Lee Yeakel III Earl Financial Disclosure Report for 2010
Category:Financial Disclosure
Number of Pages:16
Date Created:November 9, 2013
Date Uploaded to the Library:November 13, 2013
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Government Act 1978 FOR CALENDAR YEAR 2010 U.S.C. app. JOI-I 11) Person Reporting (last name, first, middle initial) Yeakel III, Earl Court Organization District Court, W.D. Texas Date Report 06/01/2011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge -Active Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Final Sb. Amended Report Reporting Period 01/01/2010 12/31/2010 Chambers Office Address United States Courthouse 200 West 8th Street Austin, Texas 78701 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) NAME ORGANIZATION/ENTITY Theodore Roosevelt Association Trustee Chairman Austin Rotary Club Foundation Member University Texas Longhorn Foundation Advisory Council Member Texas Commission Uniform State Laws Member National Conference Commissioners Uniform State Laws Member Board Advisors, Austin Lawyers Chapter, The Federalist Society Executive Committee Member Robert Calvert Chapter, American Inns Court President Austin Intellectual Property Chapter, American Inns Court II. AGREEMENTS. (Reporting individual only; see pp.14-16 filing instructions.) [{] NONE (No reportable agreements.) PARTIES AND TERMS Yeakel 111. Earl Date Report Yeakel III, Earl 06/01/2011 III. N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME (yours, not spouse's) Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2010 Employees Retirement System Texas -Retirement 20!0 Nitsche Ferguson Ins. Agency Inc. -Commission Sales JV. REIMBURSEMENTS -transportation, lodging,food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION Practising Law Institute January 10-13, 2010 San Francisco, California National Conference Commissioners Uniform State Laws January 27-31, 20!0 Orlando, Florida William Sessions American Inn Court February 18-19, 2010 San Antonio, Texas Practising Law Institute March 11-12, 20!0 Chicago, Illinois PURPOSE ITEMS PAID PROVIDED PLI Program-Patent Reissue Reexamination Strategies Transportation, Meals, Lodging Committee Style Transportation, Meals, Lodging Meeting lnn Meals Lodging PLI Program-Patent Transportation, Meals, Lodging Reissue Reexamination Strategies Thomson Reuters March 14-16, 2010 San Jose, California Patent Disputes Program Transportation, Meals, Lodging National Conference April 21-25, 2010 Chicago, Illinois Committee Style Transportation, Meals, Lodging Commissioners Uniform State Laws Continuing Legal Education June 2-4, 2010 Westminister, Colorado 8th Annual Rocky Transportation, Meals, Lodging Colorado, Inc. Mountain Intellectual Property Technology Institute State Bar Texas July 29-30, San Antonio, Texas 6th Annual Advanced Transportation, Meals, Lodging Patent Litigation Course National Conference September 8-12, 2010 Chicago, Illinois Committee Style Transportation, Meals, Lodging Commissioners Uniform State Laws 10. National Conference November 18-20, Washington, D.C. Committee Revise Transportation, Meals, Lodging Commissioners Uniform 2010 NCCUSL Drafting Process State Laws Date Report Yeakel III, Earl 06/01/2011 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 instructions.) [{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) CREDITOR Prosperity Bank Line Credit DESCRIPTION VALUE CODE Date Report 06/01/2011 Yeakel III, Earl VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (iriclllding trust assets) SCHW Common Stock (see note) Dividend CVX Common Stock Dividend .::liJCOme. 45,001 -$15.000 =$15.00I -$50.000 03in Codes: =$1,000 less 41,001 -$2,500 42,501 $5,000 (See Columns Bland D4) F=$50,00I -$JOO,OOO =$100,001 -$1,000,000 =$J,OQO,OOL:. $5.000,000 HZ. =More .thanJ5,000,000 -$250,000 (See Columns and D3) =$250,001 -$500.000 =$500,00t -$l ,000,000 =$1,000,001 $5,000,000 ''$5,000,001 $25,000,000 =$25.000.001 -$50.000.000 =More than $50,000,00() Value Codes =$15,000 less =$15,001 -$50,000 =$50,001. $100,000 M.7'$100,001 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Other =Book Value =EStimated Date Report Yeakel Ill, Earl 06/01/2011 VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description ofAssets. Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period (3) (5) Place "(X)" after each asset (e;g'., Value. . Date Value Gain Identity exempt from prior disclosure div., rem;. Code2 .... Method buy, sell, Code buyer/seller . '.(A'H) redemption) (J-P) (if private transaction) 18. Fidelity Gov't Reserves Mutual Fund Dividend Sold 11/15/10 (part) 19. Vanguard Prime Money Market Mutual Dividend Sold 12/13/10 Fund (part) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50.000 (See Columns and 04) =$50,001 $100,000 =$100,001 -$1.000,000 .=$1,000,001 $5,000,000 =More than $5,000,000 Value Codes =$15,000orless =$15,001 -$50,000 =$50,00l -$100.000 =$100.001 -$250,000 (Sec Columns and 03) =$250,001 -$500,000 =$500,00I -$1,000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000,001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Other =Book Value =Estimated Date Report Yeakel III, Earl 06/01/2011 VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets} reporting period reporting period (2) (2) (3) Place "(X}" after each asset Amount Type(e.g., Value Value Type(e.g., Date Vaine Gain Identity Code div., rent, Code2 Method. 'buy, sell, Code buyer/seller int.) Code3 redemption) (J-P) (A-H) (if private transaction} FPA Capital (Mutual Fund) Dividend Sold 03/08/10 Income Gain Codes: A=$1,000 less =$1,001 -$2.500 c=$2,501 -$5,000 D=$5.001 -$15,000 E=$15,001-$50,000 (See Columns andD4) F=$5(),()()I -$1()(),000 0=$100,()()J .$1,()()0,000 =$1,0()(),()()J -$5.0()(),()()() =More than $5,()()0.()()0 Value Codes J=$15.000 less K=$15,001 -$50.000 L=$50,001 $1()0.000 =$100.001 -$250.000 (See Columns and 03) N=$250,001 -$500,000 0=$500,001 -$1,000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25,000.001 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) U=Book Value =Other W=Estimated Date Report 06/01/2011 VII. INVESTMENTS and TRUSTS -income, vatue, transactions eridg Place "(X)" after each asset exempt from prior disclosure 69. Ivy High Income (Mutual Fund) Buy 03/31/10 (add'!) 70. Ivy High Income (Mutual Fund) Buy 04/22/10 (add'!) 71. Ivy High Income (Mutual Fund) Sold 11/03110 Income G3in Codes_: A=$1.000 less =$1,001 -$2,500 =$2.501 -$5,000 0=$5,00J -$15,000 =$15,00l -$50,000 (SeeColumnsBI andD4) =$50.001 -$100,000 =$100,001 '$1,000,000 m,,,s1,ooo,001 -$5,ooo,ooo =More than $5,000,000 Value Codes =$15.000orless K=$15,00l -$50,000 =$50,001 -$100,000 =$100.001 -$250,000 (Sec Columns and 03) =$250,00 -$500.000 =$500,00l -$1,000,000 =$1,000,001 -$5,000,000 45,000,001 -$25,000,000 =$25.000.00 -$50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market (Sec Column C2) =Book Value V=Other W=Estimated Date Report Yeakel III, Earl 0610112011 VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) Date Report Yeakel III, Earl 06/01/2011 VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nctudes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Incomeduring Gross value end Transactio during reporting period (including trust assets) reporting perioq reportii:ig (5) Place "(X)" after each asset Value Value, (e,g.; ;; Value Identity exempt from prior disclosure Code buyer/seller (A-H) int) (J"P) Code.3 '""" (if private transaction) 103. Blackrock Energy Resources Fund Buy 06/18/10 Income Gain Codes: =$1.000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001-$50,000 (See Columns and =$50,001 -$100,000 =$100,001-$1.000,000 =$1,000,001 -$5,000,000 =More tban $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100.001 -$250,000 (See Columns and D3) =$250.00I -$500.000 =$500,00I -$1,000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other =Estimated Date Report Yeakel III, Earl 06/01/2011 VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including assets) reporting period ofreporting (2) (5) P1ace "(X)'.' a:n:er each sset (e.g.; Value Value Type(e.g., Date Value .Gain Identity exempt fromprior disclosure div., Code2 buy, sell; Code Code buyer/seller :or it:) Code3 .. (ifprivate transaction) 120. Loomis Sayles Strategic Income Fund None Buy 11/03/10 (Mutual Fund) 121. Pimco Total Return Fund (Mutual Fund) Dividend Buy 03109110 122. Pimco Total Return Fund (Mutual Fund) Buy 03111/10 (add'!) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2.501 -$5.000 =$5.001 -$15,000 =$15.001 -$50.000 (See Columns and 04) =$50,001 -$100,000 G=$JOO,OOl -$1,000,000 =$1,000,001 -$5,000,000 =More than $5.000.000 Value Codes =$15,000 less K=$15,001 -$50,000 L=$50,001 -$100.000 =$100.001 -$250.000 (See Columns and D3) =$250,00 $500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000,001 -$50.000.000 P4=More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value V=Other =Estimated Date Report Yeakel III, Earl 06/01/2011 VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Asset{. (including trust asse) Income during Gross value end ofreporting period Transactions during reporting period Plc.e exempt asset prior disclosure Amount Code (A-H) (2) Type(e.g., div, rt, Value Code Value Method Code3 (Q-W) Type (e.g,, buy, sell, redemption) Date Value Code2 (J-P) (4) Gain (A-H) Identity buyer/seller (ifprivate . iransaction) 137. !Shares Barclays Treas Inflation Protected Secs-Mutual Fund Sold (part) 09/16/10 138. !Shares Barclays Treas Inflation Protected Secs-Mutual Fund Sold (part) 10/26/10 Income Gain Codes: 41,000 less 41,001 -$2,500 =$2.501 -$5.000 045.00 -$15.000 =$15,001-$50,000 (See Columns and 04) F=$50,00I $100,000 =$I 00,00 $1,000.000 =$1,000,001 $5,000.000 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50,000 =$50,00 -$0.000 4100.001 -$250.000 (See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000.000 =$1,000.00 -$5,000,000 =$5,000.001 -$25,000.000 =$25,000.001 -$50,000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other =Estimated Date Report 06/01/2011 VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value.at end reporting period reporting period (2) Typ.(e.g., Value div;:, rent; Code2 (A-H) int) foj.;9me 03iil Codes: A=$1.000 less 41,001 -$2.500 =$2.501 -$5,000 =$5,001 -$15.000 =$15,00 -$50,000 (See Columns and D4) =$50,001 $100,000 =$!00.001 -$1.000.000 =$1.000,001 -$5.000,000 =More than $5,000,000 Value Codes =$15,000 less K=$15,001-$50.000 =$50,001 -$100,000 =$100,001.-$250,000 (See Columns and 03) =$250,00 -$500.000 =$500,00 -$1,000.000 =$1.000,001, $5,000,000 =$5,0000001 -$25,000,000 =$25.000.00 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value =Other W=Estimated Name Person Reporting Date Report Yeakel III, Earl 0610112011 VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofreport.) Part VII, Item This item was listed SCH Common Stock previous reports. Date Report Yeakel III, Earl 06/01/2011 IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. 501 et. seq., U.S.C. 7353, and Judicial Conference regulations. Signature: Earl Yeakel III NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app. 104) Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544