!l-SIS,000 $15.001-$50.000 
(Sfa CL)lumus and D4) $5!J.lii.il-SWO,OOO $100,001-SJ.iO(),f!Olj $1.0Pli.OIJl-$5,000.000 i.krc than $5,0C{),(.!00 
Valrn; Code:: Sl5,fJOO less $15,0)J -$51.l.OOO $50.00l-$100.0IJO )lo;O,OOl-$250,CJllO  $50,i.i00-5500,0011 $500,001-Sl.OOO,f,)() =fl .000.001-$5,000.000 $5.t_i0.001-$25.0W,OOU $25,()00.001-$50,0)(J.t)(JO $M1w tl1an $50,000.000 
::; 1u ;lcthod Codes  Apprai;al =Cost (Real btate Only) -:::: Asses:Hrtcnt Ca;lvMarket Column C..) 13,,ok Value =Other =btimatcJ 
 
WARDLAW, KIMM 
VIL INVESTMENTS and TRUSTS -income. aluc. transcations (includes those the spouse and dependent clnldren. See pp. 34-57 filing instructions.) 
Income during Gross 3lue end Transactions during reporting period 
Description Assets 
reporting period reporting period 
(including trust assets) not exempt from disclosure(I) (2) 
(2) (3) 
Place (X) after each asset exempt Type (e.g. 
Amount Type (e.g. Value Value Date: 
Value Gain Identity 
from prior disclosure 
buy, sell, Month- 
Code div. rent. Code2 Method Code2 Code buyerisellcr 
(AH) int.) 
Code3 merger, Day (J-P) (A-H) (ifpriale 
(Q-W) 
redemption) transaction) 
163. 
Washington Mut Inc Buy 12/13 
 
164. 
Washington Mut Inc Buy 12/14 
 
165. 
WD-40 Company Dividend Sell 4/27 
 
 
 
180. Acco Brands common stock None Buy 717 
-- ---- -- ,GOO less  $i,UOl-$2.500 ... $2,501-$5,000  $15.001-$50.00fJ 
(See C.>!mrnis :ind D4) .... $50.0i.il-$[()0,POO -:;:; $l00,0li1-Sl.000,00li $l.00J.lUl-$5,0!JIJ.000 I:!.! =.fore than S5,000,000  515.001-$5).000 ... $51!.00l-S50.0(,) 
(See (>lumus and D4) $50.ll(il lfJO,(i(J!)  $100.00!-Sl.OOO/lOt.i -0 $l,Orc ihan $5,000,000 
- $15,fnlO less $15.00l-$5U.OOO =$50,001-$!00.000 =$J10.tlfJl-$50,0llO 
(Sec (.1lumu:i (.! a11d DJ} ,., $250,00U-S500,0CJO $500.()()] .SI .Ofill,000  $LOOO.OOI-S5,00fJ.lliJO S5.0>0.00l-$25,000,f!OO 52S,00Jl-$25,0Jll,fJOO S25,Mli.OO 1-$50,000.llOO =$.fore tJ13n $50,000,fJllO Apprai,al =Cost (Real Estate Only) = ,.sses;mcnt Ca,:k :,1arkct Column ) = Book Value Other ;tirnatcJ 
- 
 
Date Report 
Name Person Reporting 
7/13/2006 
WARDLAW, KIMM 
VII. INVESTMENTS and TRUSTS -income. value. transcations (includes those the spouse and dependent children. See pp. 34-57-{;ffilinginstructions.) Income dwiog Gross value end Transactions during reporting period Description Assets 
(cporting period reporting period 
(including trust assets) 
(l) (2) (1) not exempt from disclosure 
Place (X) after each asset exempt from prior disclosure Amount Code Type (e.g. div. rent. Value Codc Value Method Type (e.g. buy, sell, Date: Month- Value Code2 Gain Code Identity buyer/seller 
(AH) int) (J-P) Code3 (Q-W) merger, redemption) Day (J-P) (A-HJ (ifpriate transaction) 
397. Golden West Finl Dividend 
 
398. 
Guidant Corp Dividend Partial Sale 6123 
 
399. 
Guidant Corp 	Sell 8119 
 
 
 
H3. Imclone Sys Inc 	None Buy 1117 
il4. lmclone Sys Inc Buy l/8 !ncm1c.(i..iin (.. odes: ,.,.SI ,O(j(l less $1,001-$2.500 $2,501-$5,000 Sl5.001-S50.00ii 
(S $l.01.i0Jl!il-S5,00fJ.llOO 1-12 t-:1orc ;tun S5,0Gil,fXlO Vah1c(,()I! .aJuc Codi.:$: .-..: 515,000 less =$15,001-$50,000 I.. $50,001-$ll)(J.000 $1>).:;01-$250.(A)IJ 
(Sc Cc,lurn11s aud D.l) . $250/J00-5501!/H.llJ $500,001-Sl.OOO,DOO P.1 $1.000.ll.ll-$5,000.GOO $:i.l..).00l-$25,00ll,f)OO = S:?5,00C1k Value =Other =Estimated 
 
WARDLAW, KIMM 
vn. INVESTMENTS and TRUSTS -income. value. transcarions (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) lncorre during Gross value end Transactions during reporting period 
Description Assets 
reporting perid reporting period 
(including trust assets) not exempt from disclosure (I) (!) (2) (I) (-f) (5)(2) 
Place (X) after each asset exempt 
Type (e.g. 
Value Value Date: Value Gain Identity Amount T}pe 
from prior disdosure 
buy, sell. 
Code2 Method :-.tomh-Code.! Code buyeriseller 
Code div. rent. 
(A-H) int.) (J-P) Code merger, Day (J-P) (A:H) (ifpri-ate 
(Q-W) redemption) transaction) 
523. Oakland USD Alame 5.000% 8101119 Interest 
 
524. Oceanside COP AMB 5.000% 5101120 Interest 
 
-------- ncr.Hnt:Ci.iiH (.. nJcs: ,01)(! less  $l,0re than 55.000,000 
.?. -alut: t.d;s:  S.15,000 less $15.0ll 1-$5  S25,00l.l.Otll-$5!i,00().lliJ0 S...for tl1an $50,000,(Jl)(l  ippmisal . Cosl (Roal Estate Only) Assesslllcnt Ca;lt larkct 
1S.. (olumn C2) l.1  B1>ok Value ... Other =Estimated 
 
Name Person Reporting Date Report 
VIl. INVESTh1ENTS and TRUSTS -income. value. transcations (includes those the spouse and dependent cluldren. See PP.:34-57 oHiling.instructions.) 
Oe5cription Assets (including trust assets) Income dwing reporting pe!iod Gross value end reporting period Transactions dwing reporting period 
 
(!) (2) (I) (2) not exempt from disclosure 
(2) (3) 
Plac (X) after each asset exempt from prior disclosure Amount Code Type (e.g. div. rent. Value Code2 Value Method Type (e.g. buy, sell, Date: Month- Value Code2 Gain Code Identity buyer/seller 
(A-H) int) (J-P) Code3 (Q-W) merger, redemption) Day (J-P) (A-H) (ifpri;-ate transaction) 
541. Royal Dutch Shell ADR Dividend Buy 1017 
 
Sacra CAP Imps AMBAC PREREF 5.5% 12-1-c Interest 18/6-1-11 
543. 
Sacra Mud MBIA 5.000% 11/15/15 Interest 
Sacra City Fin Auth 5.500% 12/01/18 Interest 
 
558. SAP Spon ADR Buy lncnmc::{i.iin nd1::>: ,Of}t.) less $1,001-52,500 $2,501-55.00!) $).fiJd.-> =S15,fJ00orlcss J:i5.00l-}5.0t.lJ $50,001-Sll-SI 5.CJtlO  $t5.001-S5fJ.OOO 
(Sec Cdmnus and D4) .... $50.ll01-$l00,(i00 $1.00,Glll-Sl.OOll,OOli $!,000.1.\Jl-$5,000.lii.iO 1krc lhau S5.00ll,f!llO 
7.. Value lxk.s:  Sl5,00i less $15,001-$50,0cl(J $50,00 )t;D.fll-$250,0ll() 
(Sec (>lurnus auJ D.) .., $2:i0,000-$500,00f) $500.0ll 1-S .lJO,OOIJ $1.0PiJ.!JfJt-$5,00f!.OOO = S5.tiD.!JOt-$c5.0C{l,fJOO $25,fJOO.Olll-$51),0llO.lliO $for thJn 550,iJOl,OtliJ  1ppraisal =.-Cosr (Hal Estate Only) Assessment  Ca;lrlarkct Sec Column Bl>Ok Value =Other EstirnuteJ 
 
 
VII. INVESTMENTS and 1RUSTS -income. value. transcations {includes those the spouse and dependent children. See pp. 34-57 filing instructions.) o-. Income during Gross value end Transactions during reponing period Description Assets 
reporting period reporting period 
(including trust assets) not exempt from disclosure (I) (2) 
{I) 
(4) (5)(2) 
Place {X) alter each asset exempt from prior disclosure AmoU11t Code (A-H) Type (e.g. div. rent. int.) Value Codc2 (J-P) Value Method Code3 (Q-V) Type (e.g. buy, sell, merger, redemption) Date: Month-Day Value Code2 (J-P) Gain Code (A-H) Identity buyer/seller (ifpri;-ate transaction) 
Sepracor Inc Buy 4126 
 
578. 
Sepracor Inc 	Buy 4/27 
 
579. 
Sepracor Inc 	Buy 4/28 $1.00( less  $1,001-52.500  $2.5f!l-55,00(J S_,Xl-SI 5,0(;()  $15.001-SS0.000 
(Sc,.,l,ltmuiS f.ll and D4) =$50.001-SIOO,OOO $100,001-SJtlOO,OOO .ooo.mH-$5,000.liOO k:r [han S5.IJJ),f)Qij Vulrn; (..i.1S 5,0tl -$S.l.OOfJ $50,0 1-$lO(J.OIJ0 $Ji  $250,iJOIJ-$500,000 $500,00l -Sl .000,000 = Sl,OOO.)(J!.$5,000.0UO SS.;:-.1-;3)()1-$..5.0fil,OOO = S25,000,00 -$St.i,OOO.ll00 $;for tl1Jn S50,lj00,0ll0 Appraisal Cos1 (Ral Estate Only) Assessment  Ca;h larkct 
(:-)r..:c Cobmn = Blok Value =Other =Estimated 
 
WARDLAW, KIMM 
VII. INVESTMENTS and TRUSTS Description Assets (including trust assets) Place (X) after each asset exempt from prior disclosure 
631. 632. Zymogenetics Inc SSGA Tax Free Money Mar FDS 
 
633. Brokerage Asset Acct 
-income. value. transcations (includes those the spouse and dependent clnldren. See pp. 34-57 filing inslnl.:tions.) 
Income during Gross 3lue end Transactions during reporting period reporting peri_od reporting period 
Ifnot eitempt from disclosure 
(I) (2) (!) (2) (!) 
(2) (3) (j) 
Amount T}pe (e.g. Value Value Type (e.g. Date: Value daili Identity 
Code div. rent Code2 Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code3 (Q-W) merger, redemption) Day (J-P) (A-HJ (if private transaction) 
Buy 12/27 Interest 
 
 
648. Richard EHis common stock Partial Sale 10/5 
 $1,001-51.500 $.501-S5.l10f1  $5.W> J-S s.r;oo b.001-$50.00(J 
(Si! (,!tmu1: alid D4) i-: ::.! $51.U}i.iJ-5 lOO,i.iO!J $100,0tli-Sl,001.l,fiOl.i .OUO.!.lOt-$5.00fi.ll(iO It:! Mvrc i.han $5,000,00V 
.alut.: -nllarkct 
 -.;tc Cululiln 2J -lfook Value =Other E>tirnatcd 
 
vn. INVESThlENTS and TRUSTS -income. value. transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
Income during Gross value end Transactions during reporting period 
Dl.Scription Assets 
reporting period reporting period 
(inchtding trust assets) not exempt from disclosure 
(2) (2) Identity 
(2) (4) Place (X) after each asset exempt Type (e.g. Date: 
Amount Type (e.g. Value Value 	Value 
Gain 
from prior disclosure 
buy, sell, Month- 
Code Method 	Code2 Code buyer/seller 
Code div. rent. 
(A-H) int) (J-P) Code3 	merger, Day (J-P) (A-HJ (if private redenition) transaction) 
(Q-W) 
649. Chula Visa Pub Fing 3.875% 9/1/17 	None Buy 8/8 Incninc.:{iJiu Cndc:,: ,000 less $!,00!-}2.50!! $2,50J-S5,WO $5.0Pl-Sl5.fJt10 
(SeeC1,!umnsBJ :indLH) $10l,00!-SJ.l.i(;ll,OOli H.I t.OOO.OIJl-$5,000.lli. 112 =fore :han $5.000,WO ... Vahn; t.od.:: S15,IJ00 lc5s $15,001-S5il.OO(J $50,0lll-$100.0(10 !.i $IiJ0.1Gl-$cS1J,Ot)i1 
{St.:t (,hum1s arn1 D.l} .-.;: $2:50,i.>00-5500,00.f) 50l,Gll!-SUXill,000 $1.000.00!-$5,0lO,OOO = S5.t)i,0,!j0J-$25.0f)ll,OOO s5.ooo.0 
Description Assets (including trust assets) Inco during reporting period Gross value end reporting period r.insactions during reporting period 
 
(I) (2) (2) not exempt from disclosure 
Place (X) after each as.set exempt from prior disclosure Amount Code (A-H) Type (e.g. di,. rent. int.) Value Code (J-P) Value Method Code3 (Q-W) Type (e.g. buy, sell. merger, redemption) (2) Date: Month-Day (3) Value Code (J-P) (-l) Gain Code (A-HJ (5) Identity buyer!sellcr (if private transaction) 
667. Salinas CTFS 4.500% 9/1/20 Interest Buy 8/12 
 
668. 
San Diego Wtr Auth 4.000% 5/1/20 Interest 
 
669. 
Santa Cruz CTFS 3.875% 8/1116 Interest Buy 6/1 
 
 
 
------- -----.. Jncome!(iain Cnde..,: 1.oon less  $!,0: .oon Jess ... S!,OfJl-}2.SOti $2,50I-S5,ll00 ,,. $5.0>l-515.0!10  $15.001$50.000 
(Sc C1.imm1s and D4) : $50.001-Sll.>O,OOO $100.[illl-Sl.l.iOO,OOO $1.000.t)(Jl-$5,000.llOO =More ihan S5.000,li00 Va.Im; lk:;: ::7 S15,lJOO ,lr less - 515.0ll-$5;.oorJ $5